{"id":71192,"date":"2025-07-31T20:28:43","date_gmt":"2025-07-31T11:28:43","guid":{"rendered":"https:\/\/monolith.law\/vi\/?p=71192"},"modified":"2025-09-28T15:47:49","modified_gmt":"2025-09-28T06:47:49","slug":"share-transfer-japan","status":"publish","type":"post","link":"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan","title":{"rendered":"Khung ph\u00e1p l\u00fd v\u1ec1 vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n trong Lu\u1eadt c\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n"},"content":{"rendered":"\n<p>Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n (Japan&#8217;s Company Law) l\u00e0 y\u1ebfu t\u1ed1 c\u1ed1t l\u00f5i trong qu\u1ea3n l\u00fd doanh nghi\u1ec7p v\u00e0 ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0. Trong c\u00e1c c\u00f4ng ty c\u1ed5 ph\u1ea7n, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn l\u00e0 ph\u01b0\u01a1ng ti\u1ec7n ch\u00ednh \u0111\u1ec3 c\u00e1c c\u1ed5 \u0111\u00f4ng thu h\u1ed3i v\u1ed1n \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh. Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n nguy\u00ean t\u1eafc b\u1ea3o \u0111\u1ea3m quy\u1ec1n t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, tuy nhi\u00ean, \u0111\u1ed1i v\u1edbi m\u1ed9t s\u1ed1 lo\u1ea1i c\u1ed5 ph\u1ea7n nh\u1ea5t \u0111\u1ecbnh c\u00f3 th\u1ec3 c\u00f3 c\u00e1c h\u1ea1n ch\u1ebf v\u1ec1 chuy\u1ec3n nh\u01b0\u1ee3ng. Khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i tham gia \u0111\u1ea7u t\u01b0 v\u00e0o c\u00e1c doanh nghi\u1ec7p Nh\u1eadt B\u1ea3n, vi\u1ec7c hi\u1ec3u r\u00f5 c\u00e1c quy \u0111\u1ecbnh ph\u00e1p l\u00fd li\u00ean quan \u0111\u1ebfn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n l\u00e0 v\u00f4 c\u00f9ng quan tr\u1ecdng. \u0110\u1eb7c bi\u1ec7t, c\u00e1c th\u1ee7 t\u1ee5c ph\u00ea duy\u1ec7t c\u1ed5 ph\u1ea7n c\u00f3 h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng, qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng m\u1ed9t c\u00e1ch ch\u00ednh x\u00e1c, c\u0169ng nh\u01b0 ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf c\u1ee7a Nh\u1eadt B\u1ea3n (Japanese Foreign Exchange and Foreign Trade Act) \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i l\u00e0 nh\u1eefng ki\u1ebfn th\u1ee9c kh\u00f4ng th\u1ec3 thi\u1ebfu \u0111\u1ec3 tr\u00e1nh c\u00e1c r\u1ee7i ro ph\u00e1p l\u00fd kh\u00f4ng l\u01b0\u1eddng tr\u01b0\u1edbc \u0111\u01b0\u1ee3c. H\u01b0\u1edbng d\u1eabn chi ti\u1ebft n\u00e0y \u0111\u01b0\u1ee3c so\u1ea1n th\u1ea3o \u0111\u1ec3 gi\u00fap nh\u1eefng ng\u01b0\u1eddi n\u00f3i ti\u1ebfng Anh \u0111ang h\u1ecdc ti\u1ebfng Nh\u1eadt c\u00f3 th\u1ec3 hi\u1ec3u r\u00f5 c\u00e1c kh\u00eda c\u1ea1nh ph\u1ee9c t\u1ea1p c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n. T\u1eeb c\u00e1c nguy\u00ean t\u1eafc c\u01a1 b\u1ea3n c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n trong h\u1ec7 th\u1ed1ng ph\u00e1p lu\u1eadt c\u1ee7a Nh\u1eadt B\u1ea3n, \u0111\u1ebfn c\u00e1c th\u1ee7 t\u1ee5c c\u1ee5 th\u1ec3 \u0111\u1ed1i v\u1edbi c\u1ed5 ph\u1ea7n c\u00f3 h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng, vai tr\u00f2 c\u1ee7a s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, v\u00e0 c\u00e1c quy \u0111\u1ecbnh \u0111\u1eb7c th\u00f9 m\u00e0 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i ph\u1ea3i \u0111\u1ed1i m\u1eb7t, t\u1ea5t c\u1ea3 s\u1ebd \u0111\u01b0\u1ee3c gi\u1ea3i th\u00edch m\u1ed9t c\u00e1ch d\u1ec5 hi\u1ec3u v\u1edbi vi\u1ec7c tr\u00edch d\u1eabn c\u1ee5 th\u1ec3 c\u00e1c \u0111i\u1ec1u kho\u1ea3n c\u1ee7a ph\u00e1p lu\u1eadt.<\/p>\n\n\n\n<div id=\"ez-toc-container\" class=\"ez-toc-v2_0_53 counter-hierarchy ez-toc-counter ez-toc-grey ez-toc-container-direction\">\n<div class=\"ez-toc-title-container\">\n<span class=\"ez-toc-title-toggle\"><\/span><\/div>\n<nav><ul class='ez-toc-list ez-toc-list-level-1 ' ><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-1\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Nguyen_tac_co_ban_va_yeu_cau_doi_khang_trong_viec_chuyen_nhuong_co_phan_theo_luat_phap_Nhat_Ban\" title=\"Nguy\u00ean t\u1eafc c\u01a1 b\u1ea3n v\u00e0 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo lu\u1eadt ph\u00e1p Nh\u1eadt B\u1ea3n\">Nguy\u00ean t\u1eafc c\u01a1 b\u1ea3n v\u00e0 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo lu\u1eadt ph\u00e1p Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-2\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Nguyen_tac_tu_do_chuyen_nhuong_co_phan\" title=\"Nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\">Nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-3\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Y_nghia_cua_yeu_cau_doi_khang_trong_chuyen_nhuong_co_phan\" title=\"\u00dd ngh\u0129a c\u1ee7a y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n\">\u00dd ngh\u0129a c\u1ee7a y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-4\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#He_thong_Co_phieu_Co_Gioi_han_Chuyen_nhuong_va_Thu_tuc_Phe_duyet_theo_Luat_Doanh_nghiep_Nhat_Ban\" title=\"H\u1ec7 th\u1ed1ng C\u1ed5 phi\u1ebfu C\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 Th\u1ee7 t\u1ee5c Ph\u00ea duy\u1ec7t theo Lu\u1eadt Doanh nghi\u1ec7p Nh\u1eadt B\u1ea3n\">H\u1ec7 th\u1ed1ng C\u1ed5 phi\u1ebfu C\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 Th\u1ee7 t\u1ee5c Ph\u00ea duy\u1ec7t theo Lu\u1eadt Doanh nghi\u1ec7p Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-5\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Dinh_nghia_ve_Co_phieu_co_Gioi_han_Chuyen_nhuong_va_cac_Quy_dinh_trong_Dieu_le_Cong_ty\" title=\"\u0110\u1ecbnh ngh\u0129a v\u1ec1 C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 c\u00e1c Quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty\">\u0110\u1ecbnh ngh\u0129a v\u1ec1 C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 c\u00e1c Quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-6\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Phuong_thuc_yeu_cau_chap_thuan_chuyen_nhuong\" title=\"Ph\u01b0\u01a1ng th\u1ee9c y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng\">Ph\u01b0\u01a1ng th\u1ee9c y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-7\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Quyet_dinh_va_Thong_bao_Phe_duyet\" title=\"Quy\u1ebft \u0111\u1ecbnh v\u00e0 Th\u00f4ng b\u00e1o Ph\u00ea duy\u1ec7t\">Quy\u1ebft \u0111\u1ecbnh v\u00e0 Th\u00f4ng b\u00e1o Ph\u00ea duy\u1ec7t<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-8\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Viec_mua_lai_co_phan_boi_cong_ty_hoac_nguoi_mua_chi_dinh\" title=\"Vi\u1ec7c mua l\u1ea1i c\u1ed5 ph\u1ea7n b\u1edfi c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh\">Vi\u1ec7c mua l\u1ea1i c\u1ed5 ph\u1ea7n b\u1edfi c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-9\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#He_thong_%E2%80%9CDuoc_Coi_la_Chap_Thuan%E2%80%9D_duoi_Luat_Cong_ty_Nhat_Ban\" title=\"H\u1ec7 th\u1ed1ng &#8220;\u0110\u01b0\u1ee3c Coi l\u00e0 Ch\u1ea5p Thu\u1eadn&#8221; d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n\">H\u1ec7 th\u1ed1ng &#8220;\u0110\u01b0\u1ee3c Coi l\u00e0 Ch\u1ea5p Thu\u1eadn&#8221; d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-10\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Vai_tro_va_quan_ly_so_dang_ky_co_dong_theo_phap_luat_Nhat_Ban\" title=\"Vai tr\u00f2 v\u00e0 qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n\">Vai tr\u00f2 v\u00e0 qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-11\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Cac_thong_tin_can_ghi_trong_so_dang_ky_co_dong_theo_luat_cong_ty_Nhat_Ban\" title=\"C\u00e1c th\u00f4ng tin c\u1ea7n ghi trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo lu\u1eadt c\u00f4ng ty Nh\u1eadt B\u1ea3n\">C\u00e1c th\u00f4ng tin c\u1ea7n ghi trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo lu\u1eadt c\u00f4ng ty Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-12\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Vai_tro_cua_Nguoi_quan_ly_so_dang_ky_co_dong_duoi_luat_Nhat_Ban\" title=\"Vai tr\u00f2 c\u1ee7a Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng d\u01b0\u1edbi lu\u1eadt Nh\u1eadt B\u1ea3n\">Vai tr\u00f2 c\u1ee7a Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng d\u01b0\u1edbi lu\u1eadt Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-13\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Quyen_yeu_cau_xem_va_sao_chep_so_dang_ky_co_dong_theo_Luat_Cong_ty_cua_Nhat_Ban\" title=\"Quy\u1ec1n