{"id":58242,"date":"2023-09-22T15:56:21","date_gmt":"2023-09-22T06:56:21","guid":{"rendered":"https:\/\/monolith.law\/vi\/?p=58242"},"modified":"2023-10-19T16:10:22","modified_gmt":"2023-10-19T07:10:22","slug":"share-transfer-important-point-contract","status":"publish","type":"post","link":"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract","title":{"rendered":"\u0110i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n? Gi\u1ea3i th\u00edch c\u1ee5 th\u1ec3 c\u00e1c \u0111i\u1ec1u kho\u1ea3n c\u1ea7n \u0111\u01b0a v\u00e0o h\u1ee3p \u0111\u1ed3ng"},"content":{"rendered":"\n<p>Trong c\u00e1c th\u01b0\u01a1ng v\u1ee5 M&amp;A c\u1ee7a c\u00e1c c\u00f4ng ty kh\u1edfi nghi\u1ec7p, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n th\u01b0\u1eddng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng r\u1ed9ng r\u00e3i. L\u00fd do ch\u00ednh l\u00e0 v\u00ec so v\u1edbi c\u00e1c ph\u01b0\u01a1ng ph\u00e1p kh\u00e1c trong M&amp;A, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u00f3 th\u1ee7 t\u1ee5c t\u01b0\u01a1ng \u0111\u1ed1i \u0111\u01a1n gi\u1ea3n.<\/p>\n\n\n\n<p>Do \u0111\u00f3, d\u00e0nh cho nh\u1eefng doanh nghi\u1ec7p \u0111ang chu\u1ea9n b\u1ecb ti\u1ebfn h\u00e0nh chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, ch\u00fang t\u00f4i s\u1ebd gi\u1ea3i th\u00edch nh\u1eefng \u0111i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi so\u1ea1n th\u1ea3o h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_53 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<span class=\"ez-toc-title-toggle\"><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Hop_dong_chuyen_nhuong_co_phan_la_gi\" title=\"H\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec\">H\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Chuyen_nhuong_co_phan_la_gi\" title=\"Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec\">Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Diem_can_luu_y_khi_chuyen_nhuong_co_phan\" title=\"\u0110i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\">\u0110i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/a><ul class='ez-toc-list-level-4'><li class='ez-toc-heading-level-4'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Doi_xu_voi_cac_giam_doc_cua_cong_ty_ban_le\" title=\"\u0110\u1ed1i x\u1eed v\u1edbi c\u00e1c gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb\">\u0110\u1ed1i x\u1eed v\u1edbi c\u00e1c gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-4'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Co_the_nam_bat_duoc_toan_bo_co_phan_cua_cong_ty_ban_le_hay_khong\" title=\"C\u00f3 th\u1ec3 n\u1eafm b\u1eaft \u0111\u01b0\u1ee3c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb hay kh\u00f4ng\">C\u00f3 th\u1ec3 n\u1eafm b\u1eaft \u0111\u01b0\u1ee3c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb hay kh\u00f4ng<\/a><\/li><\/ul><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Diem_kiem_tra_trong_hop_dong_chuyen_nhuong_co_phan\" title=\"\u0110i\u1ec3m ki\u1ec3m tra trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\">\u0110i\u1ec3m ki\u1ec3m tra trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Dieu_khoan_lien_quan_den_thoa_thuan_chuyen_nhuong_co_phan\" title=\"\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn th\u1ecfa thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\">\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn th\u1ecfa thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Dieu_khoan_lien_quan_den_gia_chuyen_nhuong\" title=\"\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng\">\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Dieu_khoan_lien_quan_den_viec_ket_thuc_Closing\" title=\"\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c k\u1ebft th\u00fac (Closing)  \">\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c k\u1ebft th\u00fac (Closing)  <\/a><ul class='ez-toc-list-level-4'><li class='ez-toc-heading-level-4'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Cong_ty_phat_hanh_co_phieu\" title=\"C\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu\">C\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-4'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Cong_ty_khong_phat_hanh_co_phieu\" title=\"C\u00f4ng ty kh\u00f4ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu\">C\u00f4ng ty