{"id":71183,"date":"2025-07-31T20:28:43","date_gmt":"2025-07-31T11:28:43","guid":{"rendered":"https:\/\/monolith.law\/vi\/?p=71183"},"modified":"2025-09-28T15:57:43","modified_gmt":"2025-09-28T06:57:43","slug":"director-duty-conflict-japan","status":"publish","type":"post","link":"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan","title":{"rendered":"Quy \u0111\u1ecbnh v\u1ec1 ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 giao d\u1ecbch c\u00f3 xung \u0111\u1ed9t l\u1ee3i \u00edch c\u1ee7a c\u00e1c gi\u00e1m \u0111\u1ed1c trong Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n"},"content":{"rendered":"\n<p>Trong qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u1ea1i Nh\u1eadt B\u1ea3n, c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n h\u1ea1n r\u1ed9ng l\u1edbn \u0111\u1ec3 th\u00fac \u0111\u1ea9y ho\u1ea1t \u0111\u1ed9ng kinh doanh. Tuy nhi\u00ean, quy\u1ec1n l\u1ef1c m\u1ea1nh m\u1ebd n\u00e0y \u0111\u01b0\u1ee3c c\u00e2n b\u1eb1ng b\u1edfi ngh\u0129a v\u1ee5 nghi\u00eam ng\u1eb7t nh\u1eb1m b\u1ea3o v\u1ec7 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 c\u1ed5 \u0111\u00f4ng. \u0110\u1ec3 ng\u0103n ch\u1eb7n vi\u1ec7c c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u01b0u ti\u00ean l\u1ee3i \u00edch c\u00e1 nh\u00e2n h\u01a1n l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n \u0111\u00e3 \u0111\u1eb7t ra nhi\u1ec1u quy \u0111\u1ecbnh. Trong s\u1ed1 \u0111\u00f3, hai quy \u0111\u1ecbnh \u0111\u1eb7c bi\u1ec7t quan tr\u1ecdng m\u00e0 c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ee7a c\u00e1c doanh nghi\u1ec7p ho\u1ea1t \u0111\u1ed9ng t\u1ea1i Nh\u1eadt B\u1ea3n c\u1ea7n lu\u00f4n \u00fd th\u1ee9c l\u00e0 &#8220;ngh\u0129a v\u1ee5 tr\u00e1nh xung \u0111\u1ed9t l\u1ee3i \u00edch&#8221; v\u00e0 c\u00e1c quy t\u1eafc li\u00ean quan \u0111\u1ebfn &#8220;giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch \u0111\u1ed1i l\u1eadp&#8221;. Nh\u1eefng quy \u0111\u1ecbnh n\u00e0y kh\u00f4ng nh\u1eb1m m\u1ee5c \u0111\u00edch g\u00e2y r\u00e0ng bu\u1ed9c kh\u00f4ng c\u00f4ng b\u1eb1ng \u0111\u1ed1i v\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh t\u1ebf ch\u00ednh \u0111\u00e1ng c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Ng\u01b0\u1ee3c l\u1ea1i, ch\u00fang t\u1ed3n t\u1ea1i \u0111\u1ec3 ng\u0103n ch\u1eb7n t\u00ecnh tr\u1ea1ng c\u00e1c c\u01a1 h\u1ed9i kinh doanh c\u1ee7a c\u00f4ng ty, th\u00f4ng tin kh\u00e1ch h\u00e0ng, ki\u1ebfn th\u1ee9c chuy\u00ean m\u00f4n v\u00e0 t\u00e0i s\u1ea3n qu\u00fd gi\u00e1 kh\u00e1c b\u1ecb l\u00e3nh \u0111\u1ea1o s\u1eed d\u1ee5ng m\u1ed9t c\u00e1ch kh\u00f4ng c\u00f4ng b\u1eb1ng ho\u1eb7c b\u1ecb h\u1ee7y ho\u1ea1i. Vi\u1ec7c hi\u1ec3u bi\u1ebft v\u00e0 tu\u00e2n th\u1ee7 \u0111\u00fang \u0111\u1eafn nh\u1eefng quy t\u1eafc n\u00e0y l\u00e0 y\u1ebfu t\u1ed1 kh\u00f4ng th\u1ec3 thi\u1ebfu \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o qu\u1ea3n tr\u1ecb doanh nghi\u1ec7p l\u00e0nh m\u1ea1nh, duy tr\u00ec ni\u1ec1m tin t\u1eeb ph\u00eda c\u1ed5 \u0111\u00f4ng v\u00e0 s\u1ef1 ph\u00e1t tri\u1ec3n b\u1ec1n v\u1eefng c\u1ee7a to\u00e0n b\u1ed9 doanh nghi\u1ec7p. B\u00e0i vi\u1ebft n\u00e0y s\u1ebd ph\u00e2n t\u00edch chi ti\u1ebft v\u1ec1 hai ngh\u0129a v\u1ee5 quan tr\u1ecdng n\u00e0y d\u1ef1a tr\u00ean Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n, bao g\u1ed3m n\u1ed9i dung c\u1ee5 th\u1ec3 c\u1ee7a ch\u00fang, c\u00e1c th\u1ee7 t\u1ee5c c\u1ea7n thi\u1ebft \u0111\u1ec3 tu\u00e2n th\u1ee7, c\u0169ng nh\u01b0 tr\u00e1ch nhi\u1ec7m ph\u00e1p l\u00fd nghi\u00eam tr\u1ecdng khi vi ph\u1ea1m, th\u00f4ng qua c\u00e1c v\u00ed d\u1ee5 t\u1eeb th\u1ef1c t\u1ebf x\u00e9t x\u1eed, t\u1eeb g\u00f3c \u0111\u1ed9 chuy\u00ean m\u00f4n.<\/p>\n\n\n\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_53 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<span class=\"ez-toc-title-toggle\"><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Nghia_vu_tranh_canh_tranh_cua_giam_doc_trong_phap_luat_Nhat_Ban\" title=\"Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh c\u1ee7a gi\u00e1m \u0111\u1ed1c trong ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n\">Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh c\u1ee7a gi\u00e1m \u0111\u1ed1c trong ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Co_so_va_noi_dung_cua_nghia_vu_tranh_canh_tranh\" title=\"C\u01a1 s\u1edf v\u00e0 n\u1ed9i dung c\u1ee7a ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh\">C\u01a1 s\u1edf v\u00e0 n\u1ed9i dung c\u1ee7a ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Quy_Trinh_Phe_Duyet\" title=\"Quy Tr\u00ecnh Ph\u00ea Duy\u1ec7t\">Quy Tr\u00ecnh Ph\u00ea Duy\u1ec7t<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Hau_qua_cua_viec_vi_pham_nghia_vu\" title=\"H\u1eadu qu\u1ea3 c\u1ee7a vi\u1ec7c vi ph\u1ea1m ngh\u0129a v\u1ee5\">H\u1eadu qu\u1ea3 c\u1ee7a vi\u1ec7c vi ph\u1ea1m ngh\u0129a v\u1ee5<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Nghia_vu_tranh_canh_tranh_sau_khi_tu_nhiem_duoi_Luat_Cong_ty_Nhat_Ban\" title=\"Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh sau khi t\u1eeb nhi\u1ec7m d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n\">Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh sau khi t\u1eeb nhi\u1ec7m d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Giao_dich_co_loi_ich_xung_dot_cua_cac_giam_doc_dieu_hanh_theo_luat_Nhat_Ban\" title=\"Giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t c\u1ee7a