y\u00eau c\u1ea7u xem v\u00e0 sao ch\u00e9p s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n\">Quy\u1ec1n y\u00eau c\u1ea7u xem v\u00e0 sao ch\u00e9p s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-14\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Nhung_Diem_Phap_Ly_Can_Luu_Y_Khi_Nha_Dau_Tu_Nuoc_Ngoai_Mua_Co_Phieu_o_Nhat_Ban\" title=\"Nh\u1eefng \u0110i\u1ec3m Ph\u00e1p L\u00fd C\u1ea7n L\u01b0u \u00dd Khi Nh\u00e0 \u0110\u1ea7u T\u01b0 N\u01b0\u1edbc Ngo\u00e0i Mua C\u1ed5 Phi\u1ebfu \u1edf Nh\u1eadt B\u1ea3n\">Nh\u1eefng \u0110i\u1ec3m Ph\u00e1p L\u00fd C\u1ea7n L\u01b0u \u00dd Khi Nh\u00e0 \u0110\u1ea7u T\u01b0 N\u01b0\u1edbc Ngo\u00e0i Mua C\u1ed5 Phi\u1ebfu \u1edf Nh\u1eadt B\u1ea3n<\/a><ul class='ez-toc-list-level-3'><li class='ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-15\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Pham_vi_ap_dung_cua_Luat_Ngoai_hoi_va_Thuong_mai_Quoc_te_Nhat_Ban_FEFTA\" title=\"Ph\u1ea1m vi \u00e1p d\u1ee5ng c\u1ee7a Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf Nh\u1eadt B\u1ea3n (FEFTA)\">Ph\u1ea1m vi \u00e1p d\u1ee5ng c\u1ee7a Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf Nh\u1eadt B\u1ea3n (FEFTA)<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-16\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Tong_quan_ve_Dau_tu_Truc_tiep_Noi_dia_va_Viec_Mua_lai_Cu_the_theo_Luat_Ngoai_hoi_cua_Nhat_Ban\" title=\"T\u1ed5ng quan v\u1ec1 \u0110\u1ea7u t\u01b0 Tr\u1ef1c ti\u1ebfp N\u1ed9i \u0111\u1ecba v\u00e0 Vi\u1ec7c Mua l\u1ea1i C\u1ee5 th\u1ec3 theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n\">T\u1ed5ng quan v\u1ec1 \u0110\u1ea7u t\u01b0 Tr\u1ef1c ti\u1ebfp N\u1ed9i \u0111\u1ecba v\u00e0 Vi\u1ec7c Mua l\u1ea1i C\u1ee5 th\u1ec3 theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-17\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Thu_tuc_Thong_Bao_Truoc_va_Bao_Cao_Sau\" title=\"Th\u1ee7 t\u1ee5c Th\u00f4ng B\u00e1o Tr\u01b0\u1edbc v\u00e0 B\u00e1o C\u00e1o Sau\">Th\u1ee7 t\u1ee5c Th\u00f4ng B\u00e1o Tr\u01b0\u1edbc v\u00e0 B\u00e1o C\u00e1o Sau<\/a><\/li><li class='ez-toc-page-1 ez-toc-heading-level-3'><a class=\"ez-toc-link ez-toc-heading-18\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Rui_ro_va_hinh_phat_vi_pham_Luat_Ngoai_hoi_cua_Nhat_Ban\" title=\"R\u1ee7i ro v\u00e0 h\u00ecnh ph\u1ea1t vi ph\u1ea1m Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n\">R\u1ee7i ro v\u00e0 h\u00ecnh ph\u1ea1t vi ph\u1ea1m Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n<\/a><\/li><\/ul><\/li><li class='ez-toc-page-1 ez-toc-heading-level-2'><a class=\"ez-toc-link ez-toc-heading-19\" href=\"https:\/\/monolith.law\/vi\/general-corporate\/share-transfer-japan\/#Tong_ket\" title=\"T\u1ed5ng k\u1ebft\">T\u1ed5ng k\u1ebft<\/a><\/li><\/ul><\/nav><\/div>\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Nguyen_tac_co_ban_va_yeu_cau_doi_khang_trong_viec_chuyen_nhuong_co_phan_theo_luat_phap_Nhat_Ban\"><\/span>Nguy\u00ean t\u1eafc c\u01a1 b\u1ea3n v\u00e0 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo lu\u1eadt ph\u00e1p Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Nguyen_tac_tu_do_chuyen_nhuong_co_phan\"><\/span>Nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng c\u1ed5 ph\u1ea7n c\u1ee7a c\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t c\u00e1ch t\u1ef1 do theo nguy\u00ean t\u1eafc. Nguy\u00ean t\u1eafc n\u00e0y r\u1ea5t quan tr\u1ecdng \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o c\u01a1 h\u1ed9i thu h\u1ed3i \u0111\u1ea7u t\u01b0 cho c\u1ed5 \u0111\u00f4ng v\u00e0 th\u00fac \u0111\u1ea9y \u0111\u1ea7u t\u01b0 v\u00e0o c\u1ed5 ph\u1ea7n. Nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng n\u00e0y \u0111\u01b0\u1ee3c ghi r\u00f5 trong \u0110i\u1ec1u 127 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>\u0110i\u1ec1u 127 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh m\u1ed9t c\u00e1ch ng\u1eafn g\u1ecdn r\u1eb1ng &#8220;c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c chuy\u1ec3n nh\u01b0\u1ee3ng&#8221;, cho th\u1ea5y vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo nguy\u00ean t\u1eafc l\u00e0 t\u1ef1 do. Quy \u0111\u1ecbnh n\u00e0y t\u1ea1o n\u1ec1n t\u1ea3ng cho c\u1ed5 \u0111\u00f4ng qu\u1ea3n l\u00fd \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh m\u1ed9t c\u00e1ch linh ho\u1ea1t v\u00e0 \u0111\u1ea3m b\u1ea3o t\u00ednh thanh kho\u1ea3n c\u1ee7a c\u1ed5 ph\u1ea7n tr\u00ean th\u1ecb tr\u01b0\u1eddng.<\/p>\n\n\n\n<p>Nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng kh\u00f4ng ch\u1ec9 b\u1ea3o v\u1ec7 quy\u1ec1n l\u1ee3i c\u1ee7a c\u1ed5 \u0111\u00f4ng m\u00e0 c\u00f2n l\u00e0 n\u1ec1n t\u1ea3ng ph\u00e1p l\u00fd quan tr\u1ecdng h\u1ed7 tr\u1ee3 ho\u1ea1t \u0111\u1ed9ng l\u00e0nh m\u1ea1nh c\u1ee7a th\u1ecb tr\u01b0\u1eddng v\u1ed1n v\u00e0 s\u1ef1 t\u0103ng tr\u01b0\u1edfng b\u1ec1n v\u1eefng c\u1ee7a doanh nghi\u1ec7p. Vi\u1ec7c \u0111\u1ea3m b\u1ea3o t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng cho ph\u00e9p c\u1ed5 \u0111\u00f4ng d\u1ec5 d\u00e0ng b\u00e1n c\u1ed5 ph\u1ea7n v\u00e0 thu h\u1ed3i v\u1ed1n khi c\u1ea7n thi\u1ebft. \u0110i\u1ec1u n\u00e0y l\u00e0 y\u1ebfu t\u1ed1 h\u1ea5p d\u1eabn \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 v\u00e0 l\u00e0 ti\u00eau ch\u00ed quan tr\u1ecdng trong quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0. M\u00f4i tr\u01b0\u1eddng \u0111\u1ea7u t\u01b0 an to\u00e0n gi\u00fap doanh nghi\u1ec7p c\u00f3 l\u1ee3i th\u1ebf trong vi\u1ec7c huy \u0111\u1ed9ng v\u1ed1n. C\u1ed5 ph\u1ea7n c\u00f3 t\u00ednh thanh kho\u1ea3n cao s\u1ebd thu h\u00fat nhi\u1ec1u nh\u00e0 \u0111\u1ea7u t\u01b0 h\u01a1n v\u00e0 gi\u00fap doanh nghi\u1ec7p d\u1ec5 d\u00e0ng huy \u0111\u1ed9ng v\u1ed1n c\u1ea7n thi\u1ebft cho s\u1ef1 ph\u00e1t tri\u1ec3n. Nh\u01b0 v\u1eady, nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u00f3ng vai tr\u00f2 kh\u00f4ng th\u1ec3 thi\u1ebfu trong vi\u1ec7c \u0111\u1ea3m b\u1ea3o t\u00ednh thanh kho\u1ea3n \u0111\u1ea7u t\u01b0 v\u00e0 th\u00fac \u0111\u1ea9y s\u1ef1 t\u0103ng tr\u01b0\u1edfng c\u1ee7a doanh nghi\u1ec7p.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Y_nghia_cua_yeu_cau_doi_khang_trong_chuyen_nhuong_co_phan\"><\/span>\u00dd ngh\u0129a c\u1ee7a y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n c\u00f3 hi\u1ec7u l\u1ef1c th\u00f4ng qua s\u1ef1 th\u1ecfa thu\u1eadn gi\u1eefa ng\u01b0\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng, nh\u01b0ng \u0111\u1ec3 c\u00f3 th\u1ec3 \u0111\u01b0a ra y\u00eau s\u00e1ch \u0111\u1ed1i v\u1edbi c\u00f4ng ty hay c\u00e1c b\u00ean th\u1ee9 ba kh\u00e1c, c\u1ea7n ph\u1ea3i \u0111\u00e1p \u1ee9ng m\u1ed9t s\u1ed1 y\u00eau c\u1ea7u nh\u1ea5t \u0111\u1ecbnh. \u0110\u00e2y \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng&#8221;. M\u1eb7c d\u00f9 Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n c\u00f3 c\u00e1c \u0111i\u1ec1u kho\u1ea3n tr\u1ef1c ti\u1ebfp v\u1ec1 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, nh\u01b0ng n\u1ec1n t\u1ea3ng c\u1ee7a n\u00f3 l\u00e0 d\u1ef1a tr\u00ean quan \u0111i\u1ec3m v\u1ec1 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng trong chuy\u1ec3n nh\u01b0\u1ee3ng quy\u1ec1n t\u00edn d\u1ee5ng c\u1ee7a B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1 Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>\u0110i\u1ec1u 467 c\u1ee7a B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1 Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng, \u0111\u1ed1i v\u1edbi chuy\u1ec3n nh\u01b0\u1ee3ng quy\u1ec1n t\u00edn d\u1ee5ng, ng\u01b0\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng ph\u1ea3i th\u00f4ng b\u00e1o cho ng\u01b0\u1eddi n\u1ee3 ho\u1eb7c ng\u01b0\u1eddi n\u1ee3 ph\u1ea3i \u0111\u1ed3ng \u00fd, n\u1ebfu kh\u00f4ng th\u00ec kh\u00f4ng th\u1ec3 \u0111\u1ed1i kh\u00e1ng v\u1edbi ng\u01b0\u1eddi n\u1ee3 hay c\u00e1c b\u00ean th\u1ee9 ba kh\u00e1c. H\u01a1n n\u1eefa, \u0111\u1ec3 \u0111\u1ed1i kh\u00e1ng v\u1edbi b\u00ean th\u1ee9 ba kh\u00f4ng ph\u1ea3i l\u00e0 ng\u01b0\u1eddi n\u1ee3, c\u1ea7n ph\u1ea3i c\u00f3 th\u00f4ng b\u00e1o ho\u1eb7c s\u1ef1 \u0111\u1ed3ng \u00fd th\u00f4ng qua &#8220;v\u0103n b\u1ea3n c\u00f3 ng\u00e0y x\u00e1c \u0111\u1ecbnh&#8221;.