{"id":58776,"date":"2023-10-06T11:22:21","date_gmt":"2023-10-06T02:22:21","guid":{"rendered":"https:\/\/monolith.law\/vi\/?p=58776"},"modified":"2023-10-23T09:28:21","modified_gmt":"2023-10-23T00:28:21","slug":"internal-control-system-corporate-law","status":"publish","type":"post","link":"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law","title":{"rendered":"H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec? Ngh\u0129a v\u1ee5 theo &#8216;Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n&#8217; v\u00e0 &#8216;Lu\u1eadt Giao d\u1ecbch S\u1ea3n ph\u1ea9m T\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n&#8217; c\u00f9ng v\u1edbi tr\u00e1ch nhi\u1ec7m c\u1ee7a gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh"},"content":{"rendered":"\n<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 c\u01a1 ch\u1ebf trong doanh nghi\u1ec7p nh\u1eb1m ng\u0103n ch\u1eb7n h\u00e0nh vi ph\u1ea1m ph\u00e1p v\u00e0 tr\u00e1nh r\u00f2 r\u1ec9 th\u00f4ng tin. H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 \u0111\u01b0\u1ee3c \u0111\u1ecbnh r\u00f5 trong &#8216;Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n&#8217; v\u00e0 &#8216;Lu\u1eadt Giao d\u1ecbch S\u1ea3n ph\u1ea9m T\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n&#8217;, v\u00e0 c\u00e1c c\u00f4ng ty \u0111\u00e1p \u1ee9ng c\u00e1c y\u00eau c\u1ea7u nh\u1ea5t \u0111\u1ecbnh ph\u1ea3i x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9.<\/p>\n\n\n\n<p>Trong qu\u1ea3n l\u00fd doanh nghi\u1ec7p, vi\u1ec7c x\u00e2y d\u1ef1ng, v\u1eadn h\u00e0nh v\u00e0 duy tr\u00ec h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 m\u1ed9t c\u00e1ch ph\u00f9 h\u1ee3p r\u1ea5t quan tr\u1ecdng cho vi\u1ec7c tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt.<\/p>\n\n\n\n<p>B\u00e0i vi\u1ebft n\u00e0y s\u1ebd gi\u1ea3i th\u00edch v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec, \u0111\u1eb7c bi\u1ec7t l\u00e0 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 \u0111\u1ec3 ki\u1ec3m so\u00e1t r\u1ee7i ro t\u1eeb s\u1ef1 c\u1ed1 m\u1ea1ng, v\u00e0 tr\u00e1ch nhi\u1ec7m m\u00e0 ng\u01b0\u1eddi gi\u00e1m \u0111\u1ed1c ph\u1ea3i g\u00e1nh ch\u1ecbu.<\/p>\n\n\n\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_53 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<span class=\"ez-toc-title-toggle\"><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#He_thong_kiem_soat_noi_bo_la_gi\" title=\"H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec?\">H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec?<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#He_thong_kiem_soat_noi_bo_theo_Luat_Cong_ty_Nhat_Ban\" title=\"H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n\">H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#He_thong_kiem_soat_noi_bo_theo_Luat_Giao_dich_san_pham_tai_chinh_Nhat_Ban\" title=\"H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n\">H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Cong_ty_nao_phai_chiu_trach_nhiem_xay_dung_he_thong_kiem_soat_noi_bo\" title=\"C\u00f4ng ty n\u00e0o ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9\">C\u00f4ng ty n\u00e0o ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Thieu_sot_trong_he_thong_kiem_soat_noi_bo_co_the_khien_giam_doc_phai_chiu_trach_nhiem\" title=\"Thi\u1ebfu s\u00f3t trong h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u00f3 th\u1ec3 khi\u1ebfn gi\u00e1m \u0111\u1ed1c ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m\">Thi\u1ebfu