kh\u00f4ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-12\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Dieu_khoan_ve_Bao_dam_va_Phat_bieu\" title=\"\u0110i\u1ec1u kho\u1ea3n v\u1ec1 B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u\">\u0110i\u1ec1u kho\u1ea3n v\u1ec1 B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-13\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Dieu_khoan_lien_quan_den_viec_chap_nhan_chuyen_nhuong\" title=\"\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c ch\u1ea5p nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng\">\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c ch\u1ea5p nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-14\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-important-point-contract\/#Tom_tat\" title=\"T\u00f3m t\u1eaft\">T\u00f3m t\u1eaft<\/a><\/li><\/ul><\/nav><\/div>\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Hop_dong_chuyen_nhuong_co_phan_la_gi\"><\/span>H\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>\u0110\u1ea7u ti\u00ean, ch\u00fang t\u00f4i s\u1ebd gi\u1ea3i th\u00edch nh\u1eefng \u0111i\u1ec1u c\u01a1 b\u1ea3n v\u1ec1 c\u01a1 ch\u1ebf c\u1ee7a h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Chuyen_nhuong_co_phan_la_gi\"><\/span>Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 g\u00ec<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n trong M&amp;A l\u00e0 ph\u01b0\u01a1ng ph\u00e1p b\u00e1n c\u00f4ng ty b\u1eb1ng c\u00e1ch ch\u1ee7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n m\u00e0 h\u1ecd \u0111ang n\u1eafm gi\u1eef cho c\u00f4ng ty mua. Trong tr\u01b0\u1eddng h\u1ee3p c\u1ee7a c\u00e1c c\u00f4ng ty kh\u1edfi nghi\u1ec7p, ch\u1ee7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb th\u01b0\u1eddng l\u00e0 ng\u01b0\u1eddi s\u00e1ng l\u1eadp.<\/p>\n\n\n\n<p>Khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, ch\u1ee7 s\u1edf h\u1eefu c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb c\u00f3 th\u1ec3 nh\u1eadn \u0111\u01b0\u1ee3c gi\u00e1 tr\u1ecb chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n thay v\u00ec m\u1ea5t quy\u1ec1n ki\u1ec3m so\u00e1t (quy\u1ec1n \u0111i\u1ec1u h\u00e0nh) c\u00f4ng ty.<\/p>\n\n\n\n<p>Ng\u01b0\u1ee3c l\u1ea1i, c\u00f4ng ty mua s\u1ebd ti\u1ebfp qu\u1ea3n quy\u1ec1n ki\u1ec3m so\u00e1t (quy\u1ec1n \u0111i\u1ec1u h\u00e0nh) c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb th\u00f4ng qua vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 th\u01b0\u1eddng s\u1ebd tr\u1edf th\u00e0nh c\u00f4ng ty con.<\/p>\n\n\n\n<p>Ch\u00fang t\u00f4i \u0111\u00e3 gi\u1ea3i th\u00edch chi ti\u1ebft v\u1ec1 l\u1ee3i \u00edch v\u00e0 quy tr\u00ecnh c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n trong b\u00e0i vi\u1ebft d\u01b0\u1edbi \u0111\u00e2y.<\/p>\n\n\n\n<p><a href=\"https:\/\/Monolith.law\/corporate\/share-transfer-ma\" target=\"_blank\" rel=\"noreferrer noopener\">https:\/\/Monolith.law\/corporate\/share-transfer-ma[ja]<\/a><\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Diem_can_luu_y_khi_chuyen_nhuong_co_phan\"><\/span>\u0110i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 m\u1ed9t ph\u01b0\u01a1ng ph\u00e1p c\u00f3 nhi\u1ec1u l\u1ee3i \u00edch, nh\u01b0ng c\u0169ng c\u00f3 nh\u1eefng \u0111i\u1ec3m c\u1ea7n l\u01b0u \u00fd. Ti\u1ebfp theo, ch\u00fang t\u00f4i s\u1ebd gi\u1ea3i th\u00edch v\u1ec1 nh\u1eefng \u0111i\u1ec3m c\u1ea7n l\u01b0u \u00fd khi th\u1ef1c hi\u1ec7n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Doi_xu_voi_cac_giam_doc_cua_cong_ty_ban_le\"><\/span>\u0110\u1ed1i x\u1eed v\u1edbi c\u00e1c gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb<span class=\"ez-toc-section-end\"><\/span><\/h4>\n\n\n\n<p>Sau khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, vi\u1ec7c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh ho\u1eb7c c\u00e1c gi\u00e1m \u0111\u1ed1c c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb c\u00f3 ti\u1ebfp t\u1ee5c \u1edf l\u1ea1i c\u00f4ng ty hay kh\u00f4ng ph\u1ee5 thu\u1ed9c v\u00e0o n\u1ed9i dung c\u1ee7a h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u00f3 ngh\u0129a l\u00e0 vi\u1ec7c b\u1ea7u ho\u1eb7c sa th\u1ea3i gi\u00e1m \u0111\u1ed1c c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo \u00fd mu\u1ed1n c\u1ee7a c\u00f4ng ty mua, ng\u01b0\u1eddi tr\u1edf th\u00e0nh c\u1ed5 \u0111\u00f4ng m\u1edbi.