<\/p>\n\n\n\n<p>Trong vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng \u0111\u1ed1i v\u1edbi c\u00f4ng ty bao g\u1ed3m vi\u1ec7c thay \u0111\u1ed5i t\u00ean trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng. \u0110\u00e2y l\u00e0 th\u1ee7 t\u1ee5c kh\u00f4ng th\u1ec3 thi\u1ebfu \u0111\u1ec3 l\u00e0m r\u00f5 c\u00f4ng ty n\u00ean x\u1eed l\u00fd ai nh\u01b0 m\u1ed9t c\u1ed5 \u0111\u00f4ng. \u0110\u1ed1i v\u1edbi c\u00f4ng ty kh\u00f4ng ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, vi\u1ec7c ghi ch\u00e9p v\u00e0o s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng l\u00e0 y\u00eau c\u1ea7u \u0111\u1ed1i kh\u00e1ng cho vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng l\u00e0 b\u1ea3n ghi ch\u00e9p ch\u00ednh th\u1ee9c duy nh\u1ea5t m\u00e0 c\u00f4ng ty d\u00f9ng \u0111\u1ec3 nh\u1eadn bi\u1ebft ai l\u00e0 c\u1ed5 \u0111\u00f4ng v\u00e0 ai n\u00ean \u0111\u01b0\u1ee3c c\u1ea5p quy\u1ec1n bi\u1ec3u quy\u1ebft hay nh\u1eadn c\u1ed5 t\u1ee9c. N\u1ebfu kh\u00f4ng th\u1ef1c hi\u1ec7n thay \u0111\u1ed5i t\u00ean, c\u00f4ng ty s\u1ebd kh\u00f4ng c\u00f4ng nh\u1eadn ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng l\u00e0 c\u1ed5 \u0111\u00f4ng. H\u1ec7 th\u1ed1ng n\u00e0y ng\u0103n ch\u1eb7n xung \u0111\u1ed9t nh\u01b0 vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n k\u00e9p v\u00e0 mang l\u1ea1i s\u1ef1 r\u00f5 r\u00e0ng v\u00e0 \u1ed5n \u0111\u1ecbnh cho m\u1ed1i quan h\u1ec7 ph\u00e1p l\u00fd gi\u1eefa c\u00f4ng ty, c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00e1c b\u00ean th\u1ee9 ba. Vi\u1ec7c th\u00f4ng tin \u0111\u01b0\u1ee3c ghi trong s\u1ed5 \u0111\u0103ng k\u00fd \u0111\u01b0\u1ee3c c\u00f4ng nh\u1eadn ch\u00ednh th\u1ee9c gi\u00fap \u0111\u1ea3m b\u1ea3o an to\u00e0n giao d\u1ecbch. Do \u0111\u00f3, s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng kh\u00f4ng ch\u1ec9 l\u00e0 b\u1ea3n ghi ch\u00e9p m\u00e0 c\u00f2n l\u00e0 ph\u01b0\u01a1ng ti\u1ec7n c\u00f4ng b\u1ed1 gi\u00fap thi\u1ebft l\u1eadp hi\u1ec7u l\u1ef1c ph\u00e1p l\u00fd c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u0111\u1ed1i v\u1edbi c\u00f4ng ty v\u00e0 c\u00e1c b\u00ean th\u1ee9 ba, \u0111\u00f3ng vai tr\u00f2 c\u1ef1c k\u1ef3 quan tr\u1ecdng trong vi\u1ec7c duy tr\u00ec s\u1ef1 \u1ed5n \u0111\u1ecbnh ph\u00e1p l\u00fd c\u1ee7a qu\u1ea3n tr\u1ecb doanh nghi\u1ec7p v\u00e0 giao d\u1ecbch v\u1ed1n.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"He_thong_Co_phieu_Co_Gioi_han_Chuyen_nhuong_va_Thu_tuc_Phe_duyet_theo_Luat_Doanh_nghiep_Nhat_Ban\"><\/span>H\u1ec7 th\u1ed1ng C\u1ed5 phi\u1ebfu C\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 Th\u1ee7 t\u1ee5c Ph\u00ea duy\u1ec7t theo Lu\u1eadt Doanh nghi\u1ec7p Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Dinh_nghia_ve_Co_phieu_co_Gioi_han_Chuyen_nhuong_va_cac_Quy_dinh_trong_Dieu_le_Cong_ty\"><\/span>\u0110\u1ecbnh ngh\u0129a v\u1ec1 C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 c\u00e1c Quy \u0111\u1ecbnh trong \u0110i\u1ec1u l\u1ec7 C\u00f4ng ty<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u00f3 th\u1ec3 quy \u0111\u1ecbnh trong \u0111i\u1ec1u l\u1ec7 c\u1ee7a m\u00ecnh r\u1eb1ng t\u1ea5t c\u1ea3 ho\u1eb7c m\u1ed9t lo\u1ea1i c\u1ed5 phi\u1ebfu c\u1ee5 th\u1ec3 ph\u1ea3i \u0111\u01b0\u1ee3c s\u1ef1 ch\u1ea5p thu\u1eadn c\u1ee7a c\u00f4ng ty khi chuy\u1ec3n nh\u01b0\u1ee3ng. Lo\u1ea1i c\u1ed5 phi\u1ebfu n\u00e0y \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng&#8221;. \u1ede c\u00e1c c\u00f4ng ty kh\u00f4ng ni\u00eam y\u1ebft t\u1ea1i Nh\u1eadt B\u1ea3n, vi\u1ec7c thi\u1ebft l\u1eadp gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng trong \u0111i\u1ec1u l\u1ec7 nh\u1eb1m m\u1ee5c \u0111\u00edch \u1ed5n \u0111\u1ecbnh c\u01a1 c\u1ea5u c\u1ed5 \u0111\u00f4ng v\u00e0 ng\u0103n ch\u1eb7n s\u1ef1 th\u00e2m nh\u1eadp c\u1ee7a b\u00ean th\u1ee9 ba kh\u00f4ng mong mu\u1ed1n l\u00e0 ph\u1ed5 bi\u1ebfn.<\/p>\n\n\n\n<p>\u0110i\u1ec1u 107 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng c\u00f4ng ty c\u00f3 th\u1ec3 \u0111\u1eb7t gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng cho t\u1ea5t c\u1ea3 c\u1ed5 phi\u1ebfu m\u00e0 h\u1ecd ph\u00e1t h\u00e0nh. Ngo\u00e0i ra, \u0110i\u1ec1u 108 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng trong tr\u01b0\u1eddng h\u1ee3p ph\u00e1t h\u00e0nh c\u00e1c lo\u1ea1i c\u1ed5 phi\u1ebfu kh\u00e1c nhau, c\u00f4ng ty c\u00f3 th\u1ec3 \u00e1p \u0111\u1eb7t gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng cho lo\u1ea1i c\u1ed5 phi\u1ebfu c\u1ee5 th\u1ec3 \u0111\u00f3. \u0110i\u1ec1u l\u1ec7 c\u1ea7n ph\u1ea3i ghi r\u00f5 r\u00e0ng v\u1ec1 vi\u1ec7c y\u00eau c\u1ea7u s\u1ef1 ch\u1ea5p thu\u1eadn cho vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 trong m\u1ed9t s\u1ed1 tr\u01b0\u1eddng h\u1ee3p c\u1ee5 th\u1ec3, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u00e3 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn.<\/p>\n\n\n\n<p>C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u01b0\u1ee3c thi\u1ebft l\u1eadp d\u1ef1a tr\u00ean \u0110i\u1ec1u 107 v\u00e0 \u0110i\u1ec1u 108 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n v\u00e0 \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh trong \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty. Vi\u1ec7c gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng l\u00e0 ph\u1ed5 bi\u1ebfn \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty kh\u00f4ng ni\u00eam y\u1ebft t\u1ea1i Nh\u1eadt B\u1ea3n l\u00e0 \u0111i\u1ec1u \u0111\u1eb7c bi\u1ec7t quan tr\u1ecdng. Gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng h\u1ea1n ch\u1ebf kh\u1ea3 n\u0103ng c\u1ed5 \u0111\u00f4ng t\u1ef1 do b\u00e1n c\u1ed5 phi\u1ebfu c\u1ee7a m\u00ecnh, gi\u00fap duy tr\u00ec s\u1ef1 \u1ed5n \u0111\u1ecbnh trong c\u01a1 c\u1ea5u c\u1ed5 \u0111\u00f4ng. \u0110i\u1ec1u n\u00e0y cho ph\u00e9p ban qu\u1ea3n tr\u1ecb ng\u0103n ch\u1eb7n hi\u1ec7u qu\u1ea3 vi\u1ec7c mua l\u1ea1i th\u00f9 \u0111\u1ecbch t\u1eeb b\u00ean ngo\u00e0i ho\u1eb7c s\u1ef1 th\u00e2m nh\u1eadp c\u1ee7a c\u1ed5 \u0111\u00f4ng kh\u00f4ng mong mu\u1ed1n. \u0110\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty t\u01b0 nh\u00e2n, m\u1ed1i quan h\u1ec7 ch\u1eb7t ch\u1ebd gi\u1eefa ban qu\u1ea3n tr\u1ecb v\u00e0 c\u1ed5 \u0111\u00f4ng th\u01b0\u1eddng \u0111\u01b0\u1ee3c coi tr\u1ecdng, c\u0169ng nh\u01b0 s\u1ef1 li\u00ean t\u1ee5c trong qu\u1ea3n l\u00fd v\u00e0 nhanh ch\u00f3ng trong vi\u1ec7c ra quy\u1ebft \u0111\u1ecbnh. Gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng ho\u1ea1t \u0111\u1ed9ng nh\u01b0 m\u1ed9t c\u00f4ng c\u1ee5 chi\u1ebfn l\u01b0\u1ee3c \u0111\u1ec3 \u0111\u1ea1t \u0111\u01b0\u1ee3c nh\u1eefng m\u1ee5c ti\u00eau qu\u1ea3n tr\u1ecb n\u00e0y. Do \u0111\u00f3, C\u1ed5 phi\u1ebfu c\u00f3 Gi\u1edbi h\u1ea1n Chuy\u1ec3n nh\u01b0\u1ee3ng kh\u00f4ng ch\u1ec9 gi\u1edbi h\u1ea1n t\u00ednh thanh kho\u1ea3n c\u1ee7a c\u1ed5 phi\u1ebfu m\u00e0 c\u00f2n l\u00e0 m\u1ed9t ph\u1ea7n quan tr\u1ecdng trong chi\u1ebfn l\u01b0\u1ee3c qu\u1ea3n tr\u1ecb c\u1ee7a c\u00e1c c\u00f4ng ty t\u01b0 nh\u00e2n nh\u1eb1m duy tr\u00ec s\u1ef1 \u1ed5n \u0111\u1ecbnh trong qu\u1ea3n l\u00fd, b\u1ea3o to\u00e0n c\u01a1 c\u1ea5u c\u1ed5 \u0111\u00f4ng c\u1ee5 th\u1ec3 v\u00e0 lo\u1ea1i b\u1ecf \u1ea3nh h\u01b0\u1edfng kh\u00f4ng mong mu\u1ed1n t\u1eeb b\u00ean ngo\u00e0i.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Phuong_thuc_yeu_cau_chap_thuan_chuyen_nhuong\"><\/span>Ph\u01b0\u01a1ng th\u1ee9c y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>C\u1ed5 \u0111\u00f4ng mu\u1ed1n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ea7n ph\u1ea3i y\u00eau c\u1ea7u c\u00f4ng ty ch\u1ea5p thu\u1eadn vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u00f3. Y\u00eau c\u1ea7u n\u00e0y ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n r\u00f5 r\u00e0ng v\u1edbi vi\u1ec7c ch\u1ec9 \u0111\u1ecbnh lo\u1ea1i v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu d\u1ef1 \u0111\u1ecbnh chuy\u1ec3n nh\u01b0\u1ee3ng, c\u0169ng nh\u01b0 h\u1ecd t\u00ean ho\u1eb7c t\u00ean c\u1ee7a ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng <sup><\/sup>. Trong \u0111\u01a1n y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng, c\u1ed5 \u0111\u00f4ng c\u0169ng c\u00f3 th\u1ec3 b\u00e0y t\u1ecf \u00fd \u0111\u1ecbnh y\u00eau c\u1ea7u c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi mua do c\u00f4ng ty ch\u1ec9 \u0111\u1ecbnh mua l\u1ea1i c\u1ed5 phi\u1ebfu \u0111\u00f3 n\u1ebfu c\u00f4ng ty t\u1eeb ch\u1ed1i ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng. Bi\u1ec3u hi\u1ec7n \u00fd ch\u00ed n\u00e0y v\u1ec1 y\u00eau