s\u00f3t trong h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u00f3 th\u1ec3 khi\u1ebfn gi\u00e1m \u0111\u1ed1c ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Thuc_du_ve_he_thong_kiem_soat_noi_bo\" title=\"Th\u1ef1c d\u1ee5 v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9\">Th\u1ef1c d\u1ee5 v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Vu_Yakult_tai_Toa_an_quan_Tokyo_phan_quyet_cua_Toa_an_quan_Tokyo_ngay_16_thang_12_nam_2004\" title=\"V\u1ee5 Yakult t\u1ea1i T\u00f2a \u00e1n qu\u1eadn Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n qu\u1eadn Tokyo ng\u00e0y 16 th\u00e1ng 12 n\u0103m 2004)\">V\u1ee5 Yakult t\u1ea1i T\u00f2a \u00e1n qu\u1eadn Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n qu\u1eadn Tokyo ng\u00e0y 16 th\u00e1ng 12 n\u0103m 2004)<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Vu_lenh_mua_co_phieu_JCOM_sai_lech_tai_Toa_an_cao_cap_Tokyo_phan_quyet_cua_Toa_an_cao_cap_Tokyo_ngay_24_thang_7_nam_2013\" title=\"V\u1ee5 l\u1ec7nh mua c\u1ed5 phi\u1ebfu JCOM sai l\u1ec7ch t\u1ea1i T\u00f2a \u00e1n cao c\u1ea5p Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n cao c\u1ea5p Tokyo ng\u00e0y 24 th\u00e1ng 7 n\u0103m 2013)\">V\u1ee5 l\u1ec7nh mua c\u1ed5 phi\u1ebfu JCOM sai l\u1ec7ch t\u1ea1i T\u00f2a \u00e1n cao c\u1ea5p Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n cao c\u1ea5p Tokyo ng\u00e0y 24 th\u00e1ng 7 n\u0103m 2013)<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Tom_tat_Hay_thao_luan_voi_luat_su_khi_xay_dung_he_thong_kiem_soat_noi_bo\" title=\"T\u00f3m t\u1eaft: H\u00e3y th\u1ea3o lu\u1eadn v\u1edbi lu\u1eadt s\u01b0 khi x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9\">T\u00f3m t\u1eaft: H\u00e3y th\u1ea3o lu\u1eadn v\u1edbi lu\u1eadt s\u01b0 khi x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/internal-control-system-corporate-law\/#Gioi_thieu_ve_cac_bien_phap_cua_van_phong_luat_su_cua_chung_toi\" title=\"Gi\u1edbi thi\u1ec7u v\u1ec1 c\u00e1c bi\u1ec7n ph\u00e1p c\u1ee7a v\u0103n ph\u00f2ng lu\u1eadt s\u01b0 c\u1ee7a ch\u00fang t\u00f4i\">Gi\u1edbi thi\u1ec7u v\u1ec1 c\u00e1c bi\u1ec7n ph\u00e1p c\u1ee7a v\u0103n ph\u00f2ng lu\u1eadt s\u01b0 c\u1ee7a ch\u00fang t\u00f4i<\/a><\/li><\/ul><\/nav><\/div>\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"He_thong_kiem_soat_noi_bo_la_gi\"><\/span>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec?<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<figure class=\"wp-block-image size-full\"><img decoding=\"async\" src=\"https:\/\/monolith.law\/wp-content\/uploads\/2023\/02\/shutterstock_1113159899.jpg\" alt=\"H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 g\u00ec?\" class=\"wp-image-58899\" \/><\/figure>\n\n\n\n<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 h\u1ec7 th\u1ed1ng m\u00e0 doanh nghi\u1ec7p v\u00e0 t\u1ed5 ch\u1ee9c thi\u1ebft l\u1eadp v\u00e0 \u00e1p d\u1ee5ng c\u00e1c quy tr\u00ecnh v\u00e0 h\u1ec7 th\u1ed1ng ph\u00f9 h\u1ee3p \u0111\u1ec3 tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt, ti\u00eau chu\u1ea9n ng\u00e0nh.<\/p>\n\n\n\n<p>\u0110\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft, vi\u1ec7c x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 m\u1ed9t c\u00e1ch ph\u00f9 h\u1ee3p v\u00e0 qu\u1ea3n l\u00fd r\u1ee7i ro l\u00e0 c\u1ea7n thi\u1ebft \u0111\u1ec3 n\u00e2ng cao uy t\u00edn v\u00e0 h\u00ecnh \u1ea3nh th\u01b0\u01a1ng hi\u1ec7u c\u1ee7a c\u00f4ng ty.