<\/p>\n\n\n\n<p>V\u00ec v\u1eady, c\u1ea7n l\u01b0u \u00fd r\u1eb1ng c\u00f3 kh\u1ea3 n\u0103ng b\u1ecb sa th\u1ea3i n\u1ebfu c\u00f4ng ty mua \u0111\u00e1nh gi\u00e1 l\u00e0 kh\u00f4ng c\u1ea7n thi\u1ebft.<\/p>\n\n\n\n<figure class=\"wp-block-image\"><img decoding=\"async\" src=\"https:\/\/Monolith.law\/wp-content\/uploads\/2021\/04\/share-transfer-important-point-contract1.jpg\" alt=\"\" class=\"wp-image-31532\" \/><\/figure>\n\n\n\n<h4 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Co_the_nam_bat_duoc_toan_bo_co_phan_cua_cong_ty_ban_le_hay_khong\"><\/span>C\u00f3 th\u1ec3 n\u1eafm b\u1eaft \u0111\u01b0\u1ee3c to\u00e0n b\u1ed9 c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb hay kh\u00f4ng<span class=\"ez-toc-section-end\"><\/span><\/h4>\n\n\n\n<p>Tr\u00ean th\u1ef1c t\u1ebf, t\u1ea1i hi\u1ec7n tr\u01b0\u1eddng M&amp;A, c\u00f3 th\u1ec3 kh\u00f4ng th\u1ec3 s\u1eed d\u1ee5ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n v\u00e0 ph\u1ea3i ch\u1ecdn c\u00e1c ph\u01b0\u01a1ng ph\u00e1p kh\u00e1c nh\u01b0 chuy\u1ec3n nh\u01b0\u1ee3ng doanh nghi\u1ec7p.<\/p>\n\n\n\n<p>M\u1ed9t tr\u01b0\u1eddng h\u1ee3p ti\u00eau bi\u1ec3u m\u00e0 kh\u00f4ng th\u1ec3 s\u1eed d\u1ee5ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 khi kh\u00f4ng th\u1ec3 x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c to\u00e0n b\u1ed9 v\u1ecb tr\u00ed c\u1ee7a c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty b\u00e1n l\u1ebb.<\/p>\n\n\n\n<p>Tr\u01b0\u1eddng h\u1ee3p nh\u01b0 v\u1eady kh\u00f4ng th\u01b0\u1eddng x\u1ea3y ra n\u1ebfu l\u00e0 m\u1ed9t c\u00f4ng ty kh\u1edfi nghi\u1ec7p \u0111\u00e3 t\u1eebng xem x\u00e9t IPO (c\u00f4ng b\u1ed1 c\u1ed5 ph\u1ea7n). Tuy nhi\u00ean, n\u1ebfu \u0111\u00e3 tr\u00f4i qua m\u1ed9t th\u1eddi gian k\u1ec3 t\u1eeb khi th\u00e0nh l\u1eadp ho\u1eb7c n\u1ebfu ng\u01b0\u1eddi qu\u1ea3n l\u00fd \u0111\u00e3 chuy\u1ec3n c\u1ed5 ph\u1ea7n cho ng\u01b0\u1eddi th\u00e2n ho\u1eb7c b\u1ea1n b\u00e8 nh\u01b0 m\u1ed9t ph\u1ea7n c\u1ee7a m\u1ed1i quan h\u1ec7 t\u1eeb khi th\u00e0nh l\u1eadp, c\u00f3 th\u1ec3 kh\u00f4ng bi\u1ebft ai \u0111ang n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<p>N\u1ebfu kh\u00f4ng bi\u1ebft ai v\u00e0 bao nhi\u00eau c\u1ed5 ph\u1ea7n m\u00e0 h\u1ecd \u0111ang n\u1eafm gi\u1eef trong c\u00f4ng ty b\u00e1n l\u1ebb nh\u01b0 v\u1eady, vi\u1ec7c th\u1ef1c hi\u1ec7n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n s\u1ebd tr\u1edf n\u00ean kh\u00f3 kh\u0103n.<\/p>\n\n\n\n<p>Ngo\u00e0i ra, ngay c\u1ea3 khi c\u00f3 th\u1ec3 x\u00e1c \u0111\u1ecbnh t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng, n\u1ebfu c\u00f3 ng\u01b0\u1eddi ngo\u00e0i c\u00f4ng ty n\u1eafm gi\u1eef c\u1ed5 ph\u1ea7n, c\u1ea7n ph\u1ea3i nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn cho vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eeb c\u1ed5 \u0111\u00f4ng \u0111\u00f3. \u0110i\u1ec1u n\u00e0y c\u0169ng \u00e1p d\u1ee5ng cho tr\u01b0\u1eddng h\u1ee3p nh\u1eadn \u0111\u1ea7u t\u01b0 t\u1eeb VC (v\u1ed1n m\u1ea1o hi\u1ec3m). N\u1ebfu kh\u00f4ng th\u1ec3 nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn cho vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n t\u1eeb t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng, vi\u1ec7c th\u1ef1c hi\u1ec7n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n s\u1ebd tr\u1edf n\u00ean kh\u00f3 kh\u0103n.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Diem_kiem_tra_trong_hop_dong_chuyen_nhuong_co_phan\"><\/span>\u0110i\u1ec3m ki\u1ec3m tra trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<figure class=\"wp-block-image\"><img decoding=\"async\" src=\"https:\/\/Monolith.law\/wp-content\/uploads\/2021\/04\/share-transfer-important-point-contract2.jpg\" alt=\"\" class=\"wp-image-31533\" \/><\/figure>\n\n\n\n<p>Ch\u00fang ta h\u00e3y gi\u1ea3i th\u00edch v\u1ec1 c\u00e1c \u0111i\u1ec1u kho\u1ea3n ch\u00ednh c\u1ea7n ki\u1ec3m tra khi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, theo m\u1eabu h\u1ee3p \u0111\u1ed3ng. Trong v\u00ed d\u1ee5 v\u1ec1 \u0111i\u1ec1u kho\u1ea3n d\u01b0\u1edbi \u0111\u00e2y, &#8220;\u7532&#8221; l\u00e0 c\u1ed5 \u0111\u00f4ng b\u00e1n c\u1ed5 ph\u1ea7n, &#8220;\u4e59&#8221; l\u00e0 c\u00f4ng ty mua. Ngo\u00e0i ra, c\u00f4ng ty m\u00e0 l\u00e0 \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a c\u1ed5 ph\u1ea7n l\u00e0 &#8220;C\u00f4ng ty c\u1ed5 ph\u1ea7n X&#8221;.