c\u1ea7u mua l\u1ea1i l\u00e0 v\u00f4 c\u00f9ng quan tr\u1ecdng \u0111\u1ed1i v\u1edbi c\u1ea3 ng\u01b0\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 ng\u01b0\u1eddi nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<p>\u0110i\u1ec1u 138 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n (Japanese Companies Act) quy \u0111\u1ecbnh chi ti\u1ebft v\u1ec1 ph\u01b0\u01a1ng th\u1ee9c y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 c\u00e1c v\u1ea5n \u0111\u1ec1 li\u00ean quan. \u0110i\u1ec1u lu\u1eadt n\u00e0y \u0111\u1ec1 c\u1eadp \u0111\u1ebfn c\u1ea3 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi chuy\u1ec3n nh\u01b0\u1ee3ng y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng (d\u1ef1a tr\u00ean \u0110i\u1ec1u 136 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n) v\u00e0 tr\u01b0\u1eddng h\u1ee3p ng\u01b0\u1eddi \u0111\u00e3 nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn (d\u1ef1a tr\u00ean kho\u1ea3n 1 \u0110i\u1ec1u 137 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n), y\u00eau c\u1ea7u l\u00e0m r\u00f5 c\u00e1c v\u1ea5n \u0111\u1ec1 t\u01b0\u01a1ng t\u1ef1 trong c\u1ea3 hai tr\u01b0\u1eddng h\u1ee3p <sup><\/sup>. &nbsp;<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Quyet_dinh_va_Thong_bao_Phe_duyet\"><\/span>Quy\u1ebft \u0111\u1ecbnh v\u00e0 Th\u00f4ng b\u00e1o Ph\u00ea duy\u1ec7t<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi c\u00f4ng ty nh\u1eadn \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ph\u00ea duy\u1ec7t chuy\u1ec3n nh\u01b0\u1ee3ng, c\u00f4ng ty s\u1ebd quy\u1ebft \u0111\u1ecbnh c\u00f3 ph\u00ea duy\u1ec7t hay kh\u00f4ng. Theo nguy\u00ean t\u1eafc, quy\u1ebft \u0111\u1ecbnh n\u00e0y \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n b\u1edfi H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb \u0111\u1ed1i v\u1edbi c\u00f4ng ty c\u00f3 thi\u1ebft l\u1eadp H\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb, v\u00e0 b\u1edfi \u0110\u1ea1i h\u1ed9i \u0111\u1ed3ng c\u1ed5 \u0111\u00f4ng \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty kh\u00e1c. Sau khi quy\u1ebft \u0111\u1ecbnh, c\u00f4ng ty ph\u1ea3i th\u00f4ng b\u00e1o n\u1ed9i dung quy\u1ebft \u0111\u1ecbnh cho ng\u01b0\u1eddi y\u00eau c\u1ea7u ph\u00ea duy\u1ec7t chuy\u1ec3n nh\u01b0\u1ee3ng.<\/p>\n\n\n\n<p>\u0110i\u1ec1u 139 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n (Japanese Corporate Law) quy \u0111\u1ecbnh r\u00f5 c\u01a1 quan quy\u1ebft \u0111\u1ecbnh ph\u00ea duy\u1ec7t chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o sau khi quy\u1ebft \u0111\u1ecbnh. Tuy nhi\u00ean, \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty c\u0169ng c\u00f3 th\u1ec3 quy \u0111\u1ecbnh kh\u00e1c \u0111i. N\u1ebfu c\u00f4ng ty kh\u00f4ng th\u1ef1c hi\u1ec7n th\u00f4ng b\u00e1o n\u00e0y, c\u00f3 th\u1ec3 ph\u00e1t sinh r\u1ee7i ro \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u00e3 ph\u00ea duy\u1ec7t m\u1eb7c \u0111\u1ecbnh.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Viec_mua_lai_co_phan_boi_cong_ty_hoac_nguoi_mua_chi_dinh\"><\/span>Vi\u1ec7c mua l\u1ea1i c\u1ed5 ph\u1ea7n b\u1edfi c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh kh\u00f4ng ch\u1ea5p thu\u1eadn vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 ng\u01b0\u1eddi y\u00eau c\u1ea7u chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u1ed3ng th\u1eddi y\u00eau c\u1ea7u mua l\u1ea1i, c\u00f4ng ty c\u00f3 ngh\u0129a v\u1ee5 ph\u1ea3i mua l\u1ea1i c\u1ed5 ph\u1ea7n \u0111\u00f3. Trong tr\u01b0\u1eddng h\u1ee3p c\u00f4ng ty th\u1ef1c hi\u1ec7n vi\u1ec7c mua l\u1ea1i, quy\u1ebft \u0111\u1ecbnh n\u00e0y c\u1ea7n c\u00f3 s\u1ef1 ch\u1ea5p thu\u1eadn d\u01b0\u1edbi h\u00ecnh th\u1ee9c ngh\u1ecb quy\u1ebft \u0111\u1eb7c bi\u1ec7t c\u1ee7a \u0111\u1ea1i h\u1ed9i c\u1ed5 \u0111\u00f4ng. C\u00f4ng ty c\u0169ng c\u00f3 th\u1ec3 ch\u1ec9 \u0111\u1ecbnh m\u1ed9t &#8220;ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh&#8221; \u0111\u1ec3 mua l\u1ea1i to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n c\u1ed5 ph\u1ea7n thay v\u00ec t\u1ef1 mua l\u1ea1i. Vi\u1ec7c ch\u1ec9 \u0111\u1ecbnh n\u00e0y, theo nguy\u00ean t\u1eafc, \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n th\u00f4ng qua ngh\u1ecb quy\u1ebft c\u1ee7a \u0111\u1ea1i h\u1ed9i c\u1ed5 \u0111\u00f4ng ho\u1eb7c h\u1ed9i \u0111\u1ed3ng qu\u1ea3n tr\u1ecb.<\/p>\n\n\n\n<p>Khi c\u00f4ng ty quy\u1ebft \u0111\u1ecbnh mua l\u1ea1i c\u1ed5 ph\u1ea7n, c\u00f4ng ty ph\u1ea3i g\u1eedi ti\u1ec1n mua l\u1ea1i t\u01b0\u01a1ng \u1ee9ng v\u00e0o n\u01a1i gi\u1eef ti\u1ec1n v\u00e0 cung c\u1ea5p cho ng\u01b0\u1eddi y\u00eau c\u1ea7u chuy\u1ec3n nh\u01b0\u1ee3ng m\u1ed9t v\u0103n b\u1ea3n ch\u1ee9ng minh vi\u1ec7c g\u1eedi ti\u1ec1n \u0111\u00f3. <\/p>\n\n\n\n<p>\u0110i\u1ec1u 140 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh v\u1ec1 ngh\u0129a v\u1ee5 mua l\u1ea1i khi c\u00f4ng ty kh\u00f4ng ch\u1ea5p thu\u1eadn vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng v\u00e0 v\u1ec1 vi\u1ec7c ch\u1ec9 \u0111\u1ecbnh ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh. \u0110i\u1ec1u 141 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n chi ti\u1ebft h\u00f3a quy tr\u00ecnh th\u00f4ng b\u00e1o khi c\u00f4ng ty mua l\u1ea1i c\u1ed5 ph\u1ea7n, vi\u1ec7c g\u1eedi ti\u1ec1n mua l\u1ea1i, v\u00e0 vi\u1ec7c g\u1eedi c\u1ed5 phi\u1ebfu.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"He_thong_%E2%80%9CDuoc_Coi_la_Chap_Thuan%E2%80%9D_duoi_Luat_Cong_ty_Nhat_Ban\"><\/span>H\u1ec7 th\u1ed1ng &#8220;\u0110\u01b0\u1ee3c Coi l\u00e0 Ch\u1ea5p Thu\u1eadn&#8221; d\u01b0\u1edbi Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>N\u1ebfu m\u1ed9t c\u00f4ng ty kh\u00f4ng th\u1ef1c hi\u1ec7n c\u00e1c th\u1ee7 t\u1ee5c c\u1ea7n thi\u1ebft trong th\u1eddi h\u1ea1n quy \u0111\u1ecbnh sau khi nh\u1eadn y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng, c\u00f4ng ty \u0111\u00f3 s\u1ebd \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u00e3 ch\u1ea5p thu\u1eadn vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng. \u0110i\u1ec1u n\u00e0y \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 &#8220;\u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ea5p thu\u1eadn&#8221;. &nbsp;<\/p>\n\n\n\n<p>\u0110i\u1ec1u 145 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 c\u00e1c \u0111i\u1ec1u ki\u1ec7n \u0111\u1ec3 &#8220;\u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ea5p thu\u1eadn&#8221; \u0111\u01b0\u1ee3c thi\u1ebft l\u1eadp. V\u00ed d\u1ee5, n\u1ebfu c\u00f4ng ty kh\u00f4ng th\u00f4ng b\u00e1o t\u1eeb ch\u1ed1i trong v\u00f2ng 2 tu\u1ea7n k\u1ec3 t\u1eeb ng\u00e0y nh\u1eadn y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng (ho\u1eb7c trong th\u1eddi h\u1ea1n ng\u1eafn h\u01a1n n\u1ebfu \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty quy \u0111\u1ecbnh), ho\u1eb7c sau khi th\u00f4ng b\u00e1o t\u1eeb ch\u1ed1i, c\u00f4ng ty ho\u1eb7c ng\u01b0\u1eddi mua ch\u1ec9 \u0111\u1ecbnh kh\u00f4ng g\u1eedi th\u00f4ng b\u00e1o mua l\u1ea1i ho\u1eb7c gi\u1ea5y t\u1edd ch\u1ee9ng minh vi\u1ec7c g\u1eedi ti\u1ec1n \u0111\u1eb7t c\u1ecdc trong th\u1eddi h\u1ea1n quy \u0111\u1ecbnh, th\u00ec nh\u1eefng tr\u01b0\u1eddng h\u1ee3p n\u00e0y s\u1ebd \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng. Vi\u1ec7c t\u00ednh to\u00e1n th\u1eddi h\u1ea1n n\u00e0y \u00e1p d\u1ee5ng nguy\u00ean t\u1eafc c\u1ee7a \u0110i\u1ec1u 97, Kho\u1ea3n 1 c\u1ee7a B\u1ed9 lu\u1eadt D\u00e2n s\u1ef1 Nh\u1eadt B\u1ea3n (nguy\u00ean t\u1eafc \u0111\u1ebfn h\u1ea1n). &nbsp;<\/p>\n\n\n\n<p>\u0110i\u1ec1u 145 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh h\u1ec7 th\u1ed1ng &#8220;\u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ea5p thu\u1eadn&#8221;, theo \u0111\u00f3 n\u1ebfu c\u00f4ng ty kh\u00f4ng th\u1ef1c hi\u1ec7n th\u00f4ng b\u00e1o ho\u1eb7c th\u1ee7 t\u1ee5c mua l\u1ea1i \u0111\u1ed1i v\u1edbi y\u00eau c\u1ea7u ch\u1ea5p thu\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng trong m\u1ed9t kho\u1ea3ng th\u1eddi gian nh\u1ea5t \u0111\u1ecbnh (v\u00ed d\u1ee5: 2 tu\u1ea7n, 40 ng\u00e0y\/10 ng\u00e0y), vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng s\u1ebd \u0111\u01b0\u1ee3c coi l\u00e0 \u0111\u00e3 \u0111\u01b0\u1ee3c ch\u1ea5p thu\u1eadn. \u0110i\u1ec1u n\u00e0y \u0111\u1eb7t ra ngh\u0129a v\u1ee5 tu\u00e2n th\u1ee7 th\u1eddi h\u1ea1n nghi\u00eam ng\u1eb7t cho ph\u00eda c\u00f4ng ty. N\u1ebfu th\u1eddi h\u1ea1n n\u00e0y tr\u00f4i qua, c\u00f4ng