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"He_thong_kiem_soat_noi_bo_theo_Luat_Cong_ty_Nhat_Ban\"><\/span>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo <a href=\"https:\/\/elaws.e-gov.go.jp\/document?lawid=417AC0000000086_20221101_502AC0000000033&amp;keyword=%E4%BC%9A%E7%A4%BE%E6%B3%95#Mp-At_362\" target=\"_blank\" rel=\"noreferrer noopener\">\u0110i\u1ec1u 362 kho\u1ea3n 4 m\u1ee5c 6 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n[ja]<\/a> \u0111\u01b0\u1ee3c \u0111\u1ecbnh ngh\u0129a l\u00e0,<\/p>\n\n\n\n<blockquote class=\"wp-block-quote\">\n<p>&#8220;Thi\u1ebft l\u1eadp h\u1ec7 th\u1ed1ng \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o vi\u1ec7c th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a gi\u00e1m \u0111\u1ed1c ph\u00f9 h\u1ee3p v\u1edbi c\u00e1c quy \u0111\u1ecbnh ph\u00e1p lu\u1eadt v\u00e0 \u0111i\u1ec1u l\u1ec7, c\u0169ng nh\u01b0 c\u00e1c y\u1ebfu t\u1ed1 kh\u00e1c c\u1ea7n thi\u1ebft \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o t\u00ednh ph\u00f9 h\u1ee3p c\u1ee7a ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 t\u1eadp \u0111o\u00e0n doanh nghi\u1ec7p bao g\u1ed3m c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 c\u00e1c c\u00f4ng ty con c\u1ee7a n\u00f3, nh\u01b0 quy \u0111\u1ecbnh trong quy\u1ebft \u0111\u1ecbnh c\u1ee7a B\u1ed9 T\u01b0 ph\u00e1p.&#8221;<\/p>\n<\/blockquote>\n\n\n\n<p>\u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c coi l\u00e0 nhi\u1ec7m v\u1ee5 \u0111\u1eb7c bi\u1ec7t c\u1ee7a H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/p>\n\n\n\n<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n l\u00e0 h\u1ec7 th\u1ed1ng nh\u1eb1m \u0111\u1ea3m b\u1ea3o t\u00ednh ph\u00f9 h\u1ee3p c\u1ee7a ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n v\u00e0 c\u00e1c c\u00f4ng ty con ho\u1eb7c c\u00e1c c\u00f4ng ty trong c\u00f9ng t\u1eadp \u0111o\u00e0n.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"He_thong_kiem_soat_noi_bo_theo_Luat_Giao_dich_san_pham_tai_chinh_Nhat_Ban\"><\/span>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n, c\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 t\u01b0\u01a1ng t\u1ef1 c\u00f3 ngh\u0129a v\u1ee5 n\u1ed9p b\u00e1o c\u00e1o ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9. C\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 t\u01b0\u01a1ng t\u1ef1 ph\u1ea3i x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh v\u00e0 c\u00f4ng b\u1ed1 n\u1ed9i dung c\u1ee7a n\u00f3.<\/p>\n\n\n\n<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 theo Lu\u1eadt Giao d\u1ecbch s\u1ea3n ph\u1ea9m t\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n, kh\u00e1c v\u1edbi Lu\u1eadt C\u00f4ng ty, \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u t\u1eeb g\u00f3c \u0111\u1ed9 b\u1ea3o v\u1ec7 nh\u00e0 \u0111\u1ea7u t\u01b0.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Cong_ty_nao_phai_chiu_trach_nhiem_xay_dung_he_thong_kiem_soat_noi_bo\"><\/span>C\u00f4ng ty n\u00e0o ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<figure class=\"wp-block-image size-full\"><img decoding=\"async\" src=\"https:\/\/monolith.law\/wp-content\/uploads\/2023\/02\/shutterstock_166445102.jpg\" alt=\"C\u00f4ng ty n\u00e0o ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9\" class=\"wp-image-58900\" \/><\/figure>\n\n\n\n<p>C\u00e1c c\u00f4ng ty \u0111\u00e1p \u1ee9ng m\u1ed9t s\u1ed1 y\u00eau c\u1ea7u nh\u1ea5t \u0111\u1ecbnh ph\u1ea3i x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9. C\u00f4ng ty ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 \u0111\u01b0\u1ee3c \u0111\u1ecbnh r\u00f5 trong Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n v\u00e0 Lu\u1eadt Giao d\u1ecbch S\u1ea3n ph\u1ea9m T\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>C\u00f4ng ty l\u1edbn c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n, ph\u1ea3i x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9. C\u00f4ng ty l\u1edbn \u0111\u01b0\u1ee3c \u0111\u1ecbnh ngh\u0129a l\u00e0 c\u00f4ng ty c\u00f3 v\u1ed1n \u0111i\u1ec1u l\u1ec7 t\u1eeb 500 tri\u1ec7u Y\u00ean tr\u1edf l\u00ean ho\u1eb7c t\u1ed5ng n\u1ee3 ph\u1ea3i tr\u1ea3 t\u1eeb 20 t\u1ef7 Y\u00ean tr\u1edf l\u00ean (\u0110i\u1ec1u 2, \u0110i\u1ec3m 6 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n).<\/p>\n\n\n\n<p>C\u00f4ng ty \u0111\u00e3 x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 ph\u1ea3i m\u00f4 t\u1ea3 t\u00ecnh h\u00ecnh ho\u1ea1t \u0111\u1ed9ng c\u1ee7a h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 trong b\u00e1o c\u00e1o kinh doanh. \u0110\u1ed1i v\u1edbi c\u00f4ng ty c\u00f3 ban ki\u1ec3m to\u00e1n, ban ki\u1ec3m to\u00e1n ph\u1ea3i th\u1ef1c hi\u1ec7n ki\u1ec3m to\u00e1n h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 nh\u01b0 m\u1ed9t ph\u1ea7n c\u1ee7a vi\u1ec7c ki\u1ec3m to\u00e1n vi\u1ec7c th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 c\u1ee7a h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/p>\n\n\n\n<p>Ng\u01b0\u1ee3c l\u1ea1i, theo Lu\u1eadt Giao d\u1ecbch S\u1ea3n ph\u1ea9m T\u00e0i ch\u00ednh Nh\u1eadt B\u1ea3n, c\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 t\u01b0\u01a1ng t\u1ef1 c\u00f3 ngh\u0129a v\u1ee5 x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 v\u00e0 c\u00f4ng b\u1ed1 n\u1ed9i dung c\u1ee7a n\u00f3. C\u00f4ng ty ni\u00eam y\u1ebft v\u00e0 t\u01b0\u01a1ng t\u1ef1 ph\u1ea3i c\u00f4ng b\u1ed1 b\u00e1o c\u00e1o ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u00f9ng v\u1edbi b\u00e1o c\u00e1o gi\u00e1 tr\u1ecb ch\u1ee9ng kho\u00e1n h\u00e0ng n\u0103m.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Thieu_sot_trong_he_thong_kiem_soat_noi_bo_co_the_khien_giam_doc_phai_chiu_trach_nhiem\"><\/span>Thi\u1ebfu s\u00f3t trong h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u00f3 th\u1ec3 khi\u1ebfn gi\u00e1m \u0111\u1ed1c ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<figure class=\"wp-block-image size-full\"><img decoding=\"async\" src=\"https:\/\/monolith.law\/wp-content\/uploads\/2023\/02\/shutterstock_2023392170.jpg\" alt=\"Thi\u1ebfu s\u00f3t trong h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u00f3 th\u1ec3 khi\u1ebfn gi\u00e1m \u0111\u1ed1c ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m\" class=\"wp-image-58901\" \/><\/figure>\n\n\n\n<p>Trong c\u00e1c s\u1ef1 c\u1ed1 li\u00ean quan \u0111\u1ebfn h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9, khi x\u1ea3y ra s\u1ef1 c\u1ed1 m\u1ea1ng nh\u01b0 truy c\u1eadp tr\u00e1i ph\u00e9p ho\u1eb7c r\u00f2 r\u1ec9 th\u00f4ng tin, ai s\u1ebd ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m?