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dieu_khoan_lien_quan_den_thoa_thuan_chuyen_nhuong_co_phan\"><\/span>\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn th\u1ecfa thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p class=\"has-very-light-gray-background-color has-background\">\u0110i\u1ec1u \u25cb (Chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n) <br>Ng\u01b0\u1eddi A s\u1ebd chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n th\u00f4ng th\u01b0\u1eddng \u0111\u00e3 ph\u00e1t h\u00e0nh c\u1ee7a C\u00f4ng ty C\u1ed5 ph\u1ea7n X cho Ng\u01b0\u1eddi B v\u00e0o ng\u00e0y \u25cb th\u00e1ng \u25cb n\u0103m \u25cb, v\u00e0 Ng\u01b0\u1eddi B s\u1ebd nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng n\u00e0y. <\/p>\n\n\n\n<p>Tr\u1ecdng t\u00e2m c\u1ee7a h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 th\u1ecfa thu\u1eadn v\u1ec1 vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<p>Ph\u1ea3i r\u00f5 r\u00e0ng n\u00eau t\u00ean c\u00f4ng ty l\u00e0 \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n (trong v\u00ed d\u1ee5 c\u1ee7a \u0111i\u1ec1u kho\u1ea3n l\u00e0 &#8220;C\u00f4ng ty C\u1ed5 ph\u1ea7n X&#8221;), v\u00e0 x\u00e1c \u0111\u1ecbnh lo\u1ea1i c\u1ed5 ph\u1ea7n v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n. N\u1ebfu c\u00f3 nhi\u1ec1u c\u1ed5 \u0111\u00f4ng tr\u1edf th\u00e0nh ng\u01b0\u1eddi b\u00e1n, t\u1ea5t c\u1ea3 c\u00e1c c\u1ed5 \u0111\u00f4ng s\u1ebd tr\u1edf th\u00e0nh b\u00ean tham gia v\u00e0o h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dieu_khoan_lien_quan_den_gia_chuyen_nhuong\"><\/span>\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p class=\"has-very-light-gray-background-color has-background\">\u0110i\u1ec1u \u25cb\uff08Gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng\uff09 <br>Gi\u00e1 tr\u1ecb c\u1ed5 phi\u1ebfu m\u00e0 B ph\u1ea3i tr\u1ea3 cho A l\u00e0 \u25cb\u25cb tri\u1ec7u y\u00ean. <\/p>\n\n\n\n<p>\u0110\u1ed3ng th\u1eddi v\u1edbi th\u1ecfa thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, \u0111i\u1ec1u kho\u1ea3n tr\u1ecdng t\u00e2m trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu l\u00e0 \u0111i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng. T\u1ea1i \u0111\u00e2y, ch\u00fang ta s\u1ebd ghi r\u00f5 s\u1ed1 ti\u1ec1n m\u00e0 c\u1ed5 \u0111\u00f4ng b\u00e1n c\u1ed5 phi\u1ebfu nh\u1eadn \u0111\u01b0\u1ee3c t\u1eeb c\u00f4ng ty mua.<\/p>\n\n\n\n<p>Xin l\u01b0u \u00fd, trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, c\u00f3 th\u1ec3 ghi r\u00f5 s\u1ed1 ti\u1ec1n cho m\u1ed7i c\u1ed5 phi\u1ebfu. Trong tr\u01b0\u1eddng h\u1ee3p \u0111\u00f3, \u0111i\u1ec3m quan tr\u1ecdng l\u00e0 ph\u1ea3i ghi v\u00e0o \u0111i\u1ec1u kho\u1ea3n \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh r\u00f5 r\u00e0ng t\u1ed5ng s\u1ed1 ti\u1ec1n c\u1ea7n ph\u1ea3i tr\u1ea3.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dieu_khoan_lien_quan_den_viec_ket_thuc_Closing\"><\/span>\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c k\u1ebft th\u00fac (Closing) <br><span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p class=\"has-very-light-gray-background-color has-background\">\u0110i\u1ec1u \u25cb (Th\u1ee7 t\u1ee5c chuy\u1ec3n kho\u1ea3n) <br>1. B\u00ean A s\u1ebd chuy\u1ec3n giao c\u1ed5 phi\u1ebfu n\u00e0y cho B\u00ean B, \u0111\u1ed3ng th\u1eddi y\u00eau c\u1ea7u thay \u0111\u1ed5i t\u00ean ch\u1ee7 s\u1edf h\u1eefu c\u1ed5 phi\u1ebfu th\u00e0nh t\u00ean c\u1ee7a B\u00ean B, \u0111\u1ed5i l\u1ea1i vi\u1ec7c nh\u1eadn thanh to\u00e1n gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng quy \u0111\u1ecbnh t\u1ea1i \u0110i\u1ec1u \u25cb v\u00e0o ng\u00e0y chuy\u1ec3n nh\u01b0\u1ee3ng. <br>2. B\u00ean B s\u1ebd th\u1ef1c hi\u1ec7n vi\u1ec7c thanh to\u00e1n gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng b\u1eb1ng c\u00e1ch chuy\u1ec3n kho\u1ea3n v\u00e0o t\u00e0i kho\u1ea3n ng\u00e2n h\u00e0ng m\u00e0 B\u00ean A ch\u1ec9 \u0111\u1ecbnh ri\u00eang. <\/p>\n\n\n\n<p>Th\u01b0\u1eddng sau khi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, s\u1ebd c\u00f3 m\u1ed9t kho\u1ea3ng th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu th\u1ef1c s\u1ef1. Quy tr\u00ecnh th\u1ef1c thi d\u1ef1a tr\u00ean h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu n\u00e0y \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;Closing&#8221;.