c\u00e1c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh theo lu\u1eadt Nh\u1eadt B\u1ea3n\">Giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t c\u1ee7a c\u00e1c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh theo lu\u1eadt Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Cac_Loai_Hinh_Giao_Dich_Co_Loi_Ich_Xung_Dot_theo_Luat_Cong_Ty_Nhat_Ban\" title=\"C\u00e1c Lo\u1ea1i H\u00ecnh Giao D\u1ecbch C\u00f3 L\u1ee3i \u00cdch Xung \u0110\u1ed9t theo Lu\u1eadt C\u00f4ng Ty Nh\u1eadt B\u1ea3n\">C\u00e1c Lo\u1ea1i H\u00ecnh Giao D\u1ecbch C\u00f3 L\u1ee3i \u00cdch Xung \u0110\u1ed9t theo Lu\u1eadt C\u00f4ng Ty Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Quy_trinh_Phe_duyet_va_Ngoai_le\" title=\"Quy tr\u00ecnh Ph\u00ea duy\u1ec7t v\u00e0 Ngo\u1ea1i l\u1ec7\">Quy tr\u00ecnh Ph\u00ea duy\u1ec7t v\u00e0 Ngo\u1ea1i l\u1ec7<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Hieu_qua_cua_vi_pham_nghia_vu\" title=\"Hi\u1ec7u qu\u1ea3 c\u1ee7a vi ph\u1ea1m ngh\u0129a v\u1ee5\">Hi\u1ec7u qu\u1ea3 c\u1ee7a vi ph\u1ea1m ngh\u0129a v\u1ee5<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#So_sanh_nghia_vu_tranh_canh_tranh_va_giao_dich_xung_dot_loi_ich_theo_Luat_Cong_ty_Nhat_Ban\" title=\"So s\u00e1nh ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n\">So s\u00e1nh ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/director-duty-conflict-japan\/#Tom_luoc\" title=\"T\u00f3m l\u01b0\u1ee3c\">T\u00f3m l\u01b0\u1ee3c<\/a><\/li><\/ul><\/nav><\/div>\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Nghia_vu_tranh_canh_tranh_cua_giam_doc_trong_phap_luat_Nhat_Ban\"><\/span>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh c\u1ee7a gi\u00e1m \u0111\u1ed1c trong ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh c\u1ee7a gi\u00e1m \u0111\u1ed1c trong ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n l\u00e0 quy \u0111\u1ecbnh nh\u1eb1m ng\u0103n ch\u1eb7n vi\u1ec7c gi\u00e1m \u0111\u1ed1c th\u1ef1c hi\u1ec7n c\u00e1c ho\u1ea1t \u0111\u1ed9ng c\u1ea1nh tranh v\u1edbi doanh nghi\u1ec7p, t\u1eeb \u0111\u00f3 b\u1ea3o v\u1ec7 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty kh\u00f4ng b\u1ecb t\u1ed5n h\u1ea1i m\u1ed9t c\u00e1ch kh\u00f4ng c\u00f4ng b\u1eb1ng.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Co_so_va_noi_dung_cua_nghia_vu_tranh_canh_tranh\"><\/span>C\u01a1 s\u1edf v\u00e0 n\u1ed9i dung c\u1ee7a ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Ngh\u0129a v\u1ee5 n\u00e0y c\u00f3 c\u01a1 s\u1edf tr\u1ef1c ti\u1ebfp t\u1eeb \u0110i\u1ec1u 356, Kho\u1ea3n 1, M\u1ee5c 1 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n (Japanese Companies Act). Quy \u0111\u1ecbnh n\u00e0y y\u00eau c\u1ea7u r\u1eb1ng khi gi\u00e1m \u0111\u1ed1c mu\u1ed1n &#8220;ti\u1ebfn h\u00e0nh giao d\u1ecbch thu\u1ed9c lo\u1ea1i h\u00ecnh kinh doanh c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n cho b\u1ea3n th\u00e2n ho\u1eb7c ng\u01b0\u1eddi th\u1ee9 ba&#8221;, h\u1ecd ph\u1ea3i nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn tr\u01b0\u1edbc t\u1eeb c\u00f4ng ty. Ngh\u0129a v\u1ee5 n\u00e0y kh\u00f4ng ch\u1ec9 \u00e1p d\u1ee5ng cho gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh m\u00e0 c\u00f2n cho t\u1ea5t c\u1ea3 c\u00e1c gi\u00e1m \u0111\u1ed1c, k\u1ec3 c\u1ea3 nh\u1eefng ng\u01b0\u1eddi kh\u00f4ng tham gia v\u00e0o vi\u1ec7c th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c kinh doanh.<\/p>\n\n\n\n<p>&#8220;Giao d\u1ecbch thu\u1ed9c lo\u1ea1i h\u00ecnh kinh doanh c\u1ee7a c\u00f4ng ty&#8221; \u1edf \u0111\u00e2y \u0111\u01b0\u1ee3c hi\u1ec3u l\u00e0 c\u00e1c giao d\u1ecbch c\u1ea1nh tranh tr\u00ean th\u1ecb tr\u01b0\u1eddng v\u1edbi ho\u1ea1t \u0111\u1ed9ng kinh doanh m\u00e0 c\u00f4ng ty \u0111ang theo \u0111u\u1ed5i, theo m\u1ee5c ti\u00eau \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u1ec1 ra trong \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty. C\u00e1ch gi\u1ea3i th\u00edch n\u00e0y r\u1ea5t r\u1ed9ng, v\u00ed d\u1ee5, n\u1ebfu c\u00f4ng ty \u0111ang kinh doanh trong ng\u00e0nh s\u1ea3n xu\u1ea5t, kh\u00f4ng ch\u1ec9 bao g\u1ed3m vi\u1ec7c b\u00e1n s\u1ea3n ph\u1ea9m m\u00e0 c\u00f2n c\u1ea3 vi\u1ec7c mua nguy\u00ean li\u1ec7u c\u1ea7n thi\u1ebft cho vi\u1ec7c s\u1ea3n xu\u1ea5t, theo nh\u01b0 c\u00e1c ph\u00e1n quy\u1ebft t\u00f2a \u00e1n \u0111\u00e3 gi\u1ea3i th\u00edch.<\/p>\n\n\n\n<p>H\u01a1n n\u1eefa, ngh\u0129a v\u1ee5 n\u00e0y c\u0169ng b\u1ea3o v\u1ec7 c\u01a1 h\u1ed9i kinh doanh t\u01b0\u01a1ng lai c\u1ee7a c\u00f4ng ty. Theo c\u00e1c ph\u00e1n quy\u1ebft t\u00f2a \u00e1n, ngay c\u1ea3 khi c\u00f4ng ty ch\u01b0a th\u00e2m nh\u1eadp v\u00e0o m\u1ed9t l\u0129nh v\u1ef1c kinh doanh n\u00e0o \u0111\u00f3, nh\u01b0ng n\u1ebfu c\u00f4ng ty \u0111ang ti\u1ebfn h\u00e0nh c\u00e1c k\u1ebf ho\u1ea1ch c\u1ee5 th\u1ec3 ho\u1eb7c chu\u1ea9n b\u1ecb \u0111\u1ec3 th\u00e2m nh\u1eadp, th\u00ec l\u0129nh v\u1ef1c \u0111\u00f3 c\u0169ng \u0111\u01b0\u1ee3c coi l\u00e0 &#8220;thu\u1ed9c lo\u1ea1i h\u00ecnh kinh doanh c\u1ee7a c\u00f4ng ty&#8221;. M\u1ee5c \u0111\u00edch c\u1ee7a \u0111i\u1ec1u n\u00e0y l\u00e0 ng\u0103n ch\u1eb7n vi\u1ec7c gi\u00e1m \u0111\u1ed1c s\u1eed d\u1ee5ng v\u1ecb tr\u00ed c\u1ee7a m\u00ecnh \u0111\u1ec3 bi\u1ebft tr\u01b0\u1edbc v\u00e0 chi\u1ebfm \u0111o\u1ea1t c\u01a1 h\u1ed9i kinh doanh (c\u01a1 h\u1ed9i c\u1ee7a c\u00f4ng ty) m\u00e0 c\u00f4ng ty c\u00f3 th\u1ec3 \u0111\u00e3 thu \u0111\u01b0\u1ee3c. Quan \u0111i\u1ec3m n\u00e0y cho th\u1ea5y ngh\u0129a v\u1ee5 c\u1ee7a gi\u00e1m \u0111\u1ed1c kh\u00f4ng ch\u1ec9 b\u1ea3o v\u1ec7 ho\u1ea1t \u0111\u1ed9ng kinh doanh hi\u1ec7n t\u1ea1i m\u00e0 c\u00f2n b\u1ea3o v\u1ec7 kh\u1ea3 n\u0103ng ph\u00e1t tri\u1ec3n t\u01b0\u01a1ng lai c\u1ee7a c\u00f4ng ty, ph\u1ea3n \u00e1nh m\u1ed9t kh\u00eda c\u1ea1nh chi\u1ebfn l\u01b0\u1ee3c quan tr\u1ecdng.