<\/p>\n\n\n\n<p>N\u1ebfu h\u1ec7 th\u1ed1ng b\u1ea3o m\u1eadt c\u00f3 l\u1ed7 h\u1ed5ng v\u00e0 x\u1ea3y ra r\u00f2 r\u1ec9 th\u00f4ng tin, ng\u01b0\u1eddi b\u1ecb thi\u1ec7t h\u1ea1i (kh\u00e1ch h\u00e0ng, v.v.) c\u00f3 th\u1ec3 y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i d\u1ef1a tr\u00ean tr\u00e1ch nhi\u1ec7m vi ph\u1ea1m ngh\u0129a v\u1ee5 t\u00edn d\u1ee5ng ho\u1eb7c h\u00e0nh vi ph\u00e1p l\u00fd sai tr\u00e1i theo lu\u1eadt d\u00e2n s\u1ef1 Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>Gi\u00e1m \u0111\u1ed1c, theo lu\u1eadt c\u00f4ng ty Nh\u1eadt B\u1ea3n, \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n qu\u1ea3n l\u00fd t\u1eeb c\u00f4ng ty v\u00e0 c\u00f3 ngh\u0129a v\u1ee5 th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c v\u1edbi s\u1ef1 ch\u00fa \u00fd c\u1ee7a m\u1ed9t ng\u01b0\u1eddi qu\u1ea3n l\u00fd t\u1ed1t (ngh\u0129a v\u1ee5 ch\u00fa \u00fd qu\u1ea3n l\u00fd t\u1ed1t) \u0111\u1ec3 kh\u00f4ng g\u00e2y thi\u1ec7t h\u1ea1i cho c\u00f4ng ty.<\/p>\n\n\n\n<p>Theo c\u00e1c ph\u00e1n quy\u1ebft t\u00f2a \u00e1n, ngh\u0129a v\u1ee5 x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 \u0111\u01b0\u1ee3c coi l\u00e0 m\u1ed9t ph\u1ea7n c\u1ee7a ngh\u0129a v\u1ee5 ch\u00fa \u00fd qu\u1ea3n l\u00fd t\u1ed1t.<\/p>\n\n\n\n<p>Do \u0111\u00f3, n\u1ebfu x\u1ea3y ra r\u00f2 r\u1ec9 th\u00f4ng tin v\u00e0 ng\u01b0\u1eddi b\u1ecb thi\u1ec7t h\u1ea1i y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i t\u1eeb c\u00f4ng ty, vi\u1ec7c kh\u00f4ng t\u0103ng c\u01b0\u1eddng m\u1ee9c \u0111\u1ed9 b\u1ea3o m\u1eadt \u0111\u1ec3 ng\u0103n ch\u1eb7n r\u00f2 r\u1ec9 th\u00f4ng tin ho\u1eb7c kh\u00f4ng th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p \u0111\u1ec3 lo\u1ea1i b\u1ecf l\u1ed7 h\u1ed5ng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c coi l\u00e0 vi ph\u1ea1m ngh\u0129a v\u1ee5 ch\u00fa \u00fd qu\u1ea3n l\u00fd t\u1ed1t c\u1ee7a gi\u00e1m \u0111\u1ed1c, v\u00e0 gi\u00e1m \u0111\u1ed1c c\u0169ng c\u00f3 th\u1ec3 b\u1ecb y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Thuc_du_ve_he_thong_kiem_soat_noi_bo\"><\/span>Th\u1ef1c d\u1ee5 v\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Nh\u01b0 \u0111\u00e3 n\u00eau tr\u00ean, c\u00e1c c\u00f4ng ty v\u00e0 gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh \u0111\u1ec1u c\u00f3 ngh\u0129a v\u1ee5 x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9. T\u1eeb \u0111\u00e2y, ch\u00fang ta s\u1ebd ti\u1ebfp t\u1ee5c th\u1ea3o lu\u1eadn d\u1ef1a tr\u00ean c\u00e1c th\u1ef1c d\u1ee5 c\u1ee5 th\u1ec3.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Vu_Yakult_tai_Toa_an_quan_Tokyo_phan_quyet_cua_Toa_an_quan_Tokyo_ngay_16_thang_12_nam_2004\"><\/span>V\u1ee5 Yakult t\u1ea1i T\u00f2a \u00e1n qu\u1eadn Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n qu\u1eadn Tokyo ng\u00e0y 16 th\u00e1ng 12 n\u0103m 2004)<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Yakult \u0111\u00e3 th\u1ea5t b\u1ea1i trong vi\u1ec7c giao d\u1ecbch d\u1eabn xu\u1ea5t c\u00f3 t\u00ednh \u0111\u1ea7u c\u01a1 cao nh\u1eb1m m\u1ee5c \u0111\u00edch b\u00f9 \u0111\u1eafp l\u1ed7 h\u1ed5ng trong gi\u00e1 tr\u1ecb ch\u1ee9ng kho\u00e1n, v\u00e0 ng\u01b0\u1ee3c l\u1ea1i, \u0111\u00e3 l\u00e0m t\u0103ng th\u00eam t\u1ed5n th\u1ea5t. \u0110\u1ed1i v\u1edbi \u0111i\u1ec1u n\u00e0y, c\u1ed5 \u0111\u00f4ng \u0111\u00e3 kh\u1edfi ki\u1ec7n \u0111\u1ea1i di\u1ec7n c\u1ed5 \u0111\u00f4ng y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng 53,3 t\u1ef7 y\u00ean t\u1eeb ban l\u00e3nh \u0111\u1ea1o th\u1eddi \u0111i\u1ec3m \u0111\u00f3.<\/p>\n\n\n\n<p>Trong v\u1ee5 ki\u1ec7n n\u00e0y, vi\u1ec7c c\u00f3 h\u1ec7 th\u1ed1ng qu\u1ea3n l\u00fd r\u1ee7i ro li\u00ean quan \u0111\u1ebfn giao d\u1ecbch d\u1eabn xu\u1ea5t \u0111\u00e3 \u0111\u01b0\u1ee3c tranh c\u00e3i.