<\/p>\n\n\n\n<p>Trong qu\u00e1 tr\u00ecnh Closing, c\u00f4ng ty mua s\u1ebd thanh to\u00e1n gi\u00e1 chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u00e3 quy \u0111\u1ecbnh trong h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu cho c\u1ed5 \u0111\u00f4ng c\u1ee7a c\u00f4ng ty b\u00e1n. \u0110\u1ed3ng th\u1eddi v\u1edbi vi\u1ec7c thanh to\u00e1n n\u00e0y, ng\u01b0\u1eddi mua s\u1ebd nh\u1eadn \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu.<\/p>\n\n\n\n<p>Trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, th\u1ee7 t\u1ee5c c\u1ea7n thi\u1ebft s\u1ebd kh\u00e1c nhau t\u00f9y thu\u1ed9c v\u00e0o vi\u1ec7c c\u00f4ng ty b\u00e1n c\u00f3 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu hay kh\u00f4ng.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Cong_ty_phat_hanh_co_phieu\"><\/span>C\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<span class=\"ez-toc-section-end\"><\/span><\/h4>\n\n\n\n<p>\u0110\u1ed1i v\u1edbi c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng v\u1edbi b\u00ean th\u1ee9 ba l\u00e0 vi\u1ec7c giao c\u1ed5 phi\u1ebfu, v\u00e0 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng v\u1edbi c\u00f4ng ty b\u00e1n l\u00e0 vi\u1ec7c thay \u0111\u1ed5i danh s\u00e1ch c\u1ed5 \u0111\u00f4ng.<\/p>\n\n\n\n<p>Y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng l\u00e0 y\u00eau c\u1ea7u c\u1ea7n thi\u1ebft theo ph\u00e1p lu\u1eadt \u0111\u1ec3 kh\u1eb3ng \u0111\u1ecbnh s\u1ef1 th\u1eadt \u0111\u00e3 nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu v\u1edbi c\u00f4ng ty b\u00e1n v\u00e0 b\u00ean th\u1ee9 ba, t\u01b0\u01a1ng t\u1ef1 nh\u01b0 vi\u1ec7c \u0111\u0103ng k\u00fd trong giao d\u1ecbch b\u1ea5t \u0111\u1ed9ng s\u1ea3n.<\/p>\n\n\n\n<p>Trong \u0111i\u1ec1u kho\u1ea3n Closing, c\u1ea7n ph\u1ea3i quy \u0111\u1ecbnh vi\u1ec7c thay \u0111\u1ed5i danh s\u00e1ch c\u1ed5 \u0111\u00f4ng v\u00e0 giao c\u1ed5 phi\u1ebfu. Tuy nhi\u00ean, ngay c\u1ea3 khi l\u00e0 c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, kh\u00f4ng c\u1ea7n ph\u1ea3i th\u1ef1c s\u1ef1 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu tr\u1eeb khi c\u00f3 y\u00eau c\u1ea7u t\u1eeb c\u1ed5 \u0111\u00f4ng.<\/p>\n\n\n\n<p>V\u00ec v\u1eady, c\u00f3 hai m\u00f4 h\u00ecnh cho c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu:<\/p>\n\n\n\n<ul>\n<li>C\u00f4ng ty \u0111\u00e3 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<\/li>\n\n\n\n<li>C\u00f4ng ty ch\u01b0a ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<\/li>\n<\/ul>\n\n\n\n<p>Trong tr\u01b0\u1eddng h\u1ee3p l\u00e0 c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu tr\u01b0\u1edbc khi ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu kh\u00f4ng c\u00f3 hi\u1ec7u l\u1ef1c \u0111\u1ed1i v\u1edbi c\u00f4ng ty b\u00e1n. V\u00e0 c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu m\u00e0 ch\u01b0a th\u1ef1c s\u1ef1 ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu c\u1ea7n ph\u1ea3i ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu tr\u01b0\u1edbc khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu.<\/p>\n\n\n\n<h4 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Cong_ty_khong_phat_hanh_co_phieu\"><\/span>C\u00f4ng ty kh\u00f4ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu<span class=\"ez-toc-section-end\"><\/span><\/h4>\n\n\n\n<p>Hi\u1ec7n t\u1ea1i, h\u1ea7u h\u1ebft c\u00e1c c\u00f4ng ty m\u1edbi kh\u00f4ng ph\u1ea3i l\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, tr\u1eeb khi ch\u00fang l\u00e0 c\u00f4ng ty \u0111\u00e3 t\u1ed3n t\u1ea1i t\u1eeb l\u00e2u. \u0110i\u1ec1u n\u00e0y l\u00e0 do theo Lu\u1eadt C\u00f4ng ty (Company Law) \u0111\u01b0\u1ee3c ban h\u00e0nh v\u00e0o ng\u00e0y 1 th\u00e1ng 5 n\u0103m 2006 (n\u0103m 2006 theo l\u1ecbch Gregory), nguy\u00ean t\u1eafc l\u00e0 c\u00f4ng ty c\u1ed5 ph\u1ea7n kh\u00f4ng c\u1ea7n ph\u1ea3i ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu.<\/p>\n\n\n\n<p>Trong tr\u01b0\u1eddng h\u1ee3p l\u00e0 c\u00f4ng ty kh\u00f4ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng v\u1edbi b\u00ean th\u1ee9 ba v\u00e0 c\u00f4ng ty b\u00e1n trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu l\u00e0 vi\u1ec7c thay \u0111\u1ed5i danh s\u00e1ch c\u1ed5 \u0111\u00f4ng. Do \u0111\u00f3, ch\u1ec9 c\u1ea7n quy \u0111\u1ecbnh vi\u1ec7c y\u00eau c\u1ea7u thay \u0111\u1ed5i danh s\u00e1ch c\u1ed5 \u0111\u00f4ng trong qu\u00e1 tr\u00ecnh Closing nh\u01b0 v\u00ed d\u1ee5 \u0111i\u1ec1u kho\u1ea3n tr\u00ean l\u00e0 \u0111\u1ee7.