ty c\u00f3 th\u1ec3 kh\u00f4ng mong mu\u1ed1n ch\u1ea5p thu\u1eadn vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, \u0111i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng l\u1edbn \u0111\u1ebfn c\u1ea5u tr\u00fac c\u1ed5 \u0111\u00f4ng v\u00e0 qu\u1ea3n l\u00fd c\u00f4ng ty. N\u1ebfu c\u00f4ng ty kh\u00f4ng tu\u00e2n th\u1ee7 th\u1eddi h\u1ea1n n\u00e0y, h\u1eadu qu\u1ea3 kh\u00f4ng ch\u1ec9 d\u1eebng l\u1ea1i \u1edf vi\u1ec7c ch\u1eadm tr\u1ec5 th\u1ee7 t\u1ee5c, m\u00e0 c\u00f2n c\u00f3 th\u1ec3 d\u1eabn \u0111\u1ebfn vi ph\u1ea1m ngh\u0129a v\u1ee5 qu\u1ea3n l\u00fd c\u1ea9n tr\u1ecdng v\u00e0 ngh\u0129a v\u1ee5 trung th\u00e0nh c\u1ee7a ban qu\u1ea3n tr\u1ecb. \u0110\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty t\u01b0 nh\u00e2n c\u00f3 quy \u0111\u1ecbnh h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng \u0111\u1ec3 tr\u00e1nh s\u1ef1 tham gia c\u1ee7a c\u1ed5 \u0111\u00f4ng kh\u00f4ng mong mu\u1ed1n, h\u1ec7 th\u1ed1ng &#8220;\u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ea5p thu\u1eadn&#8221; c\u00f3 th\u1ec3 g\u00e2y ra v\u1ea5n \u0111\u1ec1 qu\u1ea3n tr\u1ecb nghi\u00eam tr\u1ecdng. H\u1ec7 th\u1ed1ng &#8220;\u0111\u01b0\u1ee3c coi l\u00e0 ch\u1ea5p thu\u1eadn&#8221; cho th\u1ea5y c\u00f4ng ty c\u1ea7n ph\u1ea3i ch\u00fa \u00fd cao \u0111\u1ed9 v\u00e0 ph\u1ea3n \u1ee9ng nhanh ch\u00f3ng trong qu\u1ea3n l\u00fd c\u1ed5 ph\u1ea7n c\u00f3 h\u1ea1n ch\u1ebf chuy\u1ec3n nh\u01b0\u1ee3ng. \u0110i\u1ec1u n\u00e0y kh\u00f4ng ch\u1ec9 \u0111\u00f2i h\u1ecfi vi\u1ec7c ho\u00e0n th\u00e0nh th\u1ee7 t\u1ee5c, m\u00e0 c\u00f2n l\u00e0 vi\u1ec7c qu\u1ea3n l\u00fd th\u1eddi h\u1ea1n nghi\u00eam ng\u1eb7t trong qu\u00e1 tr\u00ecnh \u0111\u00f3, \u0111i\u1ec1u n\u00e0y tr\u1ef1c ti\u1ebfp \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn s\u1ef1 \u1ed5n \u0111\u1ecbnh ph\u00e1p l\u00fd v\u00e0 vi\u1ec7c th\u1ef1c hi\u1ec7n chi\u1ebfn l\u01b0\u1ee3c qu\u1ea3n l\u00fd c\u1ee7a c\u00f4ng ty, l\u00e0m n\u1ed5i b\u1eadt tr\u00e1ch nhi\u1ec7m ph\u00e1p l\u00fd s\u00e2u s\u1eafc h\u01a1n.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Vai_tro_va_quan_ly_so_dang_ky_co_dong_theo_phap_luat_Nhat_Ban\"><\/span>Vai tr\u00f2 v\u00e0 qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Cac_thong_tin_can_ghi_trong_so_dang_ky_co_dong_theo_luat_cong_ty_Nhat_Ban\"><\/span>C\u00e1c th\u00f4ng tin c\u1ea7n ghi trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo lu\u1eadt c\u00f4ng ty Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>C\u00f4ng ty c\u1ed5 ph\u1ea7n c\u1ea7n ph\u1ea3i l\u1eadp &#8220;s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng&#8221; \u0111\u1ec3 ghi ch\u00e9p th\u00f4ng tin quan tr\u1ecdng li\u00ean quan \u0111\u1ebfn c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00f3 ngh\u0129a v\u1ee5 b\u1ea3o qu\u1ea3n s\u1ed5 n\u00e0y. S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng l\u00e0 c\u01a1 s\u1edf \u0111\u1ec3 c\u00f4ng ty x\u00e1c \u0111\u1ecbnh c\u1ed5 \u0111\u00f4ng v\u00e0 c\u00f4ng nh\u1eadn quy\u1ec1n h\u00e0nh \u0111\u1ed9ng c\u1ee7a h\u1ecd nh\u01b0 l\u00e0 c\u1ed5 \u0111\u00f4ng. \u0110i\u1ec1u 121 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 c\u00e1c th\u00f4ng tin c\u1ea7n \u0111\u01b0\u1ee3c ghi ch\u00e9p trong s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng.<\/p>\n\n\n\n<p>Theo \u0110i\u1ec1u 121 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n, s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng ph\u1ea3i ghi ch\u00e9p ho\u1eb7c l\u01b0u tr\u1eef c\u00e1c th\u00f4ng tin sau:<\/p>\n\n\n\n<ol start=\"1\">\n<li>H\u1ecd t\u00ean ho\u1eb7c t\u00ean g\u1ecdi v\u00e0 \u0111\u1ecba ch\u1ec9 c\u1ee7a c\u1ed5 \u0111\u00f4ng. N\u1ebfu c\u1ed5 \u0111\u00f4ng l\u00e0 c\u00e1 nh\u00e2n, ghi h\u1ecd t\u00ean v\u00e0 \u0111\u1ecba ch\u1ec9; n\u1ebfu l\u00e0 ph\u00e1p nh\u00e2n, ghi t\u00ean g\u1ecdi v\u00e0 \u0111\u1ecba ch\u1ec9 tr\u1ee5 s\u1edf ch\u00ednh.<\/li>\n\n\n\n<li>S\u1ed1 l\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu m\u00e0 c\u1ed5 \u0111\u00f4ng s\u1edf h\u1eefu. \u0110\u1ed1i v\u1edbi c\u00f4ng ty ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu lo\u1ea1i, c\u1ea7n ghi r\u00f5 lo\u1ea1i c\u1ed5 phi\u1ebfu v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ee7a t\u1eebng lo\u1ea1i.<\/li>\n\n\n\n<li>Ng\u00e0y m\u00e0 c\u1ed5 \u0111\u00f4ng \u0111\u00e3 nh\u1eadn c\u1ed5 phi\u1ebfu. \u0110\u00e2y l\u00e0 ng\u00e0y c\u00f3 hi\u1ec7u l\u1ef1c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 phi\u1ebfu, ho\u1eb7c ng\u00e0y c\u00f4ng ty nh\u1eadn y\u00eau c\u1ea7u chuy\u1ec3n \u0111\u1ed5i t\u00ean c\u1ed5 \u0111\u00f4ng.<\/li>\n\n\n\n<li>N\u1ebfu c\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u00e1t h\u00e0nh c\u1ed5 phi\u1ebfu, s\u1ed1 hi\u1ec7u c\u1ee7a c\u1ed5 phi\u1ebfu li\u00ean quan. Ngo\u00e0i ra, c\u1ea7n ghi ch\u00e9p th\u00f4ng tin li\u00ean quan \u0111\u1ebfn quy\u1ec1n c\u1ea7m c\u1ed1 (theo \u0110i\u1ec1u 148 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n) v\u00e0 th\u00f4ng tin v\u1ec1 t\u00e0i s\u1ea3n \u0111\u1ea3m b\u1ea3o (theo \u0110i\u1ec1u 154-2 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n). \u0110\u1ed1i v\u1edbi c\u1ed5 phi\u1ebfu chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ee7a c\u00f4ng ty ni\u00eam y\u1ebft, \u00e1p d\u1ee5ng Lu\u1eadt Chuy\u1ec3n nh\u01b0\u1ee3ng Tr\u00e1i phi\u1ebfu, C\u1ed5 phi\u1ebfu v\u00e0 c\u00e1c lo\u1ea1i ch\u1ee9ng kho\u00e1n kh\u00e1c c\u1ee7a Nh\u1eadt B\u1ea3n, v\u00e0 th\u00f4ng tin c\u1ed5 \u0111\u00f4ng \u0111\u01b0\u1ee3c ghi ch\u00e9p trong h\u1ec7 th\u1ed1ng chuy\u1ec3n nh\u01b0\u1ee3ng. C\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i c\u01b0 tr\u00fa s\u1ebd \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd b\u1eb1ng ch\u1eef H\u00e1n ho\u1eb7c Katakana, c\u00f2n c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng c\u01b0 tr\u00fa th\u00ec nguy\u00ean t\u1eafc \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd b\u1eb1ng ch\u1eef Latinh v\u00e0 s\u1ed1.<\/li>\n<\/ol>\n\n\n\n<p>S\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng b\u1eaft bu\u1ed9c ph\u1ea3i ghi ch\u00e9p h\u1ecd t\u00ean, t\u00ean g\u1ecdi v\u00e0 \u0111\u1ecba ch\u1ec9 c\u1ee7a c\u1ed5 \u0111\u00f4ng, v\u00e0 trong tr\u01b0\u1eddng h\u1ee3p c\u1ed5 phi\u1ebfu chuy\u1ec3n nh\u01b0\u1ee3ng, c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i c\u01b0 tr\u00fa \u0111\u01b0\u1ee3c \u0111\u0103ng k\u00fd b\u1eb1ng ch\u1eef H\u00e1n ho\u1eb7c Katakana, c\u00f2n c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng c\u01b0 tr\u00fa th\u00ec b\u1eb1ng ch\u1eef Latinh v\u00e0 s\u1ed1. \u0110\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i, kh\u00f4ng ch\u1ec9 c\u1ea7n ghi ch\u00e9p h\u1ecd t\u00ean v\u00e0 \u0111\u1ecba ch\u1ec9, m\u00e0 c\u00f2n c\u1ea7n \u0111i\u1ec1u ch\u1ec9nh ph\u01b0\u01a1ng th\u1ee9c bi\u1ec3u di\u1ec5n cho ph\u00f9 h\u1ee3p v\u1edbi h\u1ec7 th\u1ed1ng c\u1ee7a Nh\u1eadt B\u1ea3n. \u0110\u1eb7c bi\u1ec7t, \u0111\u1ed1i v\u1edbi c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng c\u01b0 tr\u00fa, vi\u1ec7c \u0111\u0103ng k\u00fd b\u1eb1ng ch\u1eef Latinh v\u00e0 s\u1ed1 ch\u00ednh x\u00e1c tr\u1edf n\u00ean quan tr\u1ecdng, trong khi h\u1ecd kh\u00f4ng \u0111\u01b0\u1ee3c y\u00eau c\u1ea7u ph\u1ea3i \u0111\u0103ng k\u00fd b\u1eb1ng ti\u1ebfng Nh\u1eadt. S\u1ef1 kh\u00e1c bi\u1ec7t n\u00e0y cho th\u1ea5y nh\u1eefng th\u00e1ch th\u1ee9c th\u1ef1c ti\u1ec5n c\u00f3 th\u1ec3 x\u1ea3y ra do s\u1ef1 kh\u00f4ng nh\u1ea5t qu\u00e1n trong c\u00e1ch bi\u1ec3u di\u1ec5n ho\u1eb7c sai s\u00f3t trong th\u00f4ng tin \u0111\u0103ng k\u00fd, khi c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i ki\u1ec3m tra th\u00f4ng tin c\u1ed5 \u0111\u00f4ng c\u1ee7a m\u00ecnh ho\u1eb7c nh\u1eadn th\u00f4ng b\u00e1o t\u1eeb c\u00f4ng ty. V\u00ed d\u1ee5, n\u1ebfu th\u00f4ng b\u00e1o thay \u0111\u1ed5i \u0111\u1ecba ch\u1ec9 kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n \u0111\u00fang c\u00e1ch, c\u1ed5 \u0111\u00f4ng c\u00f3 th\u1ec3 kh\u00f4ng nh\u1eadn \u0111\u01b0\u1ee3c th\u00f4ng b\u00e1o quan tr\u1ecdng v\u00e0 g\u1eb7p b\u1ea5t l\u1ee3i. Do \u0111\u00f3, khi c\u1ed5 \u0111\u00f4ng n\u01b0\u1edbc ngo\u00e0i mua c\u1ed5 phi\u1ebfu c\u1ee7a c\u00f4ng ty Nh\u1eadt B\u1ea3n, h\u1ecd c\u1ea7n kh\u00f4ng ch\u1ec9 mua c\u1ed5 phi\u1ebfu m\u00e0 c\u00f2n ph\u1ea3i hi\u1ec3u r\u00f5 v\u1ec1 th\u1ef1c ti\u1ec5n \u0111\u1eb7c bi\u1ec7t c\u1ee7a Nh\u1eadt B\u1ea3n trong vi\u1ec7c \u0111\u0103ng k\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng v\u00e0 t\u1ea7m quan tr\u1ecdng c\u1ee7a vi\u1ec7c qu\u1ea3n l\u00fd th\u00f4ng tin, \u0111\u1ec3 c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n c\u00e1c bi\u1ec7n ph\u00e1p ph\u00f9 h\u1ee3p.