<\/p>\n\n\n\n<p>T\u1ea1i t\u00f2a \u00e1n, ng\u01b0\u1eddi ph\u1ee5 tr\u00e1ch qu\u1ea3n l\u00fd t\u00e0i s\u1ea3n \u0111\u00e3 th\u1ef1c hi\u1ec7n giao d\u1ecbch d\u1eabn xu\u1ea5t nh\u01b0 m\u1ed9t ph\u00f3 ch\u1ee7 t\u1ecbch c\u00f4ng ty c\u0169 \u0111\u00e3 b\u1ecb ra l\u1ec7nh tr\u1ea3 6,7 t\u1ef7 y\u00ean v\u00ec &#8220;vi ph\u1ea1m ngh\u0129a v\u1ee5 c\u1ea9n th\u1eadn c\u1ee7a m\u1ed9t gi\u00e1m \u0111\u1ed1c&#8221;. Tuy nhi\u00ean, tr\u00e1ch nhi\u1ec7m c\u1ee7a ban l\u00e3nh \u0111\u1ea1o kh\u00e1c kh\u00f4ng \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn v\u00ec &#8220;c\u00f4ng ty c\u00f3 h\u1ec7 th\u1ed1ng qu\u1ea3n l\u00fd r\u1ee7i ro t\u01b0\u01a1ng \u0111\u1ed1i&#8221;. Ngo\u00e0i ra, sau khi ph\u00e1t sinh t\u1ed5n th\u1ea5t, vi\u1ec7c nh\u1eadn bi\u1ebft r\u1ee7i ro li\u00ean quan \u0111\u1ebfn giao d\u1ecbch d\u1eabn xu\u1ea5t \u0111\u00e3 ph\u00e1t tri\u1ec3n nhanh ch\u00f3ng (= kh\u00f4ng \u0111\u1ee7 v\u00e0o th\u1eddi \u0111i\u1ec3m x\u1ea3y ra) v\u00e0 c\u00e1c l\u00fd do kh\u00e1c \u0111\u00e3 b\u1ecb ph\u1ee7 nh\u1eadn v\u00ec thi\u1ebfu s\u00f3t trong h\u1ec7 th\u1ed1ng qu\u1ea3n l\u00fd r\u1ee7i ro. Ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n cao c\u1ea5p Tokyo v\u00e0o th\u00e1ng 5 n\u0103m 2008 c\u0169ng \u1ee7ng h\u1ed9 ph\u00e1n quy\u1ebft s\u01a1 th\u1ea9m, v\u00e0 T\u00f2a \u00e1n t\u1ed1i cao c\u0169ng \u1ee7ng h\u1ed9 ph\u00e1n quy\u1ebft s\u01a1 v\u00e0 ph\u00fac th\u1ea9m.<\/p>\n\n\n\n<p>Trong phi\u00ean t\u00f2a n\u00e0y, n\u1ed9i dung c\u1ee7a h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 n\u00ean \u0111\u01b0\u1ee3c quy\u1ebft \u0111\u1ecbnh b\u1eb1ng c\u00e1ch tham kh\u1ea3o c\u00e1c nghi\u00ean c\u1ee9u h\u00e0nh ch\u00ednh v\u1ec1 qu\u1ea3n l\u00fd r\u1ee7i ro v\u00e0 c\u00e1c v\u00ed d\u1ee5 v\u1ec1 r\u1ee7i ro.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Vu_lenh_mua_co_phieu_JCOM_sai_lech_tai_Toa_an_cao_cap_Tokyo_phan_quyet_cua_Toa_an_cao_cap_Tokyo_ngay_24_thang_7_nam_2013\"><\/span>V\u1ee5 l\u1ec7nh mua c\u1ed5 phi\u1ebfu JCOM sai l\u1ec7ch t\u1ea1i T\u00f2a \u00e1n cao c\u1ea5p Tokyo (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n cao c\u1ea5p Tokyo ng\u00e0y 24 th\u00e1ng 7 n\u0103m 2013)<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>\u0110\u00e2y l\u00e0 v\u1ee5 vi\u1ec7c m\u1ed9t nh\u00e2n vi\u00ean c\u1ee7a Mizuho Securities \u0111\u00e3 nh\u1eadp sai l\u1ec7nh &#8220;b\u00e1n 610.000 c\u1ed5 phi\u1ebfu JCOM v\u1edbi gi\u00e1 1 y\u00ean&#8221; thay v\u00ec &#8220;b\u00e1n 1 c\u1ed5 phi\u1ebfu JCOM v\u1edbi gi\u00e1 610.000 y\u00ean&#8221; v\u00e0o m\u00e1y t\u00ednh, g\u00e2y ra thi\u1ec7t h\u1ea1i l\u1edbn cho kh\u00e1ch h\u00e0ng.<\/p>\n\n\n\n<p>Mizuho Securities \u0111\u00e3 nh\u1eadn ra l\u1ed7i v\u00e0 th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c h\u1ee7y b\u1ecf, nh\u01b0ng do l\u1ed7i h\u1ec7 th\u1ed1ng c\u1ee7a S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo, l\u1ec7nh h\u1ee7y b\u1ecf kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n, v\u00e0 gi\u00e1 c\u1ed5 phi\u1ebfu gi\u1ea3m m\u1ea1nh do l\u01b0\u1ee3ng l\u1ec7nh b\u00e1n l\u1edbn kh\u00f4ng th\u1ec3 t\u01b0\u1edfng t\u01b0\u1ee3ng \u0111\u01b0\u1ee3c. K\u1ebft qu\u1ea3 l\u00e0, \u0111\u00e3 ph\u00e1t sinh t\u1ed5n th\u1ea5t tr\u00ean 40 t\u1ef7 y\u00ean. Mizuho Securities \u0111\u00e3 kh\u1eb3ng \u0111\u1ecbnh r\u1eb1ng l\u00fd do h\u1ecd kh\u00f4ng th\u1ec3 h\u1ee7y l\u1ec7nh sai v\u00e0 ph\u00e1t sinh t\u1ed5n th\u1ea5t tr\u00ean 40 t\u1ef7 y\u00ean l\u00e0 do h\u1ec7 th\u1ed1ng c\u1ee7a S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo c\u00f3 l\u1ed7i, v\u00e0 \u0111\u00e3 y\u00eau c\u1ea7u S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i.