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Quy_Trinh_Phe_Duyet\"><\/span>Quy Tr\u00ecnh Ph\u00ea Duy\u1ec7t<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi m\u1ed9t gi\u00e1m \u0111\u1ed1c mu\u1ed1n th\u1ef1c hi\u1ec7n giao d\u1ecbch c\u1ea1nh tranh, h\u1ecd c\u1ea7n ph\u1ea3i tr\u1ea3i qua quy tr\u00ecnh ph\u00ea duy\u1ec7t th\u00edch h\u1ee3p. C\u01a1 quan ph\u00ea duy\u1ec7t s\u1ebd kh\u00e1c nhau t\u00f9y thu\u1ed9c v\u00e0o vi\u1ec7c c\u00f4ng ty c\u00f3 l\u1eadp h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb hay kh\u00f4ng. \u0110\u1ed1i v\u1edbi c\u00f4ng ty c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, s\u1ef1 ph\u00ea duy\u1ec7t c\u1ee7a h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u1ea7n thi\u1ebft, trong khi \u0111\u1ed1i v\u1edbi c\u00f4ng ty kh\u00f4ng c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, s\u1ef1 ph\u00ea duy\u1ec7t c\u1ee7a \u0111\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng l\u00e0 b\u1eaft bu\u1ed9c. \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0110i\u1ec1u 365, Kho\u1ea3n 1 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n (Japanese Companies Act).<\/p>\n\n\n\n<p>\u0110\u1ec3 nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ph\u00ea duy\u1ec7t, gi\u00e1m \u0111\u1ed1c li\u00ean quan ph\u1ea3i ti\u1ebft l\u1ed9 &#8220;nh\u1eefng s\u1ef1 ki\u1ec7n quan tr\u1ecdng&#8221; li\u00ean quan \u0111\u1ebfn giao d\u1ecbch. M\u1ee5c \u0111\u00edch quan tr\u1ecdng c\u1ee7a vi\u1ec7c ti\u1ebft l\u1ed9 n\u00e0y l\u00e0 cung c\u1ea5p th\u00f4ng tin \u0111\u1ec3 c\u01a1 quan ph\u00ea duy\u1ec7t c\u00f3 th\u1ec3 \u0111\u01b0a ra quy\u1ebft \u0111\u1ecbnh m\u1ed9t c\u00e1ch h\u1ee3p l\u00fd v\u1ec1 vi\u1ec7c c\u00f3 n\u00ean cho ph\u00e9p giao d\u1ecbch c\u1ea1nh tranh hay kh\u00f4ng. M\u1eb7c d\u00f9 ph\u00e1p lu\u1eadt kh\u00f4ng \u0111\u01b0a ra \u0111\u1ecbnh ngh\u0129a c\u1ee5 th\u1ec3 cho &#8220;nh\u1eefng s\u1ef1 ki\u1ec7n quan tr\u1ecdng&#8221;, nh\u01b0ng th\u00f4ng th\u01b0\u1eddng, n\u00f3 bao g\u1ed3m th\u00f4ng tin thi\u1ebft y\u1ebfu \u0111\u1ec3 hi\u1ec3u r\u00f5 b\u1ee9c tranh t\u1ed5ng th\u1ec3 c\u1ee7a giao d\u1ecbch nh\u01b0 lo\u1ea1i giao d\u1ecbch, b\u00ean \u0111\u1ed1i t\u00e1c, \u0111\u1ed1i t\u01b0\u1ee3ng, gi\u00e1 c\u1ea3, s\u1ed1 l\u01b0\u1ee3ng, th\u1eddi h\u1ea1n, v.v. S\u1ef1 ph\u00ea duy\u1ec7t d\u1ef1a tr\u00ean vi\u1ec7c ti\u1ebft l\u1ed9 th\u00f4ng tin kh\u00f4ng \u0111\u1ea7y \u0111\u1ee7 c\u00f3 th\u1ec3 sau n\u00e0y b\u1ecb tranh c\u00e3i v\u1ec1 hi\u1ec7u l\u1ef1c c\u1ee7a n\u00f3.<\/p>\n\n\n\n<p>H\u01a1n n\u1eefa, \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, gi\u00e1m \u0111\u1ed1c \u0111\u00e3 nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ph\u00ea duy\u1ec7t v\u00e0 th\u1ef1c hi\u1ec7n giao d\u1ecbch c\u1ea1nh tranh c\u0169ng c\u00f3 ngh\u0129a v\u1ee5 b\u00e1o c\u00e1o ngay l\u1eadp t\u1ee9c nh\u1eefng s\u1ef1 ki\u1ec7n quan tr\u1ecdng li\u00ean quan \u0111\u1ebfn giao d\u1ecbch cho h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb sau khi giao d\u1ecbch \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n (theo \u0110i\u1ec1u 365, Kho\u1ea3n 2 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n). \u0110i\u1ec1u n\u00e0y cho ph\u00e9p h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb gi\u00e1m s\u00e1t t\u00ecnh h\u00ecnh th\u1ef1c hi\u1ec7n giao d\u1ecbch v\u00e0 li\u00ean t\u1ee5c theo d\u00f5i \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty kh\u00f4ng b\u1ecb t\u1ed5n h\u1ea1i.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Hau_qua_cua_viec_vi_pham_nghia_vu\"><\/span>H\u1eadu qu\u1ea3 c\u1ee7a vi\u1ec7c vi ph\u1ea1m ngh\u0129a v\u1ee5<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi m\u1ed9t gi\u00e1m \u0111\u1ed1c th\u1ef1c hi\u1ec7n giao d\u1ecbch c\u1ea1nh tranh m\u00e0 kh\u00f4ng c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn, ng\u01b0\u1eddi \u0111\u00f3 s\u1ebd ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m nghi\u00eam tr\u1ecdng \u0111\u1ed1i v\u1edbi c\u00f4ng ty. \u0110\u1ea7u ti\u00ean, n\u1ebfu giao d\u1ecbch c\u1ea1nh tranh g\u00e2y ra thi\u1ec7t h\u1ea1i cho c\u00f4ng ty, gi\u00e1m \u0111\u1ed1c s\u1ebd ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho c\u00f4ng ty v\u00ec \u0111\u00e3 kh\u00f4ng th\u1ef1c hi\u1ec7n \u0111\u00fang nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh theo \u0110i\u1ec1u 423, Kho\u1ea3n 1 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n (Japanese Corporate Law) <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<p>\u0110i\u1ec1u quan tr\u1ecdng c\u1ea7n l\u01b0u \u00fd l\u00e0 quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 2 c\u1ee7a \u0110i\u1ec1u 423, Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n. \u0110i\u1ec1u kho\u1ea3n n\u00e0y quy \u0111\u1ecbnh r\u1eb1ng l\u1ee3i \u00edch m\u00e0 gi\u00e1m \u0111\u1ed1c ho\u1eb7c b\u00ean th\u1ee9 ba thu \u0111\u01b0\u1ee3c t\u1eeb giao d\u1ecbch c\u1ea1nh tranh s\u1ebd \u0111\u01b0\u1ee3c &#8220;coi l\u00e0&#8221; thi\u1ec7t h\u1ea1i m\u00e0 c\u00f4ng ty ph\u1ea3i ch\u1ecbu <sup><\/sup>. Th\u00f4ng th\u01b0\u1eddng, vi\u1ec7c