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dieu_khoan_ve_Bao_dam_va_Phat_bieu\"><\/span>\u0110i\u1ec1u kho\u1ea3n v\u1ec1 B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p class=\"has-very-light-gray-background-color has-background\">\u0110i\u1ec1u \u25cb (B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u) <br>1. B\u00ean A ph\u00e1t bi\u1ec3u v\u00e0 b\u1ea3o \u0111\u1ea3m v\u1edbi B\u00ean B r\u1eb1ng, v\u00e0o ng\u00e0y k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng n\u00e0y v\u00e0 ng\u00e0y chuy\u1ec3n nh\u01b0\u1ee3ng, c\u00e1c \u0111i\u1ec1u kho\u1ea3n \u0111\u01b0\u1ee3c ghi d\u01b0\u1edbi \u0111\u00e2y l\u00e0 ch\u00ednh x\u00e1c v\u00e0 \u0111\u00fang. <br>\uff081\uff09\uff08ti\u1ebfp theo\uff09  <br>2. N\u1ebfu B\u00ean A ho\u1eb7c B\u00ean B ph\u00e1t hi\u1ec7n ra s\u1ef1 th\u1eadt tr\u00e1i v\u1edbi nh\u1eefng \u0111i\u1ec1u \u0111\u00e3 ph\u00e1t bi\u1ec3u v\u00e0 b\u1ea3o \u0111\u1ea3m trong kho\u1ea3n tr\u00ean, v\u00e0 g\u00e2y thi\u1ec7t h\u1ea1i cho b\u00ean kia do \u0111i\u1ec1u n\u00e0y, h\u1ecd s\u1ebd b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho b\u00ean kia. <\/p>\n\n\n\n<p>B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u l\u00e0 vi\u1ec7c c\u00e1c b\u00ean trong h\u1ee3p \u0111\u1ed3ng ph\u00e1t bi\u1ec3u v\u00e0 b\u1ea3o \u0111\u1ea3m r\u1eb1ng c\u00e1c \u0111i\u1ec1u kho\u1ea3n \u0111\u01b0\u1ee3c ghi trong h\u1ee3p \u0111\u1ed3ng l\u00e0 \u0111\u00fang.<\/p>\n\n\n\n<p>\u0110\u00e2y l\u00e0 kh\u00e1i ni\u1ec7m g\u1ed1c t\u1eeb lu\u1eadt Anh-M\u1ef9, \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;Representation and Warranty&#8221; trong ti\u1ebfng Anh.<\/p>\n\n\n\n<p>\u1ede Nh\u1eadt B\u1ea3n, n\u00f3 c\u0169ng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng trong c\u00e1c giao d\u1ecbch quan tr\u1ecdng gi\u1eefa c\u00e1c doanh nghi\u1ec7p nh\u01b0 giao d\u1ecbch t\u00e0i ch\u00ednh v\u00e0 M&amp;A.<\/p>\n\n\n\n<p>Trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, tr\u01b0\u1edbc khi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, doanh nghi\u1ec7p mua ch\u1ee7 y\u1ebfu s\u1ebd ti\u1ebfn h\u00e0nh m\u1ed9t quy tr\u00ecnh \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;Due Diligence&#8221; (DD), n\u01a1i h\u1ecd ki\u1ec3m tra gi\u00e1 tr\u1ecb doanh nghi\u1ec7p t\u1eeb nhi\u1ec1u g\u00f3c \u0111\u1ed9 nh\u01b0 t\u00e0i ch\u00ednh, ph\u00e1p l\u00fd, nh\u00e2n s\u1ef1, v.v. \u0111\u1ed1i v\u1edbi doanh nghi\u1ec7p b\u00e1n.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, do r\u00e0ng bu\u1ed9c v\u1ec1 th\u1eddi gian v\u00e0 chi ph\u00ed, vi\u1ec7c ki\u1ec3m tra to\u00e0n b\u1ed9 doanh nghi\u1ec7p b\u00e1n th\u00f4ng qua Due Diligence l\u00e0 kh\u00f4ng th\u1ec3.<\/p>\n\n\n\n<p>M\u1eb7t kh\u00e1c, n\u1ebfu sau khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, s\u1ef1 t\u1ed3n t\u1ea1i c\u1ee7a c\u00e1c kho\u1ea3n n\u1ee3 ngo\u00e0i s\u1ed5 s\u00e1ch \u0111\u01b0\u1ee3c ti\u1ebft l\u1ed9, \u0111\u00f3 s\u1ebd l\u00e0 m\u1ed9t t\u1ed5n th\u1ea5t l\u1edbn \u0111\u1ed1i v\u1edbi b\u00ean mua.<\/p>\n\n\n\n<p>V\u00ec v\u1eady, \u0111\u1ec3 b\u1ed5 sung cho Due Diligence, trong \u0111i\u1ec1u kho\u1ea3n B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u, ch\u00fang t\u00f4i y\u00eau c\u1ea7u b\u00ean b\u00e1n ph\u00e1t bi\u1ec3u v\u1ec1 m\u1ed9t s\u1ed1 \u0111i\u1ec1u (nh\u01b0 kh\u00f4ng c\u00f3 n\u1ee3 ngo\u00e0i s\u1ed5 s\u00e1ch) v\u00e0 b\u1ea3o \u0111\u1ea3m \u0111i\u1ec1u n\u00e0y.<\/p>\n\n\n\n<figure class=\"wp-block-image\"><img decoding=\"async\" src=\"https:\/\/Monolith.law\/wp-content\/uploads\/2021\/04\/share-transfer-important-point-contract4.jpg\" alt=\"\" class=\"wp-image-31537\" \/><\/figure>\n\n\n\n<p>V\u00e0 sau khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, n\u1ebfu ph\u00e1t hi\u1ec7n ra s\u1ef1 th\u1eadt tr\u00e1i v\u1edbi nh\u1eefng g\u00ec \u0111\u00e3 \u0111\u01b0\u1ee3c b\u1ea3o \u0111\u1ea3m v\u00e0 ph\u00e1t bi\u1ec3u, ch\u00fang t\u00f4i s\u1ebd \u0111\u01b0a v\u00e0o \u0111i\u1ec1u kho\u1ea3n v\u1ec1 vi\u1ec7c b\u1ed3i th\u01b0\u1eddng (\u0111\u1ec1n b\u00f9) cho thi\u1ec7t h\u1ea1i ph\u00e1t sinh cho b\u00ean kia do \u0111i\u1ec1u n\u00e0y.