<\/p>\n\n\n\n<p>Trong phi\u00ean t\u00f2a n\u00e0y, vi\u1ec7c &#8220;l\u1ed7i h\u1ec7 th\u1ed1ng c\u00f3 ph\u1ea3i l\u00e0 s\u01a1 su\u1ea5t nghi\u00eam tr\u1ecdng hay kh\u00f4ng&#8221; \u0111\u00e3 tr\u1edf th\u00e0nh m\u1ed9t v\u1ea5n \u0111\u1ec1 l\u1edbn. T\u00f2a \u00e1n cao c\u1ea5p Tokyo \u0111\u00e3 ra l\u1ec7nh cho S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo tr\u1ea3 kho\u1ea3ng 10,7 t\u1ef7 y\u00ean v\u00ec &#8220;vi\u1ec7c kh\u00f4ng s\u1eed d\u1ee5ng quy\u1ec1n d\u1eebng giao d\u1ecbch ngay l\u1eadp t\u1ee9c l\u00e0 s\u01a1 su\u1ea5t nghi\u00eam tr\u1ecdng c\u1ee7a S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo&#8221;.<\/p>\n\n\n\n<p>Vi\u1ec7c S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo c\u00f3 th\u1ec3 ph\u00e1t hi\u1ec7n v\u00e0 x\u1eed l\u00fd l\u1ed7i n\u00e0y t\u1eeb m\u1eb7t \u0111\u1ed9 k\u1ef9 thu\u1eadt hay kh\u00f4ng c\u0169ng \u0111\u00e3 tr\u1edf th\u00e0nh m\u1ed9t v\u1ea5n \u0111\u1ec1, nh\u01b0ng T\u00f2a \u00e1n cao c\u1ea5p Tokyo \u0111\u00e3 tr\u00e1nh \u0111\u00e1nh gi\u00e1 v\u1ec1 m\u1eb7t k\u1ef9 thu\u1eadt, n\u00f3i r\u1eb1ng &#8220;\u00fd ki\u1ebfn c\u1ee7a c\u00e1c chuy\u00ean gia \u0111\u01b0\u1ee3c \u0111\u01b0a ra c\u00f3 s\u1ef1 m\u00e2u thu\u1eabn v\u00e0 kh\u00f3 \u0111\u01b0a ra ph\u00e1n \u0111o\u00e1n&#8221;.<\/p>\n\n\n\n<p>Tuy nhi\u00ean, vi\u1ec7c S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo \u0111\u00e3 nh\u1eadn ra r\u1eb1ng m\u1ed9t giao d\u1ecbch r\u00f5 r\u00e0ng b\u1ea5t th\u01b0\u1eddng \u0111ang di\u1ec5n ra nh\u01b0ng kh\u00f4ng h\u1ee7y b\u1ecf giao d\u1ecbch \u0111\u00e3 \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn l\u00e0 s\u01a1 su\u1ea5t nghi\u00eam tr\u1ecdng c\u1ee7a S\u1edf Giao d\u1ecbch Ch\u1ee9ng kho\u00e1n Tokyo.<\/p>\n\n\n\n<p>Nh\u01b0 v\u1eady, trong tr\u01b0\u1eddng h\u1ee3p t\u00f2a \u00e1n kh\u00f4ng th\u1ec3 \u0111\u01b0a ra ph\u00e1n \u0111o\u00e1n v\u1ec1 m\u1eb7t k\u1ef9 thu\u1eadt, c\u00f3 nh\u1eefng tr\u01b0\u1eddng h\u1ee3p h\u00e0nh vi ph\u1ea1m ph\u00e1p lu\u1eadt \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn d\u1ef1a tr\u00ean c\u00e1c y\u1ebfu t\u1ed1 kh\u00f4ng li\u00ean quan \u0111\u1ebfn k\u1ef9 thu\u1eadt.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Tom_tat_Hay_thao_luan_voi_luat_su_khi_xay_dung_he_thong_kiem_soat_noi_bo\"><\/span>T\u00f3m t\u1eaft: H\u00e3y th\u1ea3o lu\u1eadn v\u1edbi lu\u1eadt s\u01b0 khi x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>\u0110\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft, vi\u1ec7c x\u00e2y d\u1ef1ng v\u00e0 v\u1eadn h\u00e0nh h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 m\u1ed9t c\u00e1ch ph\u00f9 h\u1ee3p l\u00e0 c\u1ea7n thi\u1ebft \u0111\u1ec3 qu\u1ea3n l\u00fd r\u1ee7i ro.<\/p>\n\n\n\n<p>Trong tr\u01b0\u1eddng h\u1ee3p x\u1ea3y ra s\u1ef1 c\u1ed1 li\u00ean quan \u0111\u1ebfn b\u1ea3o m\u1eadt th\u00f4ng tin, n\u1ebfu c\u00f4ng ty \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh kh\u00f4ng c\u00f3 bi\u1ec7n ph\u00e1p b\u1ea3o m\u1eadt th\u00f4ng tin ph\u00f9 h\u1ee3p v\u1edbi quy m\u00f4 c\u00f4ng ty v\u00e0 n\u1ed9i dung kinh doanh, c\u00f4ng ty c\u00f3 th\u1ec3 ph\u1ea3i \u0111\u1ed1i m\u1eb7t v\u1edbi r\u1ee7i ro b\u1ecb ki\u1ec7n v\u00ec kh\u00f4ng th\u1ef1c hi\u1ec7n ngh\u0129a v\u1ee5 n\u1ee3. Khi \u0111\u00f3, c\u00f3 kh\u1ea3 n\u0103ng y\u00eau c\u1ea7u b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i \u0111\u1ed1i v\u1edbi gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh n\u1ebfu vi ph\u1ea1m ngh\u0129a v\u1ee5 qu\u1ea3n l\u00fd t\u1ed1t. V\u1ec1 h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 li\u00ean quan \u0111\u1ebfn b\u1ea3o m\u1eadt th\u00f4ng tin, h\u00e3y th\u1ea3o lu\u1eadn s\u1edbm v\u1edbi lu\u1eadt s\u01b0 am hi\u1ec3u v\u1ec1 IT v\u00e0 ph\u00e1p lu\u1eadt doanh nghi\u1ec7p.