c\u00f4ng ty ch\u1ee9ng minh c\u1ee5 th\u1ec3 s\u1ed1 thi\u1ec7t h\u1ea1i l\u00e0 r\u1ea5t kh\u00f3 kh\u0103n, nh\u01b0ng nh\u1edd quy \u0111\u1ecbnh n\u00e0y, c\u00f4ng ty ch\u1ec9 c\u1ea7n \u0111\u01b0a ra s\u1ed1 l\u1ee3i \u00edch m\u00e0 gi\u00e1m \u0111\u1ed1c vi ph\u1ea1m thu \u0111\u01b0\u1ee3c. G\u00e1nh n\u1eb7ng ch\u1ee9ng minh s\u1ebd chuy\u1ec3n sang ph\u00eda gi\u00e1m \u0111\u1ed1c, ng\u01b0\u1eddi c\u1ea7n ph\u1ea3i ch\u1ee9ng minh r\u1eb1ng thi\u1ec7t h\u1ea1i c\u1ee7a c\u00f4ng ty \u00edt h\u01a1n s\u1ed1 l\u1ee3i \u00edch m\u00e0 h\u1ecd \u0111\u00e3 thu \u0111\u01b0\u1ee3c. Quy \u0111\u1ecbnh n\u00e0y l\u00e0m cho vi\u1ec7c c\u00f4ng ty truy c\u1ee9u tr\u00e1ch nhi\u1ec7m tr\u1edf n\u00ean d\u1ec5 d\u00e0ng h\u01a1n v\u00e0 \u0111\u00f3ng vai tr\u00f2 nh\u01b0 m\u1ed9t l\u1ef1c c\u1ea3n m\u1ea1nh m\u1ebd \u0111\u1ed1i v\u1edbi h\u00e0nh vi c\u1ea1nh tranh. Quy \u0111\u1ecbnh v\u1ec1 \u01b0\u1edbc l\u01b0\u1ee3ng thi\u1ec7t h\u1ea1i n\u00e0y \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u01b0a v\u00e0o thay th\u1ebf cho &#8220;quy\u1ec1n can thi\u1ec7p&#8221; (quy\u1ec1n c\u1ee7a c\u00f4ng ty \u0111\u01b0\u1ee3c coi giao d\u1ecbch c\u1ee7a gi\u00e1m \u0111\u1ed1c nh\u01b0 l\u00e0 giao d\u1ecbch c\u1ee7a ch\u00ednh m\u00ecnh) t\u1eebng t\u1ed3n t\u1ea1i trong Lu\u1eadt Th\u01b0\u01a1ng m\u1ea1i c\u0169 c\u1ee7a Nh\u1eadt B\u1ea3n, v\u00e0 \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1 l\u00e0 m\u1ed9t bi\u1ec7n ph\u00e1p c\u1ee9u tr\u1ee3 th\u1ef1c t\u1ebf v\u00e0 hi\u1ec7u qu\u1ea3 h\u01a1n <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<p>M\u1eb7t kh\u00e1c, v\u1ec1 hi\u1ec7u l\u1ef1c c\u1ee7a ch\u00ednh giao d\u1ecbch c\u1ea1nh tranh kh\u00f4ng \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn, trong m\u1ed1i quan h\u1ec7 v\u1edbi b\u00ean th\u1ee9 ba l\u00e0 \u0111\u1ed1i t\u00e1c giao d\u1ecbch, nguy\u00ean t\u1eafc chung l\u00e0 giao d\u1ecbch \u0111\u01b0\u1ee3c coi l\u00e0 h\u1ee3p l\u1ec7 <sup><\/sup>. Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh l\u00e0 quy \u0111\u1ecbnh n\u1ed9i b\u1ed9 gi\u1eefa c\u00f4ng ty v\u00e0 gi\u00e1m \u0111\u1ed1c, v\u00e0 kh\u00f4ng n\u00ean l\u00e0m m\u1ea5t hi\u1ec7u l\u1ef1c c\u1ee7a giao d\u1ecbch b\u00ean ngo\u00e0i ch\u1ec9 \u0111\u1ec3 b\u1ea3o v\u1ec7 an to\u00e0n trong giao d\u1ecbch, theo quan \u0111i\u1ec3m ph\u1ed5 bi\u1ebfn. &nbsp;<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Nghia_vu_tranh_canh_tranh_sau_khi_tu_nhiem_duoi_Luat_Cong_ty_Nhat_Ban\"><\/span>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh sau khi t\u1eeb nhi\u1ec7m d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi m\u1ed9t gi\u00e1m \u0111\u1ed1c t\u1eeb nhi\u1ec7m, ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh theo quy \u0111\u1ecbnh c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n s\u1ebd nguy\u00ean t\u1eafc ch\u1ea5m d\u1ee9t. Tuy nhi\u00ean, \u0111i\u1ec1u n\u00e0y kh\u00f4ng c\u00f3 ngh\u0129a l\u00e0 gi\u00e1m \u0111\u1ed1c \u0111\u00e3 t\u1eeb nhi\u1ec7m c\u00f3 th\u1ec3 t\u1ef1 do c\u1ea1nh tranh m\u00e0 kh\u00f4ng g\u1eb7p b\u1ea5t k\u1ef3 h\u1ea1n ch\u1ebf n\u00e0o.<\/p>\n\n\n\n<p>C\u00f4ng ty c\u00f3 th\u1ec3 k\u00fd k\u1ebft h\u1ee3p \u0111\u1ed3ng v\u1edbi gi\u00e1m \u0111\u1ed1c (h\u1ee3p \u0111\u1ed3ng tr\u00e1nh c\u1ea1nh tranh) \u0111\u1ec3 c\u1ea5m h\u00e0nh vi c\u1ea1nh tranh trong m\u1ed9t kho\u1ea3ng th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh sau khi t\u1eeb nhi\u1ec7m. Tuy nhi\u00ean, lo\u1ea1i h\u1ee3p \u0111\u1ed3ng n\u00e0y h\u1ea1n ch\u1ebf quy\u1ec1n t\u1ef1 do ch\u1ecdn ngh\u1ec1 nghi\u1ec7p \u0111\u01b0\u1ee3c b\u1ea3o v\u1ec7 theo \u0110i\u1ec1u 22, Kho\u1ea3n 1 c\u1ee7a Hi\u1ebfn ph\u00e1p Nh\u1eadt B\u1ea3n, do \u0111\u00f3 t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a n\u00f3 s\u1ebd \u0111\u01b0\u1ee3c t\u00f2a \u00e1n xem x\u00e9t m\u1ed9t c\u00e1ch nghi\u00eam ng\u1eb7t. Theo c\u00e1c ph\u00e1n quy\u1ebft c\u1ee7a t\u00f2a \u00e1n, khi \u0111\u00e1nh gi\u00e1 t\u00ednh h\u1ee3p l\u1ec7 c\u1ee7a h\u1ee3p \u0111\u1ed3ng, c\u00e1c y\u1ebfu t\u1ed1 sau \u0111\u00e2y \u0111\u01b0\u1ee3c xem x\u00e9t t\u1ed5ng h\u1ee3p:<\/p>\n\n\n\n<ul>\n<li>Th\u1eddi h\u1ea1n c\u1ee7a l\u1ec7nh c\u1ea5m (th\u01b0\u1eddng th\u00ec th\u1eddi h\u1ea1n v\u01b0\u1ee3t qu\u00e1 2 n\u0103m s\u1ebd b\u1ecb coi l\u00e0 kh\u00f4ng h\u1ee3p l\u1ec7)<\/li>\n\n\n\n<li>Ph\u1ea1m vi \u0111\u1ecba l\u00fd v\u00e0 lo\u1ea1i h\u00ecnh ngh\u1ec1 nghi\u1ec7p b\u1ecb c\u1ea5m<\/li>\n\n\n\n<li>L\u1ee3i \u00edch ch\u00ednh \u0111\u00e1ng c\u1ea7n \u0111\u01b0\u1ee3c c\u00f4ng ty b\u1ea3o v\u1ec7 (nh\u01b0 s\u1ef1 t\u1ed3n t\u1ea1i c\u1ee7a b\u00ed m\u1eadt kinh doanh c\u1ea7n \u0111\u01b0\u1ee3c b\u1ea3o v\u1ec7)<\/li>\n\n\n\n<li>S\u1ef1 c\u00f3 m\u1eb7t c\u1ee7a c\u00e1c bi\u1ec7n ph\u00e1p b\u1ed3i th\u01b0\u1eddng th\u00edch \u0111\u00e1ng cho s\u1ef1 h\u1ea1n ch\u1ebf (nh\u01b0 t\u0103ng th\u00eam ti\u1ec1n tr\u1ee3 c\u1ea5p khi ngh\u1ec9 vi\u1ec7c)<\/li>\n<\/ul>\n\n\n\n<p>Ngo\u00e0i ra, ngay c\u1ea3 khi kh\u00f4ng c\u00f3 h\u1ee3p \u0111\u1ed3ng tr\u00e1nh c\u1ea1nh tranh, n\u1ebfu gi\u00e1m \u0111\u1ed1c l\u1ee3i d\u1ee5ng v\u1ecb tr\u00ed c\u1ee7a m\u00ecnh trong th\u1eddi gian \u0111\u01b0\u01a1ng nhi\u1ec7m \u0111\u1ec3 chu\u1ea9n b\u1ecb c\u1ea1nh tranh sau khi t\u1eeb nhi\u1ec7m, h\u1ecd c\u00f3 th\u1ec3 b\u1ecb truy c\u1ee9u tr\u00e1ch nhi\u1ec7m v\u00ec vi ph\u1ea1m ngh\u0129a v\u1ee5 trung th\u00e0nh trong th\u1eddi gian \u0111\u01b0\u01a1ng nhi\u1ec7m. V\u00ed d\u1ee5, h\u00e0nh vi nh\u01b0 l\u00ean k\u1ebf ho\u1ea1ch l\u00f4i k\u00e9o nh\u00e2n vi\u00ean d\u01b0\u1edbi quy\u1ec1n \u0111\u1ec3 chu\u1ea9n b\u1ecb th\u00e0nh l\u1eadp c\u00f4ng ty m\u1edbi trong th\u1eddi gian \u0111\u01b0\u01a1ng nhi\u1ec7m, m\u1eb7c d\u00f9 l\u00e0 h\u00e0nh vi sau khi t\u1eeb nhi\u1ec7m, nh\u01b0ng v\u00ec c\u00e1c ho\u1ea1t \u0111\u1ed9ng chu\u1ea9n b\u1ecb \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n trong th\u1eddi gian \u0111\u01b0\u01a1ng nhi\u1ec7m, c\u00f3 th\u1ec3 d\u1eabn \u0111\u1ebfn tr\u00e1ch nhi\u1ec7m b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i cho c\u00f4ng ty. Trong ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n Qu\u1eadn Tokyo ng\u00e0y 27 th\u00e1ng 4 n\u0103m 2007 (v\u1ee5 \u00e1n Realgate), h\u00e0nh vi l\u00f4i k\u00e9o nh\u00e2n vi\u00ean \u0111\u1ec3 th\u00e0nh l\u1eadp c\u00f4ng ty m\u1edbi c\u1ee7a gi\u00e1m \u0111\u1ed1c \u0111\u00e3 b\u1ecb coi l\u00e0 vi ph\u1ea1m ngh\u0129a v\u1ee5 trung th\u00e0nh v\u00e0 b\u1ecb bu\u1ed9c ph\u1ea3i b\u1ed3i th\u01b0\u1eddng thi\u1ec7t h\u1ea1i.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Giao_dich_co_loi_ich_xung_dot_cua_cac_giam_doc_dieu_hanh_theo_luat_Nhat_Ban\"><\/span>Giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t c\u1ee7a c\u00e1c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh theo lu\u1eadt Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t l\u00e0 m\u1ed9t h\u1ec7 th\u1ed1ng nh\u1eb1m qu\u1ea3n l\u00fd c\u00e1c giao d\u1ecbch c\u00f3 kh\u1ea3 n\u0103ng g\u00e2y ra xung \u0111\u1ed9t gi\u1eefa l\u1ee3i \u00edch c\u1ee7a gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh v\u00e0 c\u00f4ng ty, ng\u0103n ch\u1eb7n vi\u1ec7c gi\u00e1m \u0111\u1ed1c \u0111i\u1ec1u h\u00e0nh hy sinh l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00ec l\u1ee3i \u00edch c\u00e1 nh\u00e2n c\u1ee7a m\u00ecnh.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Cac_Loai_Hinh_Giao_Dich_Co_Loi_Ich_Xung_Dot_theo_Luat_Cong_Ty_Nhat_Ban\"><\/span>C\u00e1c Lo\u1ea1i H\u00ecnh Giao D\u1ecbch C\u00f3 L\u1ee3i \u00cdch Xung \u0110\u1ed9t theo Lu\u1eadt C\u00f4ng Ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0110i\u1ec1u 356, Kho\u1ea3n 1, M\u1ee5c 2 v\u00e0 M\u1ee5c 3 c\u1ee7a Lu\u1eadt C\u00f4ng Ty Nh\u1eadt B\u1ea3n, v\u00e0 ch\u00fang c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c ph\u00e2n lo\u1ea1i th\u00e0nh hai lo\u1ea1i h\u00ecnh ch\u00ednh. &nbsp;<\/p>\n\n\n\n<p>Lo\u1ea1i h\u00ecnh \u0111\u1ea7u ti\u00ean l\u00e0 &#8220;Giao d\u1ecbch tr\u1ef1c ti\u1ebfp&#8221; (theo M\u1ee5c 2 c\u1ee7a c\u00f9ng kho\u1ea3n). \u0110\u00e2y l\u00e0 tr\u01b0\u1eddng h\u1ee3p m\u00e0 m\u1ed9t th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u1ef1c hi\u1ec7n giao d\u1ecbch tr\u1ef1c ti\u1ebfp v\u1edbi c\u00f4ng ty v\u00ec l\u1ee3i \u00edch c\u1ee7a b\u1ea3n th\u00e2n ho\u1eb7c c\u1ee7a b\u00ean th\u1ee9 ba. M\u1ed9t v\u00ed d\u1ee5 \u0111i\u1ec3n h\u00ecnh l\u00e0 khi th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb b\u00e1n b\u1ea5t \u0111\u1ed9ng s\u1ea3n m\u00e0 m\u00ecnh s\u1edf h\u1eefu cho c\u00f4ng ty, ho\u1eb7c c\u00f4ng ty vay ti\u1ec1n t\u1eeb th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. N\u1ebfu th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ea1i di\u1ec7n cho m\u1ed9t c\u00f4ng ty kh\u00e1c v\u00e0 th\u1ef1c hi\u1ec7n giao d\u1ecbch v\u1edbi c\u00f4ng ty m\u00e0 h\u1ecd \u0111ang l\u00e0m th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, th\u00ec tr\u01b0\u1eddng h\u1ee3p n\u00e0y c\u0169ng \u0111\u01b0\u1ee3c xem l\u00e0 giao d\u1ecbch tr\u1ef1c ti\u1ebfp. &nbsp;<\/p>\n\n\n\n<p>Lo\u1ea1i h\u00ecnh th\u1ee9 hai l\u00e0 &#8220;Giao d\u1ecbch gi\u00e1n ti\u1ebfp&#8221; (theo M\u1ee5c 3 c\u1ee7a c\u00f9ng kho\u1ea3n). \u0110\u00e2y l\u00e0 c\u00e1c giao d\u1ecbch gi\u1eefa c\u00f4ng ty v\u00e0 b\u00ean th\u1ee9 ba kh\u00f4ng ph\u1ea3i l\u00e0 th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, nh\u01b0ng th\u1ef1c ch\u1ea5t l\u1ea1i t\u1ea1o ra xung \u0111\u1ed9t l\u1ee3i \u00edch gi\u1eefa c\u00f4ng ty v\u00e0 th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. V\u00ed d\u1ee5 d\u1ec5 hi\u1ec3u nh\u1ea5t l\u00e0 khi c\u00f4ng ty \u0111\u1ee9ng ra b\u1ea3o l\u00e3nh cho kho\u1ea3n vay ng\u00e2n h\u00e0ng c\u00e1 nh\u00e2n c\u1ee7a th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb. Trong tr\u01b0\u1eddng h\u1ee3p n\u00e0y, c\u00f4ng ty ch\u1ecbu r\u1ee7i ro nh\u01b0 m\u1ed9t ng\u01b0\u1eddi b\u1ea3o l\u00e3nh, trong khi \u0111\u00f3 th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u1ea1i c\u00f3 l\u1ee3i t\u1eeb vi\u1ec7c d\u1ec5 d\u00e0ng nh\u1eadn \u0111\u01b0\u1ee3c kho\u1ea3n vay, do \u0111\u00f3 t\u1ea1o ra xung \u0111\u1ed9t l\u1ee3i \u00edch gi\u1eefa hai b\u00ean. &nbsp;<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Quy_trinh_Phe_duyet_va_Ngoai_le\"><\/span>Quy tr\u00ecnh Ph\u00ea duy\u1ec7t v\u00e0 Ngo\u1ea1i l\u1ec7<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi th\u1ef1c hi\u1ec7n giao d\u1ecbch c\u00f3 xung \u0111\u1ed9t l\u1ee3i \u00edch, t\u01b0\u01a1ng t\u1ef1 nh\u01b0 giao d\u1ecbch c\u1ea1nh tranh, c\u00f4ng ty c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u1ea7n ph\u1ea3i c\u00f3 s\u1ef1 ph\u00ea duy\u1ec7t tr\u01b0\u1edbc t\u1eeb h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, trong khi c\u00f4ng ty kh\u00f4ng c\u00f3 h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb th\u00ec c\u1ea7n ph\u1ea3i c\u00f3 s\u1ef1 ph\u00ea duy\u1ec7t t\u1eeb \u0111\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<p>\u0110i\u1ec3m quan tr\u1ecdng trong quy\u1ebft \u0111\u1ecbnh ph\u00ea duy\u1ec7t n\u00e0y l\u00e0 quy t\u1eafc kh\u00f4ng cho ph\u00e9p c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 &#8220;l\u1ee3i \u00edch \u0111\u1eb7c bi\u1ec7t&#8221; tham gia bi\u1ec3u quy\u1ebft (theo \u0110i\u1ec1u 369, Kho\u1ea3n 2 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n) <sup><\/sup>. Quy \u0111\u1ecbnh n\u00e0y ng\u0103n ch\u1eb7n vi\u1ec7c c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 b\u00ean li\u00ean quan trong giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch t\u1ef1 ph\u00ea duy\u1ec7t c\u00e1c giao d\u1ecbch c\u00f3 l\u1ee3i cho b\u1ea3n th\u00e2n h\u1ecd. &nbsp;<\/p>\n\n\n\n<p>Tuy nhi\u00ean, ngay c\u1ea3 khi m\u1ed9t giao d\u1ecbch c\u00f3 v\u1ebb nh\u01b0 thu\u1ed9c v\u1ec1 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch m\u1ed9t c\u00e1ch h\u00ecnh th\u1ee9c, nh\u01b0ng th\u1ef1c ch\u1ea5t kh\u00f4ng g\u00e2y h\u1ea1i \u0111\u1ebfn l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, th\u00ec giao d\u1ecbch \u0111\u00f3 c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c mi\u1ec5n tr\u1eeb kh\u1ecfi y\u00eau c\u1ea7u ph\u00ea duy\u1ec7t m\u1ed9t c\u00e1ch ngo\u1ea1i l\u1ec7 <sup><\/sup>. M\u1ee5c \u0111\u00edch c\u1ee7a quy \u0111\u1ecbnh n\u00e0y l\u00e0 b\u1ea3o v\u1ec7 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, do \u0111\u00f3 kh\u00f4ng h\u1ee3p l\u00fd khi y\u00eau c\u1ea7u th\u1ee7 t\u1ee5c ph\u00ea duy\u1ec7t cho nh\u1eefng tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng g\u00e2y h\u1ea1i \u0111\u1ebfn l\u1ee3i \u00edch c\u00f4ng ty. V\u00ed d\u1ee5, tr\u01b0\u1eddng h\u1ee3p m\u1ed9t th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb cho c\u00f4ng ty vay ti\u1ec1n kh\u00f4ng l\u00e3i su\u1ea5t v\u00e0 kh\u00f4ng c\u1ea7n b\u1ea3o \u0111\u1ea3m l\u00e0 m\u1ed9t giao d\u1ecbch ch\u1ec9 c\u00f3 l\u1ee3i cho c\u00f4ng ty v\u00e0 kh\u00f4ng g\u00e2y h\u1ea1i \u0111\u1ebfn l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, do \u0111\u00f3 kh\u00f4ng c\u1ea7n ph\u00ea duy\u1ec7t (theo ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n T\u1ed1i cao Nh\u1eadt B\u1ea3n ng\u00e0y 6 th\u00e1ng 12 n\u0103m 1963) <sup><\/sup>. Ngo\u00e0i ra, giao d\u1ecbch gi\u1eefa c\u00f4ng ty ch\u1ec9 c\u00f3 m\u1ed9t c\u1ed5 \u0111\u00f4ng v\u00e0 th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb l\u00e0 c\u1ed5 \u0111\u00f4ng \u0111\u00f3, ho\u1eb7c giao d\u1ecbch gi\u1eefa c\u00f4ng ty m\u1eb9 v\u00e0 c\u00f4ng ty con s\u1edf h\u1eefu 100% c\u1ed5 ph\u1ea7n c\u0169ng \u0111\u01b0\u1ee3c hi\u1ec3u l\u00e0 kh\u00f4ng th\u1ef1c s\u1ef1 g\u00e2y h\u1ea1i \u0111\u1ebfn l\u1ee3i \u00edch c\u1ee7a c\u1ed5 \u0111\u00f4ng, do \u0111\u00f3 nguy\u00ean t\u1eafc chung l\u00e0 kh\u00f4ng c\u1ea7n ph\u00ea duy\u1ec7t <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Hieu_qua_cua_vi_pham_nghia_vu\"><\/span>Hi\u1ec7u qu\u1ea3 c\u1ee7a vi ph\u1ea1m ngh\u0129a v\u1ee5<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi m\u1ed9t giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n m\u00e0 kh\u00f4ng c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn, h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd c\u1ee7a n\u00f3 kh\u00e1c bi\u1ec7t \u0111\u00e1ng k\u1ec3 so v\u1edbi tr\u01b0\u1eddng h\u1ee3p giao d\u1ecbch c\u1ea1nh tranh.<\/p>\n\n\n\n<p>\u0110\u1ea7u ti\u00ean, v\u1ec1 hi\u1ec7u l\u1ef1c c\u1ee7a ch\u00ednh giao d\u1ecbch, T\u00f2a \u00e1n T\u1ed1i cao Nh\u1eadt B\u1ea3n \u0111\u00e3 \u00e1p d\u1ee5ng quan \u0111i\u1ec3m &#8220;tuy\u00ean b\u1ed1 v\u00f4 hi\u1ec7u t\u01b0\u01a1ng \u0111\u1ed1i&#8221; (ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n T\u1ed1i cao ng\u00e0y 13 th\u00e1ng 10 n\u0103m 1971 (1971)). \u0110i\u1ec1u n\u00e0y c\u00f3 ngh\u0129a l\u00e0, m\u1ed9t giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch kh\u00f4ng \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn l\u00e0 v\u00f4 hi\u1ec7u gi\u1eefa c\u00f4ng ty v\u00e0 gi\u00e1m \u0111\u1ed1c l\u00e0 b\u00ean li\u00ean quan trong giao d\u1ecbch, nh\u01b0ng \u0111\u1ed1i v\u1edbi b\u00ean th\u1ee9 ba thi\u1ec7n ch\u00ed kh\u00f4ng bi\u1ebft v\u1ec1 vi\u1ec7c c\u00f4ng ty thi\u1ebfu s\u1ef1 ch\u1ea5p thu\u1eadn, c\u00f4ng ty kh\u00f4ng th\u1ec3 tuy\u00ean b\u1ed1 v\u00f4 hi\u1ec7u \u0111\u1ed1i v\u1edbi h\u1ecd. Quan \u0111i\u1ec3m n\u00e0y c\u00e2n nh\u1eafc gi\u1eefa vi\u1ec7c b\u1ea3o v\u1ec7 l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty v\u00e0 b\u1ea3o v\u1ec7 s\u1ef1 tin c\u1eady c\u1ee7a b\u00ean th\u1ee9 ba \u0111\u00e3 giao d\u1ecbch v\u1edbi c\u00f4ng ty m\u00e0 kh\u00f4ng bi\u1ebft th\u00f4ng tin, \u0111\u1ea3m b\u1ea3o an to\u00e0n cho giao d\u1ecbch.