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Vai_tro_cua_Nguoi_quan_ly_so_dang_ky_co_dong_duoi_luat_Nhat_Ban\"><\/span>Vai tr\u00f2 c\u1ee7a Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng d\u01b0\u1edbi lu\u1eadt Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>\u0110\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty ni\u00eam y\u1ebft ho\u1eb7c c\u00f4ng ty c\u00f3 s\u1ed1 l\u01b0\u1ee3ng c\u1ed5 \u0111\u00f4ng l\u1edbn, vi\u1ec7c t\u1ea1o l\u1eadp v\u00e0 qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, c\u00f4ng t\u00e1c li\u00ean quan \u0111\u1ebfn \u0111\u1ea1i h\u1ed9i c\u1ed5 \u0111\u00f4ng, thanh to\u00e1n c\u1ed5 t\u1ee9c, v\u00e0 nhi\u1ec1u nhi\u1ec7m v\u1ee5 qu\u1ea3n l\u00fd kh\u00e1c ph\u00e1t sinh. Nh\u1eefng c\u00f4ng vi\u1ec7c n\u00e0y \u0111\u00f2i h\u1ecfi ki\u1ebfn th\u1ee9c chuy\u00ean m\u00f4n v\u00e0 h\u1ec7 th\u1ed1ng quy m\u00f4 l\u1edbn. Do \u0111\u00f3, c\u00f4ng ty c\u00f3 th\u1ec3 \u1ee7y th\u00e1c nh\u1eefng c\u00f4ng vi\u1ec7c n\u00e0y cho &#8220;Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng&#8221; l\u00e0 nh\u1eefng nh\u00e0 cung c\u1ea5p d\u1ecbch v\u1ee5 chuy\u00ean nghi\u1ec7p, theo quy \u0111\u1ecbnh trong \u0111i\u1ec1u l\u1ec7 c\u00f4ng ty.<\/p>\n\n\n\n<p>Trong th\u1ef1c ti\u1ec5n t\u1ea1i Nh\u1eadt B\u1ea3n, c\u00e1c ng\u00e2n h\u00e0ng tin c\u1eady nh\u01b0 Mitsubishi UFJ Trust and Banking, Sumitomo Mitsui Trust Bank, Mizuho Trust Bank, c\u00f9ng v\u1edbi c\u00e1c c\u00f4ng ty chuy\u00ean nghi\u1ec7p v\u1ec1 \u0111\u1ea1i l\u00fd ch\u1ee9ng kho\u00e1n nh\u01b0 Japan Securities Agents, Tokyo Securities Transfer Agent, v\u00e0 IR Japan th\u1ef1c hi\u1ec7n nhi\u1ec7m v\u1ee5 l\u00e0m Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng.<\/p>\n\n\n\n<p>Qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng l\u00e0 m\u1ed9t c\u00f4ng vi\u1ec7c \u0111a d\u1ea1ng v\u00e0 \u0111\u1eb7c bi\u1ec7t \u0111\u1ed1i v\u1edbi c\u00e1c c\u00f4ng ty l\u1edbn, n\u00f3 t\u1ea1o ra m\u1ed9t l\u01b0\u1ee3ng l\u1edbn c\u00f4ng vi\u1ec7c qu\u1ea3n l\u00fd. \u0110i\u1ec1u 123 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh r\u1eb1ng c\u00e1c c\u00f4ng ty c\u00f3 th\u1ec3 \u1ee7y th\u00e1c nh\u1eefng c\u00f4ng vi\u1ec7c n\u00e0y cho Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng chuy\u00ean nghi\u1ec7p. B\u1eb1ng c\u00e1ch \u1ee7y th\u00e1c cho nh\u00e0 cung c\u1ea5p d\u1ecbch v\u1ee5 chuy\u00ean nghi\u1ec7p, c\u00f4ng ty c\u00f3 th\u1ec3 gi\u1ea3i ph\u00f3ng b\u1ea3n th\u00e2n kh\u1ecfi g\u00e1nh n\u1eb7ng c\u00f4ng vi\u1ec7c ph\u1ee9c t\u1ea1p li\u00ean quan \u0111\u1ebfn qu\u1ea3n l\u00fd c\u1ed5 \u0111\u00f4ng. \u0110i\u1ec1u n\u00e0y cho ph\u00e9p c\u00f4ng ty t\u1eadp trung v\u00e0o kinh doanh ch\u00ednh v\u00e0 ph\u00e2n b\u1ed5 ngu\u1ed3n l\u1ef1c qu\u1ea3n l\u00fd m\u1ed9t c\u00e1ch hi\u1ec7u qu\u1ea3 h\u01a1n. Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng chuy\u00ean nghi\u1ec7p th\u1ef1c hi\u1ec7n c\u00f4ng vi\u1ec7c d\u1ef1a tr\u00ean c\u00e1c y\u00eau c\u1ea7u ph\u00e1p l\u00fd nghi\u00eam ng\u1eb7t v\u00e0 h\u1ec7 th\u1ed1ng x\u1eed l\u00fd th\u00f4ng tin ti\u00ean ti\u1ebfn. \u0110i\u1ec1u n\u00e0y \u0111\u1ea3m b\u1ea3o t\u00ednh ch\u00ednh x\u00e1c v\u00e0 \u0111\u00e1ng tin c\u1eady c\u1ee7a s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, n\u00e2ng cao t\u00ednh minh b\u1ea1ch v\u00e0 hi\u1ec7u qu\u1ea3 c\u1ee7a to\u00e0n b\u1ed9 th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n. Nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 c\u1ea3m th\u1ea5y an t\u00e2m r\u1eb1ng quy\u1ec1n l\u1ee3i c\u1ee7a h\u1ecd \u0111\u01b0\u1ee3c qu\u1ea3n l\u00fd m\u1ed9t c\u00e1ch th\u00edch h\u1ee3p. Do \u0111\u00f3, h\u1ec7 th\u1ed1ng Ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng kh\u00f4ng ch\u1ec9 \u0111\u01a1n thu\u1ea7n l\u00e0 \u1ee7y th\u00e1c c\u00f4ng vi\u1ec7c, m\u00e0 c\u00f2n \u0111\u00f3ng vai tr\u00f2 l\u00e0 c\u01a1 s\u1edf h\u1ea1 t\u1ea7ng quan tr\u1ecdng gi\u00fap c\u00e1c c\u00f4ng ty Nh\u1eadt B\u1ea3n th\u1ef1c hi\u1ec7n qu\u1ea3n l\u00fd kinh doanh hi\u1ec7u qu\u1ea3 v\u00e0 \u0111\u1ed3ng th\u1eddi n\u00e2ng cao \u0111\u1ed9 tin c\u1eady v\u00e0 ch\u1ee9c n\u0103ng c\u1ee7a th\u1ecb tr\u01b0\u1eddng v\u1ed1n.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Quyen_yeu_cau_xem_va_sao_chep_so_dang_ky_co_dong_theo_Luat_Cong_ty_cua_Nhat_Ban\"><\/span>Quy\u1ec1n y\u00eau c\u1ea7u xem v\u00e0 sao ch\u00e9p s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>C\u00f4ng ty c\u1ed5 ph\u1ea7n ph\u1ea3i chu\u1ea9n b\u1ecb v\u00e0 gi\u1eef s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng t\u1ea1i tr\u1ee5 s\u1edf ch\u00ednh c\u1ee7a m\u00ecnh. N\u1ebfu c\u00f3 ng\u01b0\u1eddi qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, s\u1ed5 n\u00e0y s\u1ebd \u0111\u01b0\u1ee3c gi\u1eef t\u1ea1i v\u0103n ph\u00f2ng c\u1ee7a ng\u01b0\u1eddi qu\u1ea3n l\u00fd. C\u1ed5 \u0111\u00f4ng v\u00e0 ch\u1ee7 n\u1ee3 c\u00f3 quy\u1ec1n y\u00eau c\u1ea7u xem ho\u1eb7c sao ch\u00e9p s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng b\u1ea5t c\u1ee9 l\u00fac n\u00e0o trong gi\u1edd l\u00e0m vi\u1ec7c c\u1ee7a c\u00f4ng ty.<\/p>\n\n\n\n<p>\u0110i\u1ec1u 125 c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n quy \u0111\u1ecbnh ngh\u0129a v\u1ee5 chu\u1ea9n b\u1ecb s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng v\u00e0 quy\u1ec1n c\u1ee7a c\u1ed5 \u0111\u00f4ng c\u00f9ng ch\u1ee7 n\u1ee3 trong vi\u1ec7c y\u00eau c\u1ea7u xem v\u00e0 sao ch\u00e9p s\u1ed5 n\u00e0y. Tuy nhi\u00ean, c\u00f4ng ty c\u00f3 quy\u1ec1n t\u1eeb ch\u1ed1i y\u00eau c\u1ea7u n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u kh\u00f4ng ph\u1ea3i v\u00ec m\u1ee5c \u0111\u00edch ki\u1ec3m tra li\u00ean quan \u0111\u1ebfn vi\u1ec7c b\u1ea3o v\u1ec7 ho\u1eb7c th\u1ef1c hi\u1ec7n quy\u1ec1n l\u1ee3i c\u1ee7a h\u1ecd, ho\u1eb7c n\u1ebfu y\u00eau c\u1ea7u \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n v\u1edbi m\u1ee5c \u0111\u00edch c\u1ea3n tr\u1edf ho\u1ea1t \u0111\u1ed9ng kinh doanh c\u1ee7a c\u00f4ng ty, g\u00e2y h\u1ea1i cho l\u1ee3i \u00edch chung c\u1ee7a c\u1ed5 \u0111\u00f4ng, ho\u1eb7c n\u1ebfu ng\u01b0\u1eddi y\u00eau c\u1ea7u s\u1eed d\u1ee5ng th\u00f4ng tin thu \u0111\u01b0\u1ee3c t\u1eeb vi\u1ec7c xem ho\u1eb7c sao ch\u00e9p s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng \u0111\u1ec3 th\u00f4ng b\u00e1o cho b\u00ean th\u1ee9 ba v\u1edbi m\u1ee5c \u0111\u00edch thu l\u1ee3i, trong tr\u01b0\u1eddng h\u1ee3p \u0111\u00f3 c\u00f4ng ty c\u00f3 th\u1ec3 t\u1eeb ch\u1ed1i y\u00eau c\u1ea7u.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Nhung_Diem_Phap_Ly_Can_Luu_Y_Khi_Nha_Dau_Tu_Nuoc_Ngoai_Mua_Co_Phieu_o_Nhat_Ban\"><\/span>Nh\u1eefng \u0110i\u1ec3m Ph\u00e1p L\u00fd C\u1ea7n L\u01b0u \u00dd Khi Nh\u00e0 \u0110\u1ea7u T\u01b0 N\u01b0\u1edbc Ngo\u00e0i Mua C\u1ed5 Phi\u1ebfu \u1edf Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Pham_vi_ap_dung_cua_Luat_Ngoai_hoi_va_Thuong_mai_Quoc_te_Nhat_Ban_FEFTA\"><\/span>Ph\u1ea1m vi \u00e1p d\u1ee5ng c\u1ee7a Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf Nh\u1eadt B\u1ea3n (FEFTA)<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i mu\u1ed1n mua c\u1ed5 ph\u1ea7n c\u1ee7a m\u1ed9t c\u00f4ng ty Nh\u1eadt B\u1ea3n, h\u1ecd kh\u00f4ng ch\u1ec9 c\u1ea7n xem x\u00e9t \u0111\u1ebfn Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n m\u00e0 c\u00f2n ph\u1ea3i quan t\u00e2m \u0111\u1ebfn vi\u1ec7c \u00e1p d\u1ee5ng Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf Nh\u1eadt B\u1ea3n (FEFTA). Lu\u1eadt FEFTA y\u00eau c\u1ea7u nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i ph\u1ea3i th\u1ef1c hi\u1ec7n th\u1ee7 t\u1ee5c th\u00f4ng b\u00e1o tr\u01b0\u1edbc ho\u1eb7c b\u00e1o c\u00e1o sau khi \u0111\u1ea7u t\u01b0 \u0111\u1ec3 \u0111\u1ea3m b\u1ea3o r\u1eb1ng vi\u1ec7c \u0111\u1ea7u t\u01b0 v\u00e0o doanh nghi\u1ec7p Nh\u1eadt B\u1ea3n (g\u1ecdi l\u00e0 &#8220;\u0111\u1ea7u t\u01b0 tr\u1ef1c ti\u1ebfp n\u1ed9i \u0111\u1ecba, v.v.&#8221;) kh\u00f4ng \u0111e d\u1ecda \u0111\u1ebfn an ninh qu\u1ed1c gia c\u1ee7a Nh\u1eadt B\u1ea3n.