<\/p>\n\n\n\n<p>B\u00e0i vi\u1ebft li\u00ean quan: <a href=\"https:\/\/monolith.law\/corporate\/internal-control-system\" target=\"_blank\" rel=\"noreferrer noopener\">L\u00e0m th\u1ebf n\u00e0o \u0111\u1ec3 ng\u0103n ch\u1eb7n s\u1ef1 c\u1ed1 b\u1ea3o m\u1eadt t\u1ea1i \u0111\u01a1n v\u1ecb \u0111\u01b0\u1ee3c \u1ee7y quy\u1ec1n? Gi\u1ea3i th\u00edch vi\u1ec7c x\u00e2y d\u1ef1ng v\u00e0 v\u1eadn h\u00e0nh h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 c\u1ee7a \u0111\u01a1n v\u1ecb \u0111\u1eb7t h\u00e0ng[ja]<\/a><\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Gioi_thieu_ve_cac_bien_phap_cua_van_phong_luat_su_cua_chung_toi\"><\/span>Gi\u1edbi thi\u1ec7u v\u1ec1 c\u00e1c bi\u1ec7n ph\u00e1p c\u1ee7a v\u0103n ph\u00f2ng lu\u1eadt s\u01b0 c\u1ee7a ch\u00fang t\u00f4i<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 Monolith l\u00e0 m\u1ed9t v\u0103n ph\u00f2ng lu\u1eadt s\u01b0 chuy\u00ean v\u1ec1 IT, \u0111\u1eb7c bi\u1ec7t l\u00e0 Internet v\u00e0 lu\u1eadt ph\u00e1p. Nhu c\u1ea7u ki\u1ec3m tra ph\u00e1p l\u00fd \u0111\u1ed1i v\u1edbi vi\u1ec7c x\u00e2y d\u1ef1ng h\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 ng\u00e0y c\u00e0ng t\u0103ng. V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 c\u1ee7a ch\u00fang t\u00f4i cung c\u1ea5p gi\u1ea3i ph\u00e1p cho nhi\u1ec1u c\u00f4ng ty nh\u1eb1m tu\u00e2n th\u1ee7 quy \u0111\u1ecbnh. Chi ti\u1ebft \u0111\u01b0\u1ee3c m\u00f4 t\u1ea3 trong b\u00e0i vi\u1ebft d\u01b0\u1edbi \u0111\u00e2y.<\/p>\n\n\n\n<p>L\u0129nh v\u1ef1c ho\u1ea1t \u0111\u1ed9ng c\u1ee7a V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 Monolith: <a href=\"https:\/\/monolith.law\/practices\/corporate\" target=\"_blank\" rel=\"noreferrer noopener\">Ph\u00e1p l\u00fd cho c\u00e1c c\u00f4ng ty IT v\u00e0 Start-up[ja]<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 l\u00e0 c\u01a1 ch\u1ebf trong doanh nghi\u1ec7p nh\u1eb1m ng\u0103n ch\u1eb7n h\u00e0nh vi ph\u1ea1m ph\u00e1p v\u00e0 tr\u00e1nh r\u00f2 r\u1ec9 th\u00f4ng tin. H\u1ec7 th\u1ed1ng ki\u1ec3m so\u00e1t n\u1ed9i b\u1ed9 \u0111\u01b0\u1ee3c \u0111\u1ecbnh r\u00f5 trong &#8216;Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n&#8217; v\u00e0 &#038;# [&hellip;]<\/p>\n","protected":false},"author":32,"featured_media":59241,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[18],"tags":[24,28],"acf":[],"_links":{"self":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58776"}],"collection":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/users\/32"}],"replies":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/comments?post=58776"}],"version-history":[{"count":1,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58776\/revisions"}],"predecessor-version":[{"id":59242,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/58776\/revisions\/59242"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media\/59241"}],"wp:attachment":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media?parent=58776"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/categories?post=58776"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/tags?post=58776"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}