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, ch\u00fang t\u00f4i kh\u00f4ng \u0111\u01b0a v\u00e0o v\u00ed d\u1ee5 v\u1ec1 \u0111i\u1ec1u kho\u1ea3n, nh\u01b0ng c\u0169ng c\u00f3 tr\u01b0\u1eddng h\u1ee3p b\u00ean mua b\u1ea3o \u0111\u1ea3m v\u00e0 ph\u00e1t bi\u1ec3u v\u1ec1 m\u1ed9t s\u1ed1 \u0111i\u1ec1u cho b\u00ean b\u00e1n. V\u1ec1 \u0111i\u1ec1u kho\u1ea3n B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u, ch\u00fang t\u00f4i \u0111\u00e3 gi\u1ea3i th\u00edch chi ti\u1ebft trong b\u00e0i vi\u1ebft d\u01b0\u1edbi \u0111\u00e2y.<\/p>\n\n\n\n<p><a href=\"https:\/\/Monolith.law\/corporate\/representations-and-warranties-of-investment-contract\" target=\"_blank\" rel=\"noreferrer noopener\">https:\/\/Monolith.law\/corporate\/representations-and-warranties-of-investment-contract[ja]<\/a><\/p>\n\n\n\n<p>C\u00e1c \u0111i\u1ec1u \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0111i\u1ec1u kho\u1ea3n B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u bao g\u1ed3m nh\u1eefng \u0111i\u1ec1u sau \u0111\u00e2y.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, n\u1ebfu doanh nghi\u1ec7p mua c\u00f3 \u0111i\u1ec3m \u0111\u1eb7c bi\u1ec7t lo l\u1eafng, th\u00ec c\u01a1 b\u1ea3n l\u00e0 c\u00f3 th\u1ec3 quy \u0111\u1ecbnh b\u1ea5t k\u1ef3 \u0111i\u1ec1u g\u00ec d\u01b0\u1edbi d\u1ea1ng \u0111i\u1ec1u kho\u1ea3n B\u1ea3o \u0111\u1ea3m v\u00e0 Ph\u00e1t bi\u1ec3u.<\/p>\n\n\n\n<ul>\n<li>\u0110\u00e3 th\u1ef1c hi\u1ec7n c\u00e1c th\u1ee7 t\u1ee5c c\u1ea7n thi\u1ebft theo lu\u1eadt ph\u00e1p, \u0111i\u1ec1u l\u1ec7 v\u00e0 c\u00e1c quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 kh\u00e1c \u0111\u1ec3 chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu<\/li>\n\n\n\n<li>Kh\u00f4ng c\u1ea7n s\u1ef1 ch\u1ea5p thu\u1eadn t\u1eeb ch\u00ednh quy\u1ec1n ho\u1eb7c s\u1ef1 \u0111\u1ed3ng \u00fd t\u1eeb b\u00ean th\u1ee9 ba khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu<\/li>\n\n\n\n<li>T\u1ed5ng s\u1ed1 c\u1ed5 phi\u1ebfu c\u00f3 th\u1ec3 ph\u00e1t h\u00e0nh c\u1ee7a doanh nghi\u1ec7p b\u00e1n l\u00e0 \u25cb c\u1ed5 phi\u1ebfu th\u01b0\u1eddng, trong \u0111\u00f3 t\u1ed5ng s\u1ed1 c\u1ed5 phi\u1ebfu \u0111\u00e3 ph\u00e1t h\u00e0nh l\u00e0 \u25cb c\u1ed5 phi\u1ebfu<\/li>\n\n\n\n<li>T\u1ea5t c\u1ea3 c\u1ed5 phi\u1ebfu \u0111\u00e3 ph\u00e1t h\u00e0nh \u0111\u1ec1u \u0111\u01b0\u1ee3c ph\u00e1t h\u00e0nh m\u1ed9t c\u00e1ch h\u1ee3p ph\u00e1p v\u00e0 hi\u1ec7u qu\u1ea3 v\u00e0 \u0111\u00e3 \u0111\u01b0\u1ee3c thanh to\u00e1n \u0111\u1ea7y \u0111\u1ee7<\/li>\n\n\n\n<li>V\u00e0o ng\u00e0y k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, c\u1ed5 \u0111\u00f4ng c\u1ee7a b\u00ean b\u00e1n \u0111\u00e3 ti\u1ebft l\u1ed9 t\u1ea5t c\u1ea3 th\u00f4ng tin quan tr\u1ecdng v\u1ec1 doanh nghi\u1ec7p b\u00e1n v\u00e0 th\u00f4ng tin m\u00e0 b\u00ean mua y\u00eau c\u1ea7u m\u00e0 b\u00ean b\u00e1n bi\u1ebft v\u00e0 s\u1edf h\u1eefu<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dieu_khoan_lien_quan_den_viec_chap_nhan_chuyen_nhuong\"><\/span>\u0110i\u1ec1u kho\u1ea3n li\u00ean quan \u0111\u1ebfn vi\u1ec7c ch\u1ea5p nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p class=\"has-very-light-gray-background-color has-background\">\u0110i\u1ec1u th\u1ee9 \u25cb (Ch\u1ea5p nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng, v.v.) <br>Tr\u01b0\u1edbc ng\u00e0y chuy\u1ec3n nh\u01b0\u1ee3ng, b\u00ean A s\u1ebd th\u1ef1c hi\u1ec7n quy\u1ebft \u0111\u1ecbnh c\u1ea7n thi\u1ebft t\u1eeb H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb v\u00e0 c\u00e1c c\u01a1 quan kh\u00e1c c\u1ee7a C\u00f4ng ty X \u0111\u1ec3 chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, v\u00e0 c\u0169ng s\u1ebd y\u00eau c\u1ea7u C\u00f4ng ty X th\u1ef1c hi\u1ec7n \u0111i\u1ec1u n\u00e0y. <\/p>\n\n\n\n<p>Ph\u1ea7n l\u1edbn c\u1ed5 phi\u1ebfu c\u1ee7a c\u00e1c c\u00f4ng ty tr\u01b0\u1edbc khi ni\u00eam y\u1ebft c\u00f4ng khai (IPO) l\u00e0 c\u1ed5 phi\u1ebfu c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng.<\/p>\n\n\n\n<p>C\u1ed5 phi\u1ebfu c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng l\u00e0 lo\u1ea1i c\u1ed5 phi\u1ebfu m\u00e0 theo \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu m\u00e0 c\u00f4ng ty ph\u00e1t h\u00e0nh cho b\u00ean th\u1ee9 ba c\u1ea7n ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u00f4ng ty.