<\/p>\n\n\n\n<p>Ti\u1ebfp theo, v\u1ec1 tr\u00e1ch nhi\u1ec7m c\u1ee7a gi\u00e1m \u0111\u1ed1c \u0111\u1ed1i v\u1edbi c\u00f4ng ty, \u1edf \u0111\u00e2y c\u0169ng c\u00f3 nh\u1eefng quy \u0111\u1ecbnh \u0111\u1eb7c bi\u1ec7t kh\u00e1c bi\u1ec7t so v\u1edbi giao d\u1ecbch c\u1ea1nh tranh. \u0110i\u1ec1u 423, kho\u1ea3n 3 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng, \u0111\u1ed1i v\u1edbi gi\u00e1m \u0111\u1ed1c tham gia v\u00e0o giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch, s\u1ebd \u0111\u01b0\u1ee3c &#8220;gi\u1ea3 \u0111\u1ecbnh&#8221; l\u00e0 h\u1ecd \u0111\u00e3 sao l\u00e3ng nhi\u1ec7m v\u1ee5 c\u1ee7a m\u00ecnh (s\u1ef1 sao nh\u00e3ng nhi\u1ec7m v\u1ee5). Nh\u1eefng \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a gi\u1ea3 \u0111\u1ecbnh n\u00e0y bao g\u1ed3m: \u2460 gi\u00e1m \u0111\u1ed1c th\u1ef1c hi\u1ec7n giao d\u1ecbch tr\u1ef1c ti\u1ebfp v\u00ec l\u1ee3i \u00edch c\u00e1 nh\u00e2n, \u2461 gi\u00e1m \u0111\u1ed1c c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t v\u1edbi c\u00f4ng ty th\u00f4ng qua giao d\u1ecbch gi\u00e1n ti\u1ebfp, \u2462 gi\u00e1m \u0111\u1ed1c \u0111\u00e3 b\u1ecf phi\u1ebfu thu\u1eadn cho ngh\u1ecb quy\u1ebft ch\u1ea5p thu\u1eadn giao d\u1ecbch.<\/p>\n\n\n\n<p>\u0110\u1eb7c bi\u1ec7t, tr\u00e1ch nhi\u1ec7m c\u1ee7a gi\u00e1m \u0111\u1ed1c \u0111\u00e3 th\u1ef1c hi\u1ec7n giao d\u1ecbch tr\u1ef1c ti\u1ebfp v\u00ec l\u1ee3i \u00edch c\u00e1 nh\u00e2n l\u00e0 v\u00f4 c\u00f9ng n\u1eb7ng n\u1ec1, v\u00e0 h\u1ecd kh\u00f4ng th\u1ec3 mi\u1ec5n tr\u00e1ch nhi\u1ec7m ngay c\u1ea3 khi ch\u1ee9ng minh \u0111\u01b0\u1ee3c r\u1eb1ng m\u00ecnh kh\u00f4ng c\u00f3 l\u1ed7i (tr\u00e1ch nhi\u1ec7m kh\u00f4ng l\u1ed7i). Ng\u01b0\u1ee3c l\u1ea1i, gi\u00e1m \u0111\u1ed1c ch\u1ec9 b\u1ecf phi\u1ebfu thu\u1eadn cho ngh\u1ecb quy\u1ebft ch\u1ea5p thu\u1eadn c\u00f3 th\u1ec3 mi\u1ec5n tr\u00e1ch nhi\u1ec7m n\u1ebfu h\u1ecd ch\u1ee9ng minh \u0111\u01b0\u1ee3c r\u1eb1ng m\u00ecnh kh\u00f4ng c\u00f3 l\u1ed7i. Nh\u01b0 v\u1eady, quy t\u1eafc tr\u00e1ch nhi\u1ec7m trong giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch c\u00f3 m\u1ed9t h\u1ec7 th\u1ed1ng thi\u1ebft k\u1ebf tinh vi h\u01a1n, thay \u0111\u1ed5i m\u1ee9c \u0111\u1ed9 tr\u00e1ch nhi\u1ec7m t\u00f9y thu\u1ed9c v\u00e0o m\u1ee9c \u0111\u1ed9 li\u00ean quan c\u1ee7a t\u1eebng gi\u00e1m \u0111\u1ed1c.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"So_sanh_nghia_vu_tranh_canh_tranh_va_giao_dich_xung_dot_loi_ich_theo_Luat_Cong_ty_Nhat_Ban\"><\/span>So s\u00e1nh ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch c\u1ee7a c\u00e1c gi\u00e1m \u0111\u1ed1c theo Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n \u0111\u1ec1u l\u00e0 nh\u1eefng h\u1ec7 th\u1ed1ng quan tr\u1ecdng nh\u1eb1m ng\u0103n ch\u1eb7n vi\u1ec7c l\u1ea1m d\u1ee5ng v\u1ecb tr\u00ed \u0111\u1ec3 g\u00e2y h\u1ea1i cho l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty. Tuy nhi\u00ean, c\u00f3 nh\u1eefng kh\u00e1c bi\u1ec7t quan tr\u1ecdng v\u1ec1 l\u1ee3i \u00edch \u0111\u01b0\u1ee3c b\u1ea3o v\u1ec7, h\u00e0nh vi b\u1ecb quy \u0111\u1ecbnh v\u00e0 h\u1eadu qu\u1ea3 ph\u00e1p l\u00fd khi vi ph\u1ea1m.<\/p>\n\n\n\n<p>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh ch\u1ee7 y\u1ebfu nh\u1eb1m b\u1ea3o v\u1ec7 &#8220;c\u01a1 h\u1ed9i kinh doanh&#8221; c\u1ee7a c\u00f4ng ty c\u0169ng nh\u01b0 th\u00f4ng tin kh\u00e1ch h\u00e0ng, b\u00ed quy\u1ebft kinh doanh v\u00e0 c\u00e1c ngu\u1ed3n l\u1ef1c qu\u1ea3n l\u00fd v\u00f4 h\u00ecnh kh\u00e1c. N\u1ebfu gi\u00e1m \u0111\u1ed1c kh\u1edfi x\u01b0\u1edbng m\u1ed9t doanh nghi\u1ec7p c\u1ea1nh tranh v\u1edbi c\u00f4ng ty, c\u00f3 th\u1ec3 l\u00e0m m\u1ea5t \u0111i l\u1ee3i nhu\u1eadn m\u00e0 c\u00f4ng ty c\u00f3 th\u1ec3 \u0111\u00e3 thu \u0111\u01b0\u1ee3c trong t\u01b0\u01a1ng lai, do \u0111\u00f3 h\u00e0nh vi n\u00e0y \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh. Ng\u01b0\u1ee3c l\u1ea1i, quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch nh\u1eb1m b\u1ea3o v\u1ec7 tr\u1ef1c ti\u1ebfp &#8220;t\u00e0i s\u1ea3n&#8221; c\u1ee7a c\u00f4ng ty. N\u1ebfu gi\u00e1m \u0111\u1ed1c \u01b0u ti\u00ean l\u1ee3i \u00edch c\u00e1 nh\u00e2n trong giao d\u1ecbch v\u1edbi c\u00f4ng ty, h\u1ee3p \u0111\u1ed3ng c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c k\u00fd k\u1ebft d\u01b0\u1edbi \u0111i\u1ec1u ki\u1ec7n b\u1ea5t l\u1ee3i cho c\u00f4ng ty, d\u1eabn \u0111\u1ebfn nguy c\u01a1 t\u00e0i s\u1ea3n c\u1ee7a c\u00f4ng ty b\u1ecb ch\u1ea3y ra kh\u00f4ng c\u00f4ng b\u1eb1ng.<\/p>\n\n\n\n<p>S\u1ef1 kh\u00e1c bi\u1ec7t v\u1ec1 m\u1ee5c \u0111\u00edch n\u00e0y c\u0169ng th\u1ec3 hi\u1ec7n trong c\u01a1 ch\u1ebf truy c\u1ee9u tr\u00e1ch nhi\u1ec7m khi vi ph\u1ea1m. Trong tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh, vi\u1ec7c ch\u1ee9ng minh thi\u1ec7t h\u1ea1i m\u00e0 c\u00f4ng ty ph\u1ea3i ch\u1ecbu th\u01b0\u1eddng kh\u00f3 kh\u0103n, do \u0111\u00f3 \u0110i\u1ec1u 423, Kho\u1ea3n 2 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng l\u1ee3i nhu\u1eadn m\u00e0 gi\u00e1m \u0111\u1ed1c thu \u0111\u01b0\u1ee3c s\u1ebd \u0111\u01b0\u1ee3c &#8220;coi l\u00e0&#8221; thi\u1ec7t h\u1ea1i c\u1ee7a c\u00f4ng ty. \u0110i\u1ec1u n\u00e0y gi\u00fap gi\u1ea3m b\u1edbt g\u00e1nh n\u1eb7ng ch\u1ee9ng minh cho c\u00f4ng ty. M\u1eb7t kh\u00e1c, trong tr\u01b0\u1eddng h\u1ee3p vi ph\u1ea1m quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch, \u0110i\u1ec1u 423, Kho\u1ea3n 3 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n &#8220;coi nh\u01b0&#8221; gi\u00e1m \u0111\u1ed1c \u0111\u00e3 &#8220;l\u01a1 l\u00e0 nhi\u1ec7m v\u1ee5&#8221; trong vi\u1ec7c tham gia giao d\u1ecbch. \u0110\u1eb7c bi\u1ec7t, gi\u00e1m \u0111\u1ed1c th\u1ef1c hi\u1ec7n giao d\u1ecbch tr\u1ef1c ti\u1ebfp v\u00ec l\u1ee3i \u00edch c\u00e1 nh\u00e2n s\u1ebd ph\u1ea3i ch\u1ecbu tr\u00e1ch nhi\u1ec7m nghi\u00eam ng\u1eb7t h\u01a1n, kh\u00f4ng th\u1ec3 mi\u1ec5n tr\u00e1ch nhi\u1ec7m ngay c\u1ea3 khi ch\u1ee9ng minh kh\u00f4ng c\u00f3 l\u1ed7i.