<\/p>\n\n\n\n<p>Khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i mua c\u1ed5 ph\u1ea7n t\u1ea1i Nh\u1eadt B\u1ea3n, h\u1ecd s\u1ebd ch\u1ecbu s\u1ef1 \u0111i\u1ec1u ch\u1ec9nh c\u1ee7a Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n c\u00f9ng v\u1edbi Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u00e0 Th\u01b0\u01a1ng m\u1ea1i Qu\u1ed1c t\u1ebf Nh\u1eadt B\u1ea3n (FEFTA). \u0110i\u1ec1u n\u00e0y c\u00f3 ngh\u0129a l\u00e0 m\u1ed9t h\u00e0nh \u0111\u1ed9ng chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n s\u1ebd \u0111\u01b0\u1ee3c \u0111i\u1ec1u ch\u1ec9nh b\u1edfi nhi\u1ec1u lu\u1eadt l\u1ec7 kh\u00e1c nhau. Trong khi Lu\u1eadt C\u00f4ng ty quy \u0111\u1ecbnh v\u1ec1 t\u00ednh h\u1ee3p l\u1ec7 v\u00e0 th\u1ee7 t\u1ee5c c\u1ee7a vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n, th\u00ec FEFTA l\u1ea1i \u0111\u1eb7t ra c\u00e1c ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o v\u00e0 b\u00e1o c\u00e1o b\u1ed5 sung v\u1edbi m\u1ee5c \u0111\u00edch gi\u00e1m s\u00e1t \u1ea3nh h\u01b0\u1edfng c\u1ee7a vi\u1ec7c \u0111\u1ea7u t\u01b0 \u0111\u1ed1i v\u1edbi an ninh qu\u1ed1c gia. Nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u1ea7n \u0111\u00e1p \u1ee9ng \u0111\u1ed3ng th\u1eddi c\u00e1c y\u00eau c\u1ea7u ph\u00e1p l\u00fd t\u1eeb qu\u1ed1c gia c\u1ee7a h\u1ecd, Lu\u1eadt C\u00f4ng ty Nh\u1eadt B\u1ea3n v\u00e0 Lu\u1eadt FEFTA c\u1ee7a Nh\u1eadt B\u1ea3n. \u0110i\u1ec1u n\u00e0y l\u00e0m t\u0103ng \u0111\u1ed9 ph\u1ee9c t\u1ea1p trong vi\u1ec7c tu\u00e2n th\u1ee7 v\u00e0 kh\u00f3 c\u00f3 th\u1ec3 ho\u00e0n th\u00e0nh th\u1ee7 t\u1ee5c m\u1ed9t c\u00e1ch th\u00edch h\u1ee3p m\u00e0 kh\u00f4ng c\u00f3 s\u1ef1 t\u01b0 v\u1ea5n ph\u00e1p l\u00fd chuy\u00ean nghi\u1ec7p. \u0110\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i, vi\u1ec7c mua c\u1ed5 ph\u1ea7n t\u1ea1i Nh\u1eadt B\u1ea3n kh\u00f4ng ch\u1ec9 l\u00e0 m\u1ed9t v\u1ea5n \u0111\u1ec1 ph\u00e1p l\u00fd \u0111\u01a1n l\u1ebb m\u00e0 l\u00e0 m\u1ed9t giao d\u1ecbch xuy\u00ean bi\u00ean gi\u1edbi ph\u1ee9c t\u1ea1p v\u1edbi s\u1ef1 k\u1ebft h\u1ee3p c\u1ee7a nhi\u1ec1u lu\u1eadt l\u1ec7 kh\u00e1c nhau, v\u00e0 vi\u1ec7c hi\u1ec3u bi\u1ebft to\u00e0n di\u1ec7n v\u00e0 tu\u00e2n th\u1ee7 c\u00e1c y\u00eau c\u1ea7u c\u1ee7a t\u1eebng l\u0129nh v\u1ef1c ph\u00e1p l\u00fd l\u00e0 ch\u00eca kh\u00f3a cho s\u1ef1 th\u00e0nh c\u00f4ng.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Tong_quan_ve_Dau_tu_Truc_tiep_Noi_dia_va_Viec_Mua_lai_Cu_the_theo_Luat_Ngoai_hoi_cua_Nhat_Ban\"><\/span>T\u1ed5ng quan v\u1ec1 \u0110\u1ea7u t\u01b0 Tr\u1ef1c ti\u1ebfp N\u1ed9i \u0111\u1ecba v\u00e0 Vi\u1ec7c Mua l\u1ea1i C\u1ee5 th\u1ec3 theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n, &#8220;nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i&#8221; bao g\u1ed3m c\u00e1 nh\u00e2n kh\u00f4ng c\u01b0 tr\u00fa, t\u1ed5 ch\u1ee9c ph\u00e1p nh\u00e2n n\u01b0\u1edbc ngo\u00e0i, c\u00f4ng ty c\u00f3 quy\u1ec1n bi\u1ec3u quy\u1ebft tr\u00ean 50% thu\u1ed9c v\u1ec1 t\u1ed5 ch\u1ee9c ph\u00e1p nh\u00e2n n\u01b0\u1edbc ngo\u00e0i, li\u00ean danh kinh doanh \u0111\u1ea7u t\u01b0, v\u00e0 c\u00e1c t\u1ed5 ch\u1ee9c c\u00f3 h\u01a1n m\u1ed9t n\u1eeda s\u1ed1 l\u00e3nh \u0111\u1ea1o l\u00e0 ng\u01b0\u1eddi kh\u00f4ng c\u01b0 tr\u00fa.<\/p>\n\n\n\n<ul>\n<li>\u0110\u1ea7u t\u01b0 Tr\u1ef1c ti\u1ebfp N\u1ed9i \u0111\u1ecba: \u0110\u1ea7u t\u01b0 tr\u1ef1c ti\u1ebfp n\u1ed9i \u0111\u1ecba bao g\u1ed3m vi\u1ec7c mua c\u1ed5 phi\u1ebfu ho\u1eb7c quy\u1ec1n bi\u1ec3u quy\u1ebft c\u1ee7a c\u00f4ng ty ni\u00eam y\u1ebft trong n\u01b0\u1edbc (khi t\u1ef7 l\u1ec7 g\u00f3p v\u1ed1n ho\u1eb7c t\u1ef7 l\u1ec7 quy\u1ec1n bi\u1ec3u quy\u1ebft \u0111\u1ea1t 1% tr\u1edf l\u00ean), mua c\u1ed5 ph\u1ea7n ho\u1eb7c ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00f4ng ty kh\u00f4ng ni\u00eam y\u1ebft trong n\u01b0\u1edbc (tr\u1eeb tr\u01b0\u1eddng h\u1ee3p chuy\u1ec3n nh\u01b0\u1ee3ng t\u1eeb nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i kh\u00e1c), \u0111\u1ed3ng \u00fd v\u1edbi s\u1ef1 thay \u0111\u1ed5i \u0111\u00e1ng k\u1ec3 m\u1ee5c ti\u00eau kinh doanh c\u1ee7a c\u00f4ng ty trong n\u01b0\u1edbc, thi\u1ebft l\u1eadp chi nh\u00e1nh t\u1ea1i Nh\u1eadt B\u1ea3n, v.v.<\/li>\n\n\n\n<li>Vi\u1ec7c Mua l\u1ea1i C\u1ee5 th\u1ec3: Vi\u1ec7c mua l\u1ea1i c\u1ee5 th\u1ec3 l\u00e0 khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i nh\u1eadn chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n ho\u1eb7c ph\u1ea7n v\u1ed1n g\u00f3p c\u1ee7a c\u00f4ng ty kh\u00f4ng ni\u00eam y\u1ebft trong n\u01b0\u1edbc t\u1eeb &#8220;nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i kh\u00e1c&#8221;. \u0110\u00e2y l\u00e0 m\u1ed9t ph\u00e2n lo\u1ea1i kh\u00e1c bi\u1ec7t so v\u1edbi \u0111\u1ea7u t\u01b0 tr\u1ef1c ti\u1ebfp n\u1ed9i \u0111\u1ecba.<\/li>\n<\/ul>\n\n\n\n<p>C\u00e1c th\u1ee7 t\u1ee5c theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n \u0111\u01b0\u1ee3c ph\u00e2n lo\u1ea1i nh\u01b0 sau:<\/p>\n\n\n\n<ul>\n<li>Th\u00f4ng b\u00e1o tr\u01b0\u1edbc: C\u1ea7n thi\u1ebft khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u00f3 qu\u1ed1c t\u1ecbch ho\u1eb7c n\u01a1i c\u01b0 tr\u00fa kh\u00f4ng ph\u1ea3i l\u00e0 Nh\u1eadt B\u1ea3n ho\u1eb7c c\u00e1c qu\u1ed1c gia \u0111\u01b0\u1ee3c li\u1ec7t k\u00ea, ho\u1eb7c khi ng\u00e0nh ngh\u1ec1 c\u1ee7a doanh nghi\u1ec7p \u0111\u1ea7u t\u01b0 thu\u1ed9c ng\u00e0nh ngh\u1ec1 \u0111\u01b0\u1ee3c ch\u1ec9 \u0111\u1ecbnh.<\/li>\n\n\n\n<li>B\u00e1o c\u00e1o sau: C\u1ea7n thi\u1ebft trong tr\u01b0\u1eddng h\u1ee3p kh\u00e1c, t\u1ee9c l\u00e0 khi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u00f3 qu\u1ed1c t\u1ecbch ho\u1eb7c n\u01a1i c\u01b0 tr\u00fa l\u00e0 Nh\u1eadt B\u1ea3n ho\u1eb7c c\u00e1c qu\u1ed1c gia \u0111\u01b0\u1ee3c li\u1ec7t k\u00ea, ho\u1eb7c khi ng\u00e0nh ngh\u1ec1 c\u1ee7a doanh nghi\u1ec7p \u0111\u1ea7u t\u01b0 kh\u00f4ng thu\u1ed9c ng\u00e0nh ngh\u1ec1 \u0111\u01b0\u1ee3c ch\u1ec9 \u0111\u1ecbnh. C\u1ea7n b\u00e1o c\u00e1o sau c\u1ea3 khi s\u1eed d\u1ee5ng ch\u1ebf \u0111\u1ed9 mi\u1ec5n th\u00f4ng b\u00e1o tr\u01b0\u1edbc.<\/li>\n\n\n\n<li>Ch\u1ebf \u0111\u1ed9 mi\u1ec5n th\u00f4ng b\u00e1o tr\u01b0\u1edbc: L\u00e0 ch\u1ebf \u0111\u1ed9 kh\u00f4ng y\u00eau c\u1ea7u th\u00f4ng b\u00e1o tr\u01b0\u1edbc d\u1ef1a tr\u00ean vi\u1ec7c tu\u00e2n th\u1ee7 m\u1ed9t s\u1ed1 ti\u00eau chu\u1ea9n nh\u1ea5t \u0111\u1ecbnh v\u00e0 ch\u1ec9 c\u1ea7n b\u00e1o c\u00e1o sau. Ch\u1ec9 c\u00f3 m\u1ed9t s\u1ed1 nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i nh\u1ea5t \u0111\u1ecbnh nh\u01b0 c\u00e1c t\u1ed5 ch\u1ee9c t\u00e0i ch\u00ednh n\u01b0\u1edbc ngo\u00e0i c\u1ee5 th\u1ec3 ho\u1eb7c Qu\u1ef9 Ti\u1ec1n t\u1ec7 Qu\u1ed1c t\u1ebf c\u00f3 th\u1ec3 s\u1eed d\u1ee5ng. N\u1ebfu vi ph\u1ea1m c\u00e1c ti\u00eau chu\u1ea9n mi\u1ec5n tr\u1eeb, c\u00f3 th\u1ec3 s\u1ebd tr\u1edf th\u00e0nh \u0111\u1ed1i t\u01b0\u1ee3ng c\u1ee7a l\u1ec7nh ch\u1ec9 th\u1ecb.<\/li>\n<\/ul>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Thu_tuc_Thong_Bao_Truoc_va_Bao_Cao_Sau\"><\/span>Th\u1ee7 t\u1ee5c Th\u00f4ng B\u00e1o Tr\u01b0\u1edbc v\u00e0 B\u00e1o C\u00e1o Sau<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>Khi c\u1ea7n th\u00f4ng b\u00e1o tr\u01b0\u1edbc, nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i ph\u1ea3i n\u1ed9p t\u1edd khai th\u00f4ng qua Ng\u00e2n h\u00e0ng Nh\u1eadt B\u1ea3n \u0111\u1ebfn B\u1ed9 tr\u01b0\u1edfng T\u00e0i ch\u00ednh v\u00e0 B\u1ed9 tr\u01b0\u1edfng qu\u1ea3n l\u00fd ng\u00e0nh ngh\u1ec1 li\u00ean quan tr\u01b0\u1edbc ng\u00e0y giao d\u1ecbch d\u1ef1 ki\u1ebfn \u00edt nh\u1ea5t 6 th\u00e1ng. Sau khi t\u1edd khai \u0111\u01b0\u1ee3c ch\u1ea5p nh\u1eadn, c\u00f3 m\u1ed9t &#8220;th\u1eddi gian c\u1ea5m&#8221; kh\u00f4ng \u0111\u01b0\u1ee3c ph\u00e9p th\u1ef1c hi\u1ec7n giao d\u1ecbch trong v\u00f2ng 30 ng\u00e0y theo nguy\u00ean t\u1eafc, nh\u01b0ng n\u1ebfu \u0111\u01b0\u1ee3c \u0111\u00e1nh gi\u00e1 l\u00e0 kh\u00f4ng v\u1ea5n \u0111\u1ec1 g\u00ec v\u1edbi an ninh qu\u1ed1c gia, th\u1eddi gian n\u00e0y c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c r\u00fat ng\u1eafn. Tuy nhi\u00ean, n\u1ebfu vi\u1ec7c xem x\u00e9t m\u1ea5t nhi\u1ec1u th\u1eddi gian, th\u1eddi gian c\u1ea5m c\u00f3 th\u1ec3 \u0111\u01b0\u1ee3c k\u00e9o d\u00e0i l\u00ean \u0111\u1ebfn t\u1ed1i \u0111a 4 th\u00e1ng.<\/p>\n\n\n\n<p>\u0110\u1ed1i v\u1edbi c\u00e1c giao d\u1ecbch c\u1ea7n b\u00e1o c\u00e1o sau, nh\u00e0 \u0111\u1ea7u t\u01b0 ph\u1ea3i n\u1ed9p b\u00e1o c\u00e1o trong v\u00f2ng 45 ng\u00e0y k\u1ec3 t\u1eeb khi giao d\u1ecbch ho\u00e0n t\u1ea5t. Ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o tr\u01b0\u1edbc thu\u1ed9c v\u1ec1 ph\u00eda nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i, v\u00e0 theo nguy\u00ean t\u1eafc, ph\u00eda doanh nghi\u1ec7p ti\u1ebfp nh\u1eadn kh\u00f4ng c\u00f3 ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Rui_ro_va_hinh_phat_vi_pham_Luat_Ngoai_hoi_cua_Nhat_Ban\"><\/span>R\u1ee7i ro v\u00e0 h\u00ecnh ph\u1ea1t vi ph\u1ea1m Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n<span class=\"ez-toc-section-end\"><\/span><\/h3>\n\n\n\n<p>N\u1ebfu vi ph\u1ea1m ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n, nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u00f3 th\u1ec3 ph\u1ea3i \u0111\u1ed1i m\u1eb7t v\u1edbi nh\u1eefng h\u00ecnh ph\u1ea1t n\u1eb7ng n\u1ec1. Ch\u1eb3ng h\u1ea1n, n\u1ebfu c\u1ed1 t\u00ecnh th\u00f4ng b\u00e1o sai l\u1ec7ch d\u00f9 c\u1ea7n ph\u1ea3i th\u00f4ng b\u00e1o tr\u01b0\u1edbc, c\u00f3 th\u1ec3 b\u1ecb ph\u1ea1t ti\u1ec1n l\u00ean \u0111\u1ebfn h\u01a1n 100 tri\u1ec7u y\u00ean (kho\u1ea3ng 1 t\u1ef7 \u0111\u1ed3ng). Ngo\u00e0i ra, n\u1ebfu th\u1ef1c hi\u1ec7n \u0111\u1ea7u t\u01b0 m\u00e0 kh\u00f4ng th\u00f4ng b\u00e1o, ho\u1eb7c kh\u00f4ng tu\u00e2n theo c\u00e1c m\u1ec7nh l\u1ec7nh h\u00e0nh ch\u00ednh, nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ph\u1ea3i \u0111\u1ed1i di\u1ec7n v\u1edbi h\u00ecnh ph\u1ea1t h\u00ecnh s\u1ef1 ho\u1eb7c nh\u1eadn l\u1ec7nh t\u1eeb B\u1ed9 tr\u01b0\u1edfng T\u00e0i ch\u00ednh v\u00e0 B\u1ed9 tr\u01b0\u1edfng c\u00f3 th\u1ea9m quy\u1ec1n v\u1ec1 vi\u1ec7c b\u00e1n c\u1ed5 ph\u1ea7n. Nh\u1eefng vi ph\u1ea1m n\u00e0y \u0111\u01b0\u1ee3c x\u1eed l\u00fd nghi\u00eam ng\u1eb7t v\u00ec li\u00ean quan \u0111\u1ebfn l\u1ee3i \u00edch an ninh kinh t\u1ebf qu\u1ed1c gia, bao g\u1ed3m c\u1ea3 vi\u1ec7c ng\u0103n ch\u1eb7n d\u00f2ng ch\u1ea3y k\u1ef9 thu\u1eadt.<\/p>\n\n\n\n<p>Ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i c\u1ee7a Nh\u1eadt B\u1ea3n n\u1eb1m \u1edf ph\u00eda nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i, v\u00e0 vi ph\u1ea1m c\u00f3 th\u1ec3 d\u1eabn \u0111\u1ebfn vi\u1ec7c \u00e1p d\u1ee5ng c\u00e1c h\u00ecnh ph\u1ea1t n\u1eb7ng nh\u01b0 ph\u1ea1t ti\u1ec1n l\u1edbn ho\u1eb7c l\u1ec7nh b\u00e1n c\u1ed5 ph\u1ea7n. Khi m\u1ed9t c\u00f4ng ty Nh\u1eadt B\u1ea3n nh\u1eadn \u0111\u1ea7u t\u01b0 t\u1eeb nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i, c\u00f4ng ty kh\u00f4ng c\u00f3 ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o tr\u1ef1c ti\u1ebfp, do \u0111\u00f3 c\u00f3 th\u1ec3 kh\u00f3 nh\u1eadn bi\u1ebft n\u1ebfu nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i kh\u00f4ng tu\u00e2n th\u1ee7 c\u00e1c th\u1ee7 t\u1ee5c c\u1ee7a Lu\u1eadt Ngo\u1ea1i h\u1ed1i. Tuy nhi\u00ean, n\u1ebfu nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i vi ph\u1ea1m Lu\u1eadt Ngo\u1ea1i h\u1ed1i, kho\u1ea3n \u0111\u1ea7u t\u01b0 \u0111\u00f3 c\u00f3 th\u1ec3 tr\u1edf n\u00ean b\u1ea5t h\u1ee3p ph\u00e1p v\u00e0 cu\u1ed1i c\u00f9ng c\u00f3 th\u1ec3 \u1ea3nh h\u01b0\u1edfng \u0111\u1ebfn c\u00f4ng ty \u0111\u1ea7u t\u01b0, bao g\u1ed3m c\u1ea3 vi\u1ec7c ph\u1ea3i b\u00e1n c\u1ed5 ph\u1ea7n. \u0110i\u1ec1u n\u00e0y c\u00f3 th\u1ec3 tr\u1edf th\u00e0nh r\u1ee7i ro qu\u1ea3n tr\u1ecb kh\u00f4ng l\u01b0\u1eddng tr\u01b0\u1edbc \u0111\u01b0\u1ee3c \u0111\u1ed1i v\u1edbi c\u00f4ng ty \u0111\u1ea7u t\u01b0. D\u00f9 c\u00f4ng ty \u0111\u1ea7u t\u01b0 kh\u00f4ng ph\u1ea3i ch\u1ecbu ngh\u0129a v\u1ee5 th\u00f4ng b\u00e1o tr\u1ef1c ti\u1ebfp theo Lu\u1eadt Ngo\u1ea1i h\u1ed1i, vi\u1ec7c x\u00e1c minh nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i tu\u00e2n th\u1ee7 lu\u1eadt n\u00e0y l\u00e0 v\u00f4 c\u00f9ng quan tr\u1ecdng \u0111\u1ed1i v\u1edbi s\u1ef1 \u1ed5n \u0111\u1ecbnh ph\u00e1p l\u00fd v\u00e0 t\u00ednh li\u00ean t\u1ee5c c\u1ee7a doanh nghi\u1ec7p. Nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i c\u1ea7n \u00fd th\u1ee9c r\u1eb1ng vi\u1ec7c tu\u00e2n th\u1ee7 c\u1ee7a h\u1ecd c\u00f3 \u1ea3nh h\u01b0\u1edfng tr\u1ef1c ti\u1ebfp \u0111\u1ebfn s\u1ef1 \u1ed5n \u0111\u1ecbnh c\u1ee7a c\u00f4ng ty \u0111\u1ea7u t\u01b0, v\u00e0 c\u00f4ng ty \u0111\u1ea7u t\u01b0 c\u0169ng c\u1ea7n thi\u1ebft l\u1eadp s\u1ef1 \u0111\u1ed3ng thu\u1eadn r\u00f5 r\u00e0ng v\u00e0 ki\u1ec3m tra vi\u1ec7c tu\u00e2n th\u1ee7 Lu\u1eadt Ngo\u1ea1i h\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ec3 tr\u00e1nh nh\u1eefng r\u1ee7i ro ti\u1ec1m \u1ea9n.<\/p>\n\n\n\n<h2 class=\"wp-block-heading\"><span class=\"ez-toc-section\" id=\"Tong_ket\"><\/span>T\u1ed5ng k\u1ebft<span class=\"ez-toc-section-end\"><\/span><\/h2>\n\n\n\n<p>Quy t\u1eafc v\u1ec1 vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n (Japanese Corporate Law) d\u1ef1a tr\u00ean nguy\u00ean t\u1eafc t\u1ef1 do chuy\u1ec3n nh\u01b0\u1ee3ng nh\u01b0ng c\u0169ng bao g\u1ed3m c\u00e1c quy \u0111\u1ecbnh ph\u1ee9c t\u1ea1p nh\u01b0 th\u1ee7 t\u1ee5c ph\u00ea duy\u1ec7t c\u1ed5 ph\u1ea7n c\u00f3 gi\u1edbi h\u1ea1n chuy\u1ec3n nh\u01b0\u1ee3ng, qu\u1ea3n l\u00fd s\u1ed5 \u0111\u0103ng k\u00fd c\u1ed5 \u0111\u00f4ng, c\u0169ng nh\u01b0 c\u00e1c quy \u0111\u1ecbnh c\u1ee7a lu\u1eadt ngo\u1ea1i h\u1ed1i \u0111\u1ed1i v\u1edbi nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i. Vi\u1ec7c hi\u1ec3u r\u00f5 nh\u1eefng quy t\u1eafc ph\u1ee9c t\u1ea1p n\u00e0y v\u00e0 th\u1ef1c hi\u1ec7n \u0111\u00fang c\u00e1c th\u1ee7 t\u1ee5c l\u00e0 \u0111i\u1ec1u c\u1ea7n thi\u1ebft \u0111\u1ec3 th\u1ef1c hi\u1ec7n chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n m\u1ed9t c\u00e1ch tr\u00f4i ch\u1ea3y v\u00e0 tr\u00e1nh c\u00e1c r\u1ee7i ro ph\u00e1p l\u00fd kh\u00f4ng mong mu\u1ed1n. V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 Monolith c\u00f3 kinh nghi\u1ec7m v\u00e0 ki\u1ebfn th\u1ee9c chuy\u00ean m\u00f4n s\u00e2u r\u1ed9ng trong vi\u1ec7c ph\u1ee5c v\u1ee5 kh\u00e1ch h\u00e0ng \u0111a d\u1ea1ng, t\u1eeb c\u00e1c doanh nghi\u1ec7p ni\u00eam y\u1ebft \u0111\u1ebfn c\u00e1c startup \u1edf Nh\u1eadt B\u1ea3n, trong l\u0129nh v\u1ef1c ph\u00e1p l\u00fd doanh nghi\u1ec7p, M&amp;A, v\u00e0 giao d\u1ecbch qu\u1ed1c t\u1ebf. \u0110\u1eb7c bi\u1ec7t, ch\u00fang t\u00f4i c\u00f3 nhi\u1ec1u lu\u1eadt s\u01b0 n\u00f3i ti\u1ebfng Anh c\u00f3 b\u1eb1ng c\u1ea5p lu\u1eadt s\u01b0 t\u1eeb c\u00e1c bang nh\u01b0 California, v\u00e0 c\u00f3 kh\u1ea3 n\u0103ng hi\u1ec3u s\u00e2u s\u1eafc c\u1ea3 h\u1ec7 th\u1ed1ng ph\u00e1p lu\u1eadt Nh\u1eadt B\u1ea3n l\u1eabn t\u1eadp qu\u00e1n kinh doanh qu\u1ed1c t\u1ebf, cho ph\u00e9p ch\u00fang t\u00f4i cung c\u1ea5p h\u1ed7 tr\u1ee3 ch\u00ednh x\u00e1c t\u1eeb nhi\u1ec1u g\u00f3c \u0111\u1ed9 cho c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 n\u01b0\u1edbc ngo\u00e0i \u0111\u1ed1i m\u1eb7t v\u1edbi nh\u1eefng th\u00e1ch th\u1ee9c ph\u00e1p l\u00fd ph\u1ee9c t\u1ea1p. N\u1ebfu b\u1ea1n c\u1ea7n t\u01b0 v\u1ea5n v\u1ec1 chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n \u1edf Nh\u1eadt B\u1ea3n, h\u00e3y tin t\u01b0\u1edfng v\u00e0 li\u00ean h\u1ec7 v\u1edbi V\u0103n ph\u00f2ng lu\u1eadt s\u01b0 Monolith.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 ph\u1ea7n theo Lu\u1eadt C\u00f4ng ty c\u1ee7a Nh\u1eadt B\u1ea3n (Japan&#8217;s Company Law) l\u00e0 y\u1ebfu t\u1ed1 c\u1ed1t l\u00f5i trong qu\u1ea3n l\u00fd doanh nghi\u1ec7p v\u00e0 ho\u1ea1t \u0111\u1ed9ng \u0111\u1ea7u t\u01b0. Trong c\u00e1c c\u00f4ng ty c\u1ed5 ph\u1ea7n, vi\u1ec7c chuy\u1ec3n nh\u01b0\u1ee3ng c\u1ed5 [&hellip;]<\/p>\n","protected":false},"author":32,"featured_media":71354,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[18],"tags":[24,85],"acf":[],"_links":{"self":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71192"}],"collection":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/users\/32"}],"replies":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/comments?post=71192"}],"version-history":[{"count":2,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71192\/revisions"}],"predecessor-version":[{"id":71353,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/posts\/71192\/revisions\/71353"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media\/71354"}],"wp:attachment":[{"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/media?parent=71192"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/categories?post=71192"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/monolith.law\/vi\/wp-json\/wp\/v2\/tags?post=71192"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}