<\/p>\n\n\n\n<p>Khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng, c\u1ea7n ph\u1ea3i th\u1ef1c hi\u1ec7n quy\u1ebft \u0111\u1ecbnh c\u01a1 quan c\u1ea7n thi\u1ebft trong c\u00f4ng ty b\u00e1n. Quy\u1ebft \u0111\u1ecbnh c\u01a1 quan c\u1ea7n thi\u1ebft nh\u01b0 sau. Tuy nhi\u00ean, n\u1ebfu c\u00f3 quy \u0111\u1ecbnh kh\u00e1c trong \u0111i\u1ec1u l\u1ec7, \u0111i\u1ec1u l\u1ec7 s\u1ebd \u0111\u01b0\u1ee3c \u01b0u ti\u00ean.<\/p>\n\n\n\n<ul>\n<li>C\u00f4ng ty c\u00f3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb &#8211; Ch\u1ea5p thu\u1eadn t\u1ea1i H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb<\/li>\n\n\n\n<li>C\u00f4ng ty kh\u00f4ng c\u00f3 H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb &#8211; Ch\u1ea5p thu\u1eadn t\u1ea1i \u0110\u1ea1i h\u1ed9i c\u1ed5 \u0111\u00f4ng<\/li>\n<\/ul>\n\n\n\n<p>Trong tr\u01b0\u1eddng h\u1ee3p c\u1ed5 phi\u1ebfu c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng, n\u1ebfu thi\u1ebfu quy\u1ebft \u0111\u1ecbnh c\u01a1 quan c\u1ea7n thi\u1ebft, b\u1ea1n kh\u00f4ng th\u1ec3 kh\u1eb3ng \u0111\u1ecbnh v\u1edbi c\u00f4ng ty r\u1eb1ng b\u1ea1n \u0111\u00e3 nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu. V\u00ec v\u1eady, c\u1ea7n ho\u00e0n th\u00e0nh quy\u1ebft \u0111\u1ecbnh c\u01a1 quan tr\u01b0\u1edbc khi k\u1ebft th\u00fac qu\u00e1 tr\u00ecnh \u0111\u00f3ng c\u1eeda.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Tom_tat\"><\/span>T\u00f3m t\u1eaft<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Khi ti\u1ebfn h\u00e0nh M&amp;A bao g\u1ed3m vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, vi\u1ec7c n\u1eafm v\u1eefng ki\u1ebfn th\u1ee9c v\u1ec1 Lu\u1eadt C\u00f4ng ty (Japanese Company Law) l\u00e0 \u0111i\u1ec1u b\u1eaft bu\u1ed9c.<\/p>\n\n\n\n<p>Ngo\u00e0i ra, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n kh\u00f4ng ch\u1ec9 quan tr\u1ecdng v\u1edbi ng\u01b0\u1eddi b\u00e1n m\u00e0 c\u00f2n \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn s\u1ed1 ph\u1eadn c\u1ee7a c\u00f4ng ty v\u00e0 doanh nghi\u1ec7p \u0111\u1ed1i v\u1edbi ng\u01b0\u1eddi mua.<\/p>\n\n\n\n<p>Ch\u00ednh v\u00ec v\u1eady, \u0111\u1ec3 tr\u00e1nh r\u1eafc r\u1ed1i, khi k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, th\u01b0\u1eddng c\u1ea7n t\u01b0 v\u1ea5n v\u00e0 h\u1ed7 tr\u1ee3 t\u1eeb chuy\u00ean gia b\u00ean ngo\u00e0i nh\u01b0 lu\u1eadt s\u01b0 ho\u1eb7c k\u1ebf to\u00e1n vi\u00ean.<\/p>\n\n\n\n<p>Kh\u00f4ng ch\u1ec9 khi chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, khi ti\u1ebfn h\u00e0nh M&amp;A, b\u1ea1n c\u0169ng c\u1ea7n t\u01b0 v\u1ea5n tr\u01b0\u1edbc v\u1edbi k\u1ebf to\u00e1n vi\u00ean v\u1ec1 thu\u1ebf ph\u00e1t sinh li\u00ean quan.<\/p>\n\n\n\n<p>Do c\u1ea7n ki\u1ebfn th\u1ee9c ph\u00e1p l\u00fd chuy\u00ean m\u00f4n nh\u01b0 Lu\u1eadt C\u00f4ng ty, b\u1ea1n n\u00ean t\u01b0 v\u1ea5n v\u1edbi lu\u1eadt s\u01b0 chuy\u00ean v\u1ec1 ph\u00e1p l\u00fd doanh nghi\u1ec7p.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Trong c\u00e1c th\u01b0\u01a1ng v\u1ee5 M&amp;A c\u1ee7a c\u00e1c c\u00f4ng ty kh\u1edfi nghi\u1ec7p, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n th\u01b0\u1eddng \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng r\u1ed9ng r\u00e3i. L\u00fd do ch\u00ednh l\u00e0 v\u00ec so v\u1edbi c\u00e1c ph\u01b0\u01a1ng ph\u00e1p kh\u00e1c trong M&amp;A, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7 [&hellip;]<\/p>\n","protected":false},"author":32,"featured_media":59018,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[18],"tags":[24,27],"acf":[],"_links":{"self":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58242"}],"collection":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/users\/32"}],"replies":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/comments?post=58242"}],"version-history":[{"count":1,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58242\/revisions"}],"predecessor-version":[{"id":59019,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58242\/revisions\/59019"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media\/59018"}],"wp:attachment":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media?parent=58242"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/categories?post=58242"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/tags?post=58242"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}