<\/p>\n\n\n\n<p>Ngo\u00e0i ra, hi\u1ec7u l\u1ef1c c\u1ee7a giao d\u1ecbch kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00ea chu\u1ea9n c\u0169ng kh\u00e1c nhau. Giao d\u1ecbch c\u1ea1nh tranh, trong m\u1ed1i quan h\u1ec7 v\u1edbi b\u00ean th\u1ee9 ba l\u00e0 \u0111\u1ed1i t\u00e1c giao d\u1ecbch, th\u01b0\u1eddng \u0111\u01b0\u1ee3c coi l\u00e0 h\u1ee3p l\u1ec7. Quy \u0111\u1ecbnh n\u00e0y \u0111\u01b0\u1ee3c xem x\u00e9t nh\u01b0 m\u1ed9t v\u1ea5n \u0111\u1ec1 n\u1ed9i b\u1ed9 gi\u1eefa c\u00f4ng ty v\u00e0 gi\u00e1m \u0111\u1ed1c. Tuy nhi\u00ean, \u0111\u1ed1i v\u1edbi giao d\u1ecbch xung \u0111\u1ed9t l\u1ee3i \u00edch, n\u1ebfu kh\u00f4ng c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u00f4ng ty, c\u00f4ng ty c\u00f3 th\u1ec3 tuy\u00ean b\u1ed1 giao d\u1ecbch \u0111\u00f3 l\u00e0 v\u00f4 hi\u1ec7u. Tuy nhi\u00ean, \u0111\u1ec3 b\u1ea3o v\u1ec7 s\u1ef1 an to\u00e0n c\u1ee7a giao d\u1ecbch, c\u00f4ng ty kh\u00f4ng th\u1ec3 tuy\u00ean b\u1ed1 v\u00f4 hi\u1ec7u \u0111\u1ed1i v\u1edbi b\u00ean th\u1ee9 ba thi\u1ec7n ch\u00ed kh\u00f4ng bi\u1ebft v\u1ec1 vi\u1ec7c thi\u1ebfu s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u00f4ng ty. \u0110\u00e2y l\u00e0 kh\u00e1i ni\u1ec7m \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;v\u00f4 hi\u1ec7u t\u01b0\u01a1ng \u0111\u1ed1i&#8221; v\u00e0 \u0111\u00e3 \u0111\u01b0\u1ee3c x\u00e1c l\u1eadp th\u00f4ng qua c\u00e1c ph\u00e1n quy\u1ebft c\u1ee7a T\u00f2a \u00e1n T\u1ed1i cao Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Tom_luoc\"><\/span>T\u00f3m l\u01b0\u1ee3c<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Ngh\u0129a v\u1ee5 tr\u00e1nh c\u1ea1nh tranh v\u00e0 quy \u0111\u1ecbnh v\u1ec1 giao d\u1ecbch c\u00f3 l\u1ee3i \u00edch xung \u0111\u1ed9t l\u00e0 n\u1ec1n t\u1ea3ng c\u1ee7a h\u1ec7 th\u1ed1ng qu\u1ea3n tr\u1ecb doanh nghi\u1ec7p t\u1ea1i Nh\u1eadt B\u1ea3n. C\u00e1c quy \u0111\u1ecbnh n\u00e0y \u0111\u1eb7t ra ngh\u0129a v\u1ee5 r\u00f5 r\u00e0ng cho c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ec3 h\u00e0nh \u0111\u1ed9ng \u01b0u ti\u00ean l\u1ee3i \u00edch c\u1ee7a c\u00f4ng ty, v\u00e0 n\u1ebfu vi ph\u1ea1m, h\u1ecd c\u00f3 th\u1ec3 ph\u1ea3i \u0111\u1ed1i m\u1eb7t v\u1edbi tr\u00e1ch nhi\u1ec7m c\u00e1 nh\u00e2n nghi\u00eam tr\u1ecdng v\u00e0 r\u1ee7i ro ph\u00e1p l\u00fd. Hi\u1ec3u s\u00e2u s\u1eafc n\u1ed9i dung c\u1ee7a c\u00e1c quy t\u1eafc n\u00e0y, quy tr\u00ecnh \u0111\u1ec3 nh\u1eadn \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn, c\u0169ng nh\u01b0 nh\u1eefng \u0111i\u1ec3m ch\u00ednh trong c\u00e1ch gi\u1ea3i th\u00edch \u0111\u01b0\u1ee3c h\u00ecnh th\u00e0nh qua c\u00e1c \u00e1n l\u1ec7, kh\u00f4ng ch\u1ec9 l\u00e0 v\u1ea5n \u0111\u1ec1 tu\u00e2n th\u1ee7 ph\u00e1p lu\u1eadt m\u00e0 c\u00f2n l\u00e0 y\u1ebfu t\u1ed1 thi\u1ebft y\u1ebfu cho vi\u1ec7c qu\u1ea3n l\u00fd r\u1ee7i ro hi\u1ec7u qu\u1ea3 v\u00e0 s\u1ef1 ph\u00e1t tri\u1ec3n b\u1ec1n v\u1eefng c\u1ee7a c\u00e1c doanh nghi\u1ec7p ho\u1ea1t \u0111\u1ed9ng t\u1ea1i Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 Monolith c\u00f3 kinh nghi\u1ec7m phong ph\u00fa trong vi\u1ec7c cung c\u1ea5p t\u01b0 v\u1ea5n ph\u00e1p l\u00fd cho nhi\u1ec1u kh\u00e1ch h\u00e0ng trong v\u00e0 ngo\u00e0i n\u01b0\u1edbc v\u1ec1 c\u00e1c v\u1ea5n \u0111\u1ec1 ph\u1ee9c t\u1ea1p li\u00ean quan \u0111\u1ebfn ngh\u0129a v\u1ee5 c\u1ee7a c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n. Ch\u00fang t\u00f4i c\u00f3 nhi\u1ec1u chuy\u00ean gia n\u00f3i ti\u1ebfng Anh v\u1edbi b\u1eb1ng c\u1ea5p lu\u1eadt s\u01b0 n\u01b0\u1edbc ngo\u00e0i, c\u00f3 kh\u1ea3 n\u0103ng cung c\u1ea5p h\u1ed7 tr\u1ee3 ch\u00ednh x\u00e1c v\u00e0 th\u1ef1c ti\u1ec5n cho c\u00e1c v\u1ea5n \u0111\u1ec1 v\u1ec1 c\u1ea1nh tranh v\u00e0 xung \u0111\u1ed9t l\u1ee3i \u00edch ph\u00e1t sinh trong b\u1ed1i c\u1ea3nh kinh doanh qu\u1ed1c t\u1ebf. Xin h\u00e3y li\u00ean h\u1ec7 v\u1edbi ch\u00fang t\u00f4i \u0111\u1ec3 th\u1ea3o lu\u1eadn v\u1ec1 ch\u1ee7 \u0111\u1ec1 n\u00e0y ho\u1eb7c \u0111\u1ec3 x\u00e2y d\u1ef1ng v\u00e0 r\u00e0 so\u00e1t h\u1ec7 th\u1ed1ng qu\u1ea3n tr\u1ecb c\u1ee7a c\u00f4ng ty b\u1ea1n.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Trong qu\u1ea3n l\u00fd doanh nghi\u1ec7p t\u1ea1i Nh\u1eadt B\u1ea3n, c\u00e1c th\u00e0nh vi\u00ean h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb c\u00f3 quy\u1ec1n h\u1ea1n r\u1ed9ng l\u1edbn \u0111\u1ec3 th\u00fac \u0111\u1ea9y ho\u1ea1t \u0111\u1ed9ng kinh doanh. Tuy nhi\u00ean, quy\u1ec1n l\u1ef1c m\u1ea1nh m\u1ebd n\u00e0y \u0111\u01b0\u1ee3c c\u00e2n b\u1eb1ng b\u1edfi ngh\u0129a v\u1ee5 nghi\u00eam ng\u1eb7 [&hellip;]<\/p>\n","protected":false},"author":32,"featured_media":71369,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[18],"tags":[24,85],"acf":[],"_links":{"self":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71183"}],"collection":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/users\/32"}],"replies":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/comments?post=71183"}],"version-history":[{"count":2,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71183\/revisions"}],"predecessor-version":[{"id":71370,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71183\/revisions\/71370"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media\/71369"}],"wp:attachment":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media?parent=71